State v. Bassett
State v. Bassett
Dissenting Opinion
¶ 45 The majority's decision to invalidate a provision of our Miller - fix statute, RCW 10.95.030(3)(a)(ii), and to categorically bar the imposition of a juvenile life without parole (LWOP) sentence purports to rest on article I, section 14 of the Washington State Constitution. However, it offers no basis in state law but is simply a reinterpretation of Miller v. Alabama,
¶ 46 I respectfully dissent. I would hold that the provision of Washington's Miller - fix statute, RCW 10.95.030(3)(a)(ii),
*356I. The Proportionality Test from State v. Fain, as Modified by RCW 10.95.030(3), Governs Review of Sentences under Article I, Section 14 of the Washington Constitution
¶ 47 Washington State has long used the proportionality principles adopted in Fain to determine whether punishment is constitutional under article I, section 14 of the Washington Constitution. See State v. Witherspoon,
¶ 48 The majority casts aside the Fain analysis on the ground that it "does not include significant consideration of the characteristics of the offender class," and is thus "ill suited" to address claims based on "the nature of children." Majority at 351. This fails to appreciate the breadth of the inquiry under Fain, which fully incorporates consideration of the unique characteristics of youth under Washington's Miller - fix statute, RCW 10.95.030(3).
¶ 49 Following the United States Supreme Court decision in Miller, the legislature directed that Washington sentencing courts must consider "mitigating factors that account for the diminished culpability of youth ... including, but not limited to, the age of the individual, the youth's childhood and life experience, the degree of responsibility the youth was capable of exercising, and the youth's chances of becoming rehabilitated." RCW 10.95.030(3)(b). The Washington Miller - fix statute addresses the foundational principle from Miller and the previous cases it built on-"that imposition of a State's most severe penalties on juvenile offenders cannot proceed as though they were not children."
¶ 50 Post- Miller , our constitutional analysis under Fain necessarily incorporates these considerations. The majority repeats the error of the Court of Appeals by divorcing the Fain analysis from Miller 's requirements, when we must respect both. Majority at 351 (stating, "a test that does not consider youthful characteristics should not be adopted"); State v. Bassett,
II. Our Post-Miller State Constitutional Analysis under Fain Fully Accounts for Youth and Its Attendant Characteristics in Deciding Whether To Impose LWOP on a Juvenile Homicide Offender
¶ 51 Understanding that adequate sentencing review must account for both Miller and Fain, there is no basis to abandon our traditional state constitutional analysis. Both the substantive and procedural aspects of the holding in Miller may be harmonized with the Fain factors under our analysis. Nothing in Miller forecloses individual sentence review.
*357Instead, " Miller drew a line between children whose crimes reflect transient immaturity and those rare children whose crimes reflect irreparable corruption. The fact that life without parole could be a proportionate sentence for the latter kind of juvenile offender does not mean that all other children imprisoned under a disproportionate sentence have not suffered the deprivation of a substantive right." Montgomery,
¶ 52 We recently recognized that " Miller 's procedural requirement for individualized sentencing of juvenile homicide offenders 'does not replace but rather gives effect to Miller' s substantive holding that life without parole is an excessive sentence for children whose crimes reflect transient immaturity.' " Ramos,
receive and consider relevant mitigation evidence bearing on the circumstances of the offense and the culpability of the offender, including ... the juvenile's "chronological age and its hallmark features-among them, immaturity, impetuosity, and failure to appreciate risks and consequences." It is also necessary to consider the juvenile's "family and home environment" and "the circumstances of the homicide offense, including the extent of his participation in the conduct and the way familial and peer pressures may have affected him." And where appropriate, the court should account for "incompetencies associated with youth" that may have had an impact on the proceedings, such as the juvenile's "inability to deal with police officers or prosecutors (including on a plea agreement) or his incapacity to assist his own attorneys."
Ramos,
¶ 53 The majority fails to explain why the line drawn in Miller and recognized by this court in Ramos is now constitutionally inadequate. It is not enough to say, as the majority does, that we have relied on Miller to *358impose additional restraints on juvenile sentencing. See majority at 349-50. Our cases applying Miller all recognize that Miller allows sentencing judges the discretion to impose harsh sentences on juvenile offenders, including LWOP in rare circumstances. See State v. O'Dell,
III. The Majority's Gunwall Analysis Ultimately Relies on Reinterpreting Miller and Offers No State Law Basis To Categorically Bar Juvenile LWOP for Homicide Offenses
¶ 54 The majority recognizes that a meaningful analysis under State v. Gunwall,
¶ 55 Prior to Miller, Washington precedent and statutes allowed for juvenile LWOP sentencing on a wider scale. The State correctly points out that "Washington courts have repeatedly rejected constitutional challenges to juvenile LWOP sentences." Revised Suppl. Br. of Pet'r at 10 (citing State v. Furman,
¶ 56 At the end of the day, the majority's circular path of reasoning leads back to Miller, and it attempts to reinterpret Miller in a way that expands the substantive holding in that case to make it more like Graham. The majority ultimately rejects Miller 's actual holding, requiring individualized review of youth and attendant characteristics for LWOP sentencing of juvenile homicide offenders, because it elevates Graham 's reasoning to an absolute. Majority at 350-51 (citing Graham,
¶ 57 Although the majority walks through the Gunwall factors to find that article I, section 14 is more protective than the Eighth Amendment to the United States Constitution, majority at 349-50, its reasoning rests entirely on reinterpreting Miller to follow the categorical bar approach of Graham. The majority is careful not to expressly rely on the single Iowa case to take this approach, see State v. Sweet,
¶ 58 Washington State law does not categorically bar LWOP for juvenile homicide offenders. We consistently upheld juvenile LWOP before Miller, and it remains a constitutionally *360permissible sentence for some juveniles under Miller 's clear holding. Nothing in our subsequent precedent adhering to Miller supports using article I, section 14 to expand Miller 's holding. I would uphold the constitutionality of RCW 10.95.030(3)(a)(ii) and recognize the discretion of sentencing courts to impose LWOP on juvenile homicide offenders in rare cases such as this.
CONCLUSION
¶ 59 Bassett, pursuant to the Miller -fix statute, was resentenced in 2015 when he was 35 years old. Bassett ,
¶ 60 I would conclude that RCW 10.95.030(3)(a)(ii) is constitutional and would therefore uphold the sentencing court's discretionary decision to impose LWOP on Bassett for the murders of his parents and brother.
Fairhurst, C.J.,
Johnson, J.
Madsen, J.
Although the Court of Appeals holds that "life sentences without parole or early release for juvenile offenders as allowed under RCW 10.95.030(3)(a)(ii) are unconstitutional," State v. Bassett,
The Gunwall analysis considers the following factors to determine whether the Washington Constitution provides greater protection than the United States Constitution: (1) "The textual language of the state constitution," (2) "Significant differences in the texts of parallel provisions of the federal and state constitutions," (3) "State constitutional and common law history," (4) "Preexisting state law," (5) "Differences in structure between the federal and state constitutions," and (6) "Matters of particular state interest or local concern."
The majority finds it significant that several states have completely eliminated juvenile LWOP as a discretionary sentence in all circumstances, with most taking this step after Miller. Majority at 352 (citing state statutes). It acknowledges, however, that the approach taken by Washington and other states is consistent with Miller . Id. at 352.
We also recognized in Ramos that "the Miller Court left state legislatures with considerable flexibility to develop their own procedures for implementing its substantive holding."
In his cross petition for review by this court, Bassett challenged the sentencing judge's exercise of discretion. See Cross-Pet. for Review (requesting review regarding whether it is constitutional to (1) allow a judge to decide the presence of an aggravating circumstance necessary to impose a juvenile LWOP sentence, (2) allow a sentencing judge to consider information offered as mitigation of punishment into evidence justifying imposition of the most severe punishment possible for a juvenile offender, and (3) sentence a juvenile to LWOP on less than proof beyond a reasonable doubt). We rejected the cross petition, however, and thus the sole issue before us is whether RCW 10.95.030(3)(a)(ii) is constitutional. See Order, State v. Bassett, No. 94556-0 (Wash. Oct. 4, 2017); Pet. for Review at 2 ("Does the provision of the Miller -fix statute permitting a sentencing court to impose LWOP upon a juvenile murderer after fully considering mitigating factors that account for the diminished culpability of youth and the chances of rehabilitation violate our state's constitutional prohibition against cruel punishment?").
Opinion of the Court
¶ 1 At issue here is the constitutionality of sentencing juvenile offenders to life in prison without the possibility of parole or early release. The State appeals a Court of Appeals, Division Two decision holding that the provision of our state's Miller
PROCEDURAL AND FACTUAL BACKGROUND
¶ 2 When Brian Bassett was 16 years old, he was living in a "shack" with Nicholaus McDonald after Bassett's parents " 'kicked [him] out' " of their home. State v. Bassett, noted at
¶ 3 After nearly two decades in prison, Bassett had another chance at sentencing in light of the Supreme Court's Miller decision.
¶ 4 In response to Miller, our state legislature enacted what is referred to as the Miller -fix statute. RCW 10.95.030. It requires sentencing courts to consider the Miller factors before sentencing a 16- or 17-year-old convicted of aggravated first degree murder to life without parole.
¶ 5 Bassett, at 35 years old, appeared for resentencing pursuant to the Miller -fix statute in 2015. Bassett requested three concurrent 25-year sentences and submitted over 100 pages of mitigation documentation, including evidence that he had been rehabilitated since his days as a teenager.
¶ 6 A pediatric psychologist who treated Bassett prior to the murders shed light on Bassett's childhood and life experience. He testified that Bassett had suffered from an adjustment disorder, struggling to cope effectively with the stressors of homelessness *347and his strained relationship with his parents. The psychologist testified that during a family counseling session, Bassett attempted to reconcile with his parents, expressing a desire to come back home, but his parents rejected the idea. Bassett addressed the court and stated that at the time of the crimes he was unable to "comprehend the totality" and "see the long-term consequences of [his] actions." Verbatim Report of Proceedings (VRP) at 79. He said that when he was taken to jail on suspicion of murdering his parents, his first thoughts were "how much trouble [he] was going to be in when [his] parents learned that [he] was there in jail." VRP at 79-80.
¶ 7 Bassett also submitted significant evidence demonstrating how he has matured emotionally and behaviorally. He successfully completed courses examining stress and family violence in order to, as his brief states, "better understand his crimes." Br. of Resp't at 3 n.6. He has not had any prison violations since 2003, and the Department of Corrections classified him as a moderate-to-low security risk. He earned his GED (general equivalency diploma) and a full tuition scholarship for college, and was on the Edmonds Community College honor roll. Many letters from Bassett's supporters stated that he serves as a mentor to other men in prison. He married Joanne Pfeifer in 2010 after premarital counseling.
¶ 8 The State did not present any evidence rebutting Bassett's mitigating information. The sentencing judge rejected most of the mitigation evidence and imposed three consecutive life without parole sentences.
¶ 9 Bassett appealed, arguing, among other things, that Washington's Miller - Fix statute violated article I, section 14 because life without parole was categorically a cruel punishment for juvenile offenders. Bassett,
¶ 10 The Court of Appeals held in the published portion of its opinion that juvenile life without parole was categorically unconstitutional under article I, section 14. Id. at 744,
¶ 11 The State petitioned our court for review, arguing that the Court of Appeals' decision "ignore[d] the history of juvenile sentencing in Washington and abandon[ed] [ Fain, ] Washington's long-standing framework for evaluating cruel punishment under the state constitution[,] ... in favor of the analysis of a foreign state court." Pet. for Review at 11-12. We accepted review of the State's petition and denied review of the issues raised by Bassett in his cross petition for review. State v. Bassett,
ISSUES
I. Is article I, section 14 of the Washington Constitution more protective than the Eighth Amendment to the United States Constitution?
II. Should this court apply the categorical bar analysis or the Fain proportionality test to this constitutional challenge?
III. Under the categorical bar analysis, does a juvenile life without parole sentence violate article I, section 14 of the Washington Constitution ?
IV. Under the Fain proportionality test, does a juvenile life without parole sentence violate article I, section 14 of the Washington Constitution ?
ANALYSIS
¶ 12 We must determine whether the Washington Constitution's ban on "cruel punishment"
*348prohibits sentencing juveniles to life without parole, rendering RCW 10.95.030(3)(a)(ii) unconstitutional. WASH. CONST. art. I, § 14. This subsection of the Miller -fix statute provides that
[a]ny person convicted of the crime of aggravated first degree murder for an offense committed when the person is at least sixteen years old but less than eighteen years old shall be sentenced to a maximum term of life imprisonment and a minimum term of total confinement of no less than twenty-five years. A minimum term of life may be imposed, in which case the person will be ineligible for parole or early release.
RCW 10.95.030(3)(a)(ii) (emphasis added). As the last sentence explains, when a court imposes a maximum term of life and a minimum term of life, the sentence becomes a life sentence without parole or early release.
¶ 13 We review a statute's constitutionality, like questions of law, de novo. State v. Hunley,
¶ 14 The State argues that the Court of Appeals "subverted the constitutional authority of a duly-elected legislature to fix punishments for criminal offenses" by holding juvenile life without parole unconstitutional. Revised Suppl. Br. of Pet'r at 18-20. It argues that the legislature had the opportunity to do away with juvenile life without parole after Miller and chose not to do so.
I. Under Gunwall, Article I, Section 14 Is More Protective Than the Eighth Amendment
¶ 15 Our first step is to determine whether article I, section 14 of the Washington Constitution is more protective than its federal counterpart, the Eighth Amendment. The State argues that we must conduct a Gunwall analysis in order to answer this question. State v. Gunwall,
¶ 16 This court has "repeated[ly] recogni[zed] that the Washington State Constitution's cruel punishment clause often provides greater protection than the Eighth Amendment."
*349¶ 17 Moreover, we recently indicated that the Gunwall analysis should be conducted in the specific context of challenges to juvenile life without parole sentences. In Ramos, we agreed with Ramos that our court has repeatedly found that article I, section 14 is more protective than the Eighth Amendment. State v. Ramos,
¶ 18 Thus, we use the six nonexclusive criteria from Gunwall to determine whether the Washington Constitution's ban on cruel punishment should be considered as extending broader rights to its citizens than the Eighth Amendment: (1) the textual language of the state constitution, (2) differences in the texts of parallel provisions of the federal and state constitutions, (3) state constitutional and common law history, (4) preexisting state law, (5) structural differences between the federal and state constitutions, and (6) matters of particular state interest or local concern. Gunwall,
¶ 19 The first three factors provide cogent grounds for finding article I, section 14 more protective than the Eighth Amendment. The Washington Constitution provides that "[e]xcessive bail shall not be required, excessive fines imposed, nor cruel punishment inflicted." WASH. CONST. art. I, § 14. This provision is similar to the Eighth Amendment but omits the words "and unusual." U.S. CONST. amend. VIII ("Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted."). This difference indicates that " Article 1, section 14, on its face, may offer greater protection than the Eighth Amendment, because it prohibits conduct that is merely cruel; it does not require that the conduct be both cruel and unusual." Dodd,
¶ 20 The fourth factor asks us to consider how "established bodies of state law, including statutory law, may also bear on the granting of distinctive state constitutional rights." Gunwall,
¶ 21 This court has consistently applied the Miller principle that "children are different." Miller,
¶ 22 Our legislature has also demonstrated its "ongoing concern for juvenile justice issues." Ramos,
¶ 23 The fifth Gunwall factor "will always point toward pursuing an independent state constitutional analysis because the federal constitution is a grant of power from the states, while the state constitution represents a limitation of the State's power." State v. Young,
¶ 24 The sixth factor also weighs in favor of interpreting article I, section 14 more broadly than the Eighth Amendment. While there may be some benefit to national uniformity for sentencing children, it is outweighed by the state policy considerations discussed under the fourth factor, to grant juveniles special sentencing protections where appropriate. See Gunwall,
¶ 25 The six Gunwall factors all direct us toward interpreting article I, section 14 more broadly than the Eighth Amendment. Thus, we hold that in the context of juvenile sentencing, article I, section 14 provides greater protection than the Eighth Amendment.
II. The Categorical Bar Analysis Better Considers the Characteristics of the Offender Class Than the Fain Test
¶ 26 The State argues that the Court of Appeals wrongly abandoned our traditional Fain proportionality analysis in favor of the categorical bar analysis, rooted in United States Supreme Court jurisprudence. The State is correct that our court has used Fain to analyze proportionality challenges under article I, section 14. State v. Witherspoon,
¶ 27 The Fain proportionality test considers (1) the nature of the offense, (2) the legislative purpose behind the statute, (3) the punishment the defendant would have received in other jurisdictions, and (4) the punishment meted out for other offenses in the same jurisdiction. Fain,
¶ 28 The United States Supreme Court's jurisprudence on the categorical bar analysis is helpful in understanding why Fain should not be adopted here. The Fain framework does not include significant consideration of the characteristics of the offender class. Instead, it weighs the offense with the punishment. This makes it ill suited to analyze Bassett's claim because he asserts a categorical challenge based on the characteristics of the offender class-children. The categorical bar analysis, on the other hand, directs us to consider the nature of children. Graham,
¶ 29 The United States Supreme Court developed the categorical framework to address categorical cruel punishment claims based on the nature of the offense or the characteristics of the offender. Graham ,
¶ 30 Understanding why we created the Fain test helps us appreciate why it is appropriate to adopt the categorical bar analysis for Bassett's constitutional challenge. The Fourth Circuit adopted the four-factor test when considering whether a life sentence was disproportionate to the underlying offenses in a habitual criminal case. Hart v. Coiner ,
¶ 31 In conclusion, though we have adopted Fain to assess other cruel punishment claims under our state constitution, it is inappropriate to assess Bassett's categorical challenge, which is based on the characteristics of children. We are free to evolve our state constitutional framework as novel issues arise to ensure the most appropriate factors are considered. Because the categorical bar analysis allows us to consider the characteristics of youth, the crux of this categorical challenge, we adopt it in this instance. This holding does not disturb our Fain decision.
*352III. Under the Categorical Bar Analysis, Sentencing a Juvenile Offender to Life without Parole Constitutes Cruel Punishment
a. There Is a Strong and Rapid Trend of Abandoning Juvenile Life without Parole Sentences
¶ 32 The first step in the categorical bar analysis is to determine whether there is a national consensus against sentencing juveniles to life without parole by looking at " 'objective indicia of society's standards, as expressed in legislative enactments and state practice.' " Graham,
¶ 33 Bassett is correct that the direction of change in this country is unmistakably and steadily moving toward abandoning the practice of putting child offenders in prison for their entire lives. As of January 2018, 20 states and the District of Columbia have abolished life without parole for juveniles.
b. The Exercise of Independent Judgment Weighs in Favor of Finding Juvenile Life without Parole Cruel Punishment
¶ 34 The second step in the categorical bar analysis, the judicial exercise of independent judgment, requires consideration of "the culpability of the offenders at issue in light of their crimes and characteristics, along with the severity of the punishment in question" and "whether the challenged sentencing practice serves legitimate penological goals." Graham ,
¶ 35 The United States Supreme Court and this court have concluded that children are less criminally culpable than adults. As we have stated, we now "have the benefit of the studies underlying Miller, Roper, and Graham ... that establish a clear *353connection between youth and decreased moral culpability for criminal conduct." O'Dell,
¶ 36 The United States Supreme Court has recognized the harsh nature of sentencing a juvenile to die in prison. The Court explained that life without parole "alters the offender's life by a forfeiture that is irrevocable" and "deprives [individuals] of the most basic liberties without giving hope of restoration." Id. at 69-70,
¶ 37 Lastly, we look to whether the penological goals of retribution, deterrence, incapacitation, and rehabilitation are served by this sentence. " '[T]he distinctive attributes of youth diminish the penological justifications for imposing the harshest sentences on juvenile offenders, even when they commit terrible crimes. ' " Ramos,
¶ 38 Lastly, incapacitation is not well served by sentencing juveniles to life without parole because "[d]eciding that a 'juvenile offender forever will be a danger to society' would require 'mak[ing] a judgment that [he] is incorrigible'-but 'incorrigibility is inconsistent with youth.' " Id. at 472-73,
*354¶ 39 Bassett's resentencing hearing provides an illustration of the imprecise and subjective judgments a sentencing court could make regarding transient immaturity and irreparable corruption. Some judges may find an infraction-free record from the last 12 years evidence of rehabilitation, but Bassett's judge concluded it didn't "carr[y] much weight" because "prisoners have some incentive to follow the rules." VRP at 90. He also found that Bassett's academic achievements were "less evidence of rehabilitation and more evidence that ... he is simply doing things to make his time in prison more tolerable." Id. at 91,
¶ 40 Under the two-pronged categorical bar analysis, we find that states are rapidly abandoning juvenile life without parole sentences, children are less criminally culpable than adults, and the characteristics of youth do not support the penological goals of a life without parole sentence. Thus, we hold that sentencing juvenile offenders to life without parole or early release is cruel punishment and therefore RCW 10.95.030(3)(a)(ii) is unconstitutional under article I, section 14.
IV. Even under the Fain Proportionality Test, Sentencing a Juvenile Offender to Life without Parole Constitutes Cruel Punishment
¶ 41 Even if this court applied the Fain proportionality test here, we would still find that sentencing a juvenile offender to life without parole violates article I, section 14. First, looking to the nature of the offense, there is no doubt that aggravated first degree murder is the most serious criminal offense. The second factor asks us to look at the legislative purpose behind the Miller - fix statute. According to the legislature, the purpose is to require sentencing courts to "take into account mitigating factors that account for the diminished culpability of youth as provided in Miller. " LAWS OF 2014, ch. 130, § 9(3)(b). Taken together, these factors show that while aggravated murder warrants a serious punishment, youth convicted of the offense have the special protections from the Miller -fix statute requiring sentencing courts to consider children's diminished culpability.
¶ 42 The third factor, the punishment juveniles would receive in other jurisdictions, weighs in favor of finding juvenile life without parole sentences cruel punishment and unconstitutional. See supra Section III.a. Lastly, the fourth factor directs us to look at the punishment juveniles would receive for other offenses in the same jurisdiction. Juveniles in Washington can be sentenced to life without parole only if they are convicted of aggravated first degree murder. RCW 10.95.030. If a juvenile is convicted of any other crime or combination of crimes, he or she would be eligible for release after 20 years, unless he or she has committed a disqualifying infraction in the prior year. RCW 9.94A.730(1). This extreme jump from eligibility for release after 20 years to life without parole shows the extreme severity of the sentence in the broader context of juvenile sentencing. Thus, it weighs in favor of finding life without parole a disproportionate and cruel sentence as applied to juvenile offenders.
¶ 43 This test shows us that while the offense is serious, the punishment is extreme in comparison to the sentence other jurisdictions would impose and the sentence Washington would impose for other crimes. Even if we applied the Fain test to Bassett's categorical constitutional challenge, life without parole is a disproportionate sentence for juvenile offenders, and therefore, *355RCW 10.95.030(3)(a)(ii) is unconstitutional under article I, section 14.
CONCLUSION
¶ 44 We hold that sentencing juvenile offenders to life without parole or early release constitutes cruel punishment and, therefore, RCW 10.95.030(3)(a)(ii) is unconstitutional, insofar as it allows such a sentence, under article I, section 14 of Washington Constitution. We affirm the Court of Appeals' decision to remand to the trial court for resentencing in accordance with this opinion. On remand, the trial court may not impose a minimum term of life as it would result in a life without parole sentence.
WE CONCUR:
Wiggins, J.
González, J.
Gordon McCloud, J.
Yu, J.
Miller v. Alabama,
See State v. Witherspoon,
See Does Your State Still Use Life-without-Parole Sentences for Kids?, Campaign For Fair Sent'g of Youth (Feb. 1, 2018) https://www.fairsentencingofyouth.org/does-yourstate-use-juvenile-life-without-parole-jlwop/ [https://perma.cc/H3BW-YM3Y] (an update from February 2018, showing that Maine, New Mexico, New York, and Rhode Island do not use the sentence).
Reference
- Full Case Name
- STATE of Washington v. Brian M. BASSETT
- Cited By
- 83 cases
- Status
- Published