Serv. Emps. Int'l Union Local 925 v. Univ. of Wash.
Serv. Emps. Int'l Union Local 925 v. Univ. of Wash.
Opinion
Danielle Elizabeth Franco-Malone, SCBI&L, Kelly Ann Skahan, Barnard Iglitzin & Lavitt LLP, 18 W. Mercer St. Ste. 400, Seattle, WA, 98119-3971, Amicus Curiae on behalf of Washington State Labor Council.
Edward Earl Younglove III, Younglove & Coker, PLLC, Po. Box 7846, 1800 Cooper Point Rd. Sw. # 16, Olympia, WA, 98507-7846, Amicus Curiae on behalf of Washington Federation of State Employees.
Danielle Elizabeth Franco-Malone, SCBI&L, Kelly Ann Skahan Barnard, Iglitzin & Lavitt LLP, 18 W. Mercer St. Ste. 400, Seattle, WA, 98119-3971, Amicus Curiae on behalf of Seiu Washington State Council.
Michael James Gawley, Washington Education Association, 32032 Weyerhaeuser Way S., Federal Way, WA, 98001-9687, Amicus Curiae on behalf of Washington Education Association.
Tracey A Thompson, Attorney at Law, 14675 Interurban Ave. S. Ste. 307, Tukwila, WA, 98168-4614, Amicus Curiae on behalf of Teamsters Local 117.
James Dow Constantine, Attorney at Law, Po. Box 16285, Seattle, WA, 98116-0285, Amicus Curiae on behalf of King County Washington.
Laura Elizabeth Ewan, Barnard Iglitzin and Lavitt LLP, 18 W. Mercer St. Ste. 400 Seattle, WA, 98119-3971, Amicus Curiae on behalf of Aft Washington.
STEPHENS, J.
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¶1 Petitioner Freedom Foundation (Foundation) filed a public records request for records relating to union organizing by several University of Washington (UW) faculty members. The UW asked one of these faculty members to search his e-mail accounts for responsive records and, after reviewing those records, gave notice that it intended to release many of them in the absence of an injunction. Respondent Service Employees International Union 925 (Union) initiated an action in King County Superior Court to enjoin release of any union-related records, arguing they were not "public records" under chapter 42.56 RCW, Washington's Public Records Act (PRA). The trial court granted the injunction and the Court of Appeals affirmed, applying the "scope of employment" test from
Nissen v. Pierce County,
FACTS
¶2 In late December 2015, the Foundation filed a public records request with the UW's office of public records and public meetings (OPR) seeking:
1. All documents, emails or other records created by, received by, or in the possession of University of Washington faculty/employees Amy Hagopian, Robert Wood, James Liner, or Aaron Katz that contain any of the following terms:
a. Freedom Foundation (aka., "FF," "EFF," and "the Foundation")
b. Northwest Accountability Project
c. Right-to-work (aka., "right to work," "RTW," and "R2W")
d. Friedrichs v. California Teachers Association (aka., "Friedrichs v. CTA" and "Friedrichs")
e. SEIU
f. Union
2. All emails sent by University of Washington faculty/employees Amy Hagopian, Robert Wood, James Liner, or Aaron Katz to any email address ending in "@seiu925.org" or "@uwfacultyforward.org"
3. All emails received by University of Washington faculty/employees Amy Hagopian, Robert Wood, James Liner, or Aaron Katz from any email address ending in "@seiu925.org" or "@uwfacultyforward.org"
4. All emails sent from and received by the following email address: [email protected].
Clerk's Papers (CP) at 39. The request specified that it was limited to "records from January 1, 2014 to the present."
¶3 The UW contacted Professor Rob Wood, who was president of the UW chapter of the American Association of University Professors (AAUP) and a member of the Union, and asked him to search his e-mail accounts for records responsive to the Foundation's request. He provided OPR with a large number of e-mails from both UW and non-UW accounts. After OPR reviewed those e-mails, it could not definitively determine whether they were "public records" subject to disclosure under the PRA. Following its standard records request procedure, 1 the UW notified Professor Wood that it would release 3,913 pages of e-mails unless he sought a contrary court order by April 26, 2016. Professor Wood asked OPR for copies of those e-mails, and it provided him a CD (compact disk) with a PDF (portable document format) file. According to the UW, "the vast majority of the emails [in the file were]
*537 sent to or from a University email address." CP at 209. According to Professor Wood, "some of the emails in the document were sent from or received by me at my private, non-UW email address." CP at 43.
¶4 On April 25, 2016, the Union filed a complaint for declaratory and injunctive relief, seeking to prevent the release of
personal and private emails related to union organizing; emails from the "listserver" of a private organization, the UW chapter of the [AAUP]; personal and private emails between Professor Wood and other individuals, including faculty members; and lists of faculty and members of the public, some of which include individuals' contact information.
CP at 2. 2 The complaint conceded that some of the requested e-mails "probably relate to government business." CP at 7. But it argued that many other e-mails were strictly personal and that their release would chill union organizing efforts, restrain speech, and violate individuals' privacy rights. The complaint also alleged that release of the e-mails would substantially and irreparably damage the Union and Professor Wood and that the information the Foundation sought was not of legitimate public concern.
¶5 The trial court held a preliminary injunction hearing on June 10, 2016. At that hearing, the trial court granted an injunction lasting only until July 6 "to give Mr. Woods [sic] and Counsel an opportunity to review the records in some detail and make a more precise catalog as to which ones may not be public records." CP at 482. The court characterized this relief as a "temporary injunction rather than a full-blown preliminary injunction because ... preliminary injunction relief is premature at this point in time until I get more information." CP at 484. It then issued a written temporary restraining order. CP at 267. Following entry of that order, and with Professor Wood's help, the Union cataloged the e-mails, identified 102 pages as public records, and sent those pages to the Foundation. It placed the remaining documents into four categories: (1) "emails and documents about faculty organizing, including emails containing opinions and strategy in regard to faculty organizing, and direct communications with SEIU 925 employees," CP at 504, (2) "postings to the AAUP [UW] chapter listserve," CP at 504-05, (3) "personal emails or documents unrelated to UW business," CP at 505, and (4) "personal emails sent or received by Prof. Wood in his capacity as AAUP [UW] Chapter President and unrelated to UW business," CP at 505.
¶6 The trial court held a second preliminary injunction hearing on August 5, 2016. Applying the "scope of employment" test from
Nissen,
¶7 On February 24, 2017, the Union filed a motion for summary judgment and a permanent injunction. The trial court entered an order granting that motion on March 27, 2017. In its written findings and conclusions, the trial court omitted any mention of
Nissen
and instead explained that its decision "is predicated primarily on
Tiberino v. Spokane Co. Prosecutor,
103 Wn[.] App[.] 680[,
¶8 The Foundation appealed. Expressly adopting
Nissen'
s "scope of employment" test, Division One of the Court of Appeals affirmed.
Serv. Emps. Int'l Union Local 925 v. Univ. of Wash.,
4 Wash. App. 2d 605, 618-20,
ANALYSIS
¶9 Judicial review of agency actions under the PRA is de novo. RCW 42.56.550(3). Where, as here, the record on appeal consists solely of declarations or other documentary evidence, we stand in the same position as the trial court (which has made no credibility determinations).
Spokane Police Guild v. Liquor Control Bd.,
¶10 The PRA defines a "public record," in relevant part, to include "[ (1) ] any writing [ (2) ] containing information relating to the conduct of government or the performance of any governmental or proprietary function [ (3) ] prepared, owned, used, or retained by any state or local agency regardless of physical form or characteristics." RCW 42.56.010(3). To fall within the PRA's coverage, a record must satisfy all three prongs of the definition.
West v. City of Puyallup,
2 Wash. App. 2d 586, 592,
I. The "Scope of Employment" Test Applies Only to Writings Created On Personal Devices; the Court of Appeals Erred by Applying It in This Case
¶11 In
Nissen,
this court addressed the Pierce County prosecutor's use of a personal cell phone to carry out some of his official duties.
¶12
Nissen's
"scope of employment" test addresses the third prong of the public records definition: it helps determine whether records are, as a matter of law, "prepared, owned, used, or retained" by an
agency,
RCW 42.56.010(3), even though they are stored on an agency employee's
personal
device.
See
¶13 First, using the "scope of employment" test to determine whether a record satisfies RCW 42.56.010(3) 's second prong conflicts with
Nissen's
reasoning. As noted, the "scope of employment" test pertains solely to RCW 42.56.010(3) 's third prong, and it is clear from the court's reasoning in
Nissen
that the statute's second prong triggers a separate inquiry.
See
¶14 Second,
Nissen's
"scope of employment" test serves a narrow purpose and was created to address policy concerns unique to the context of personal accounts or devices. The
Nissen
court recognized that agency employees have heightened expectations of privacy in that context.
See
¶15 We hold that the Court of Appeals erred by applying Nissen 's third prong analysis to answer the second prong question presented here. This case may present a limited Nissen issue to the extent any of the e-mails responsive to the Foundation's request were sent through personal accounts. 3 But the "scope of employment" test does not determine whether a record that is concededly "retained" by an agency also satisfies the second prong of the public records definition. We turn now to an analysis of that issue.
II. On the Existing Record, the E-mails at Issue Here Appear To Satisfy the Second Prong of the Public Records Definition
¶16 A writing satisfies RCW 42.56.010(3) 's second prong if it "contain[s] information relating to the conduct of government or the performance of any governmental or proprietary function." As we stated in
Nissen,
this standard "casts a wide net" and "suggest[s] records can qualify as public records if they contain any information that refers to or impacts the actions, processes, and functions of government."
¶17 The Foundation's first argument is overbroad. Were we to hold that an e-mail is a public record solely because it was sent through an agency account, we would reduce the definition of a public record to RCW 42.56.010(3) 's third prong in the context of
*540
agency employee e-mails: regardless of its content, any message stored on an agency server would necessarily meet the statute's definition. We do not believe our legislature intended that result.
See
State v. Larson,
¶18 The Foundation's second argument is narrower, limited to e-mails and LISTSERV postings that relate to faculty working conditions at the UW or to the UW's educational mission. Specifically, the Foundation argues that any e-mail about faculty organizing is likely to relate to government functions because it is likely to discuss working conditions at the UW, and that all e-mails shared over the AAUP LISTSERV or sent by Professor Wood in his capacity as AAUP UW chapter president are likely to "relate to the state as an employer and the state as an educator." Pet. for Discr. Review at 11-12. We agree that many of these e-mails likely
*541
relate to government conduct. These topics-involving a state university's treatment of its students and faculty-"relat[e] to the conduct of government," RCW 42.56.010(3), for purposes of the PRA's public records definition.
Oliver v. Harborview Med. Ctr.
,
¶19 In support of its contrary position, the Union relies primarily on two cases:
Howell Education Ass'n v. Howell Board of Education,
¶20 Neither
Howell
nor
Tiberino
is on point, however.
Howell
is inapposite because it applied a statute with language much narrower than the PRA's, defining a " 'public record' " as " 'a writing prepared, owned, used, in the possession of, or retained by a public body
in the performance of an official function
,' "
id.
at 235,
¶21 On the record before us, what little we know about the e-mails at issue indicates that many of them may discuss work-related matters. We know that some relate to faculty unionization, some were sent by Professor Wood in his capacity as AAUP UW chapter president, and some were posted to the AAUP UW chapter LISTSERV, all of which may include discussions of the state university's treatment of its students and faculty or UW's educational mission. This is the way the Union characterized the e-mails responsive to the Foundation's initial request, and the Foundation accepted that description for purposes of resisting summary judgment. See CP at 344-46 (Def. Freedom Found.'s Resp. to Pl.'s Mot. for Summ. J. & Permanent Inj.) (arguing that "personal e-mails [sent or received through agency email accounts] ... fit the definition of 'public records' because they show a public employee misusing public property, public time, and his public duties in favor of his personal pursuits" and that "[r]ecords pertaining to public-sector unions [necessarily] relate to government conduct"). The Foundation did not *542 argue that any more information was needed for the court to rule, and it did not seek in camera review of any responsive records. 6
¶22 Ultimately, the trial court granted the Union's motion for summary judgment and a permanent injunction "primarily" because it concluded that, under
Tiberino,
¶23 For the reasons given above, we hold that this was error. For an e-mail to "contain[ ] information relating to the conduct of government or the performance of any governmental or proprietary function," RCW 42.56.010(3), it need not have been sent or received within the "scope of employment," as that phrase is defined in
Nissen,
¶24 Because the trial court found the disputed e-mails were not public records under RCW 42.56.010(3) as a matter of law, it did not reach the Union's other arguments against release, which included assertions of statutory and constitutional exemptions from PRA coverage. Our holding on the "scope of employment" test does not dispose of those arguments, which remain available to the Union on remand.
CONCLUSION
¶25 The "scope of employment" test adopted in Nissen applies only to records retained on an agency employee's personal device or account and determines only whether such records meet the third prong of RCW 42.56.010(3) 's definition. The Court of Appeals erred by applying the "scope of employment" test to determine whether the records at issue in this case-most of which are concededly retained on agency servers-meet the second prong of the definition. Accordingly, we reverse the Court of Appeals' decision affirming the trial court's grant of summary judgment and permanently enjoining the release of these records. We remand to the trial court for application of the proper analysis and further consideration of the Union's other arguments against release.
WE CONCUR:
Fairhurst, C.J.
Johnson, J.
Madsen, J.
Owens, J.
Wiggins, J.
Gonzáles, J.
Gordon McCloud, J.
Yu, J.
In the trial court, counsel for the UW explained that, as a matter of policy, OPR errs on the side of releasing records when PRA coverage is uncertain.
The Union also moved for a temporary restraining order (TRO) to prevent the UW from releasing the records. The Union agreed to forgo the TRO and argue the case at a preliminary injunction hearing, however, in exchange for the Foundation's agreement to waive claims to any penalties or attorney fees accruing in the interim.
Contrary to assertions in the briefing by the Foundation and UW, the Union never conceded that the third prong is satisfied with respect to every e-mail at issue.
In its briefing to this court, the Foundation argues that even the e-mails designated " 'unrelated to any UW business' " (the third category identified by the Union and Professor Wood) should at least have disclosable time stamps, which "would show the use of state resources for personal activity," Pet. for Discr. Review at 12. We note that the Foundation's PRA request to UW did not seek any time stamps.
For example, the Wisconsin Supreme Court interpreted that state's public records law, which defined a disclosable " '[r]ecord' " as "any material on which written, drawn, printed, spoken, visual or electromagnetic information is recorded or preserved, regardless of physical form or characteristics, which has been created or is being kept by an authority" and expressly excluded "drafts, notes, ... and like materials prepared for the originator's personal use ... [and] materials which are purely the personal property of the custodian and have no relation to his or her office."
Schill v. Wis. Rapids Sch. Dist.,
For this reason, the Foundation failed to preserve its argument that the trial court erred by refusing to conduct in camera review of the disputed records. Indeed, even in its briefing to this court, the Foundation did not ask for in camera review. Instead, the Foundation sought immediate disclosure. Pet. for Discr. Review at 17 ("the Court should not remand, but rather should order disclosure of the records as the request was made three years ago, providing ample time for the factual burden to be born"); Suppl. Br. of Pet'r at 18 ("this Court should reverse the Division One Court of Appeals, require the release of the records, and award costs on appeal to the Foundation").
Some of the specific "faculty concerns" the Foundation identified as the likely subjects of AAUP postings and e-mails were " 'fundamental professional values and standards for higher education' " and " 'standards and procedures that maintain quality in education.' " Opening Br. of Appellant Freedom Found, at 25 (Wash. Ct. App. No. 76630-9-I (2017)) (emphasis omitted) (quoting CP at 100-01).
Reference
- Full Case Name
- SERVICE EMPLOYEES INTERNATIONAL UNION LOCAL 925, a Labor Organization, Respondent, v. the UNIVERSITY OF WASHINGTON, an Agency of the State of Washington, Respondent, Freedom Foundation, an Organization, Petitioner.
- Cited By
- 9 cases
- Status
- Published