In re Meippen
In re Meippen
Opinion of the Court
*312¶ 1 Time Rikat Meippen was a juvenile when he was convicted in adult court of first degree assault, first degree robbery, and second degree unlawful possession of a firearm. The trial court sentenced Meippen to the top of the standard sentencing range and imposed a firearm sentence enhancement. Several years after Meippen's sentencing, this court decided State v. Houston-Sconiers .
¶ 2 Even assuming Meippen can show that Houston-Sconiers is a significant, material change in the law that applies retroactively, we hold that he is not entitled to collateral relief because he does not demonstrate that any error actually and substantially prejudiced him. Meippen does not show by a preponderance of the evidence that his sentence would have been shorter if the trial court had absolute discretion to depart from the SRA at the time of sentencing. The trial court had the discretion to impose a lesser sentence under the SRA at the time and instead sentenced Meippen at the top of the standard sentencing range. Accordingly, Meippen cannot make a threshold showing of actual and substantial prejudice, and we dismiss his *313PRP. Thus, we decline to consider whether Houston-Sconiers is a significant, material change in the law that applies retroactively to cases on collateral review, and we save the question for another day.
FACTS
¶ 3 In 2006, Meippen robbed a tobacco store and shot the store clerk in the head, inflicting nonlethal injuries. Meippen was 16 years old. Meippen was automatically transferred to adult court, where a jury convicted him of first degree assault and first degree robbery, plus one firearm enhancement. See former RCW 13.04.030(1)(e)(v)(A) (2005). Meippen was also convicted of second degree unlawful possession of a firearm in a concurrent bench trial.
¶ 4 At sentencing, Meippen's counsel recommended that Meippen receive a bottom-end standard range sentence. Meippen's counsel argued that Meippen was too young to appreciate the nature and consequences of his actions and that he "lack[ed] an understanding ... of the seriousness of the situation he involved himself in." State's Resp. to PRP, App. at 27-28. Meippen's counsel also noted that Meippen was "very immature in his thought processes and beliefs" and opined that due to Meippen's age, a lengthy prison sentence would be especially difficult. Id. at 27; see id. at 28. The trial court rejected counsel's recommendation, stating, "I find [Meippen's] behavior cold, calculated, and it showed complete indifference towards another human being." Order Transferring Mot. for Relief from J. to Court of Appeals, State v. Meippen , No. 06-1-05905-7-SEA, App. A at 17 (King County Super. Ct. Oct. 20, 2017). The court imposed a top-end standard range sentence of 231 months in confinement, including a 60-month firearm sentence enhancement. Meippen appealed. The Court of Appeals affirmed his convictions and sentence and issued its mandate in 2009. State v. Meippen , noted at
*314¶ 5 Nearly eight years after Meippen's judgment and sentence became final, this court decided Houston-Sconiers . In Houston-Sconiers , this court noted that the Eighth Amendment to the United States Constitution requires courts to recognize that "children are different." 188 Wash.2d at 18,
¶ 6 In 2017, Meippen filed a pro se motion for relief from judgment, requesting a new sentencing hearing. The trial court transferred Meippen's untimely motion to the Court of Appeals for consideration as a PRP. Soon after, Meippen filed an amended PRP, arguing that his petition was timely because Houston-Sconiers represents a significant and material change in the law that should apply retroactively to his sentence. The Court of Appeals transferred Meippen's amended PRP to this court as a successive petition that raised new grounds. This court retained the petition for consideration on the merits.
*981ISSUE
¶ 7 Does Meippen demonstrate that the trial court's alleged sentencing error actually and substantially prejudiced him such that this court will consider whether Houston-Sconiers is a significant, material change in the law that applies retroactively to cases on collateral review?
ANALYSIS
¶ 8 Meippen argues that the one-year time bar does not apply to his PRP because Houston-Sconiers constitutes a *315significant and material change in the law that should apply retroactively to cases on collateral review. We hold that Meippen fails to demonstrate that the trial court actually and substantially prejudiced him because he does not show by a preponderance of the evidence that his sentence would have been shorter if the trial court had absolute discretion to depart from the SRA at the time of his sentencing. Because Meippen does not meet his threshold burden of showing actual and substantial prejudice, we must dismiss his petition. Accordingly, we decline to consider whether Houston-Sconiers is a significant, material change in the law that applies retroactively.
¶ 9 A petitioner is generally barred from filing a PRP "more than one year after [his] judgment becomes final if the judgment and sentence is valid on its face and was rendered by a court of competent jurisdiction." RCW 10.73.090(1). A petitioner can overcome the one-year time bar if he can identify (1) a significant change in the law, (2) that is material to his conviction or sentence, and (3) that applies retroactively. RCW 10.73.100(6) ; State v. Miller ,
¶ 10 A petitioner alleging constitutional error has the threshold, prima facie burden of showing by a preponderance of the evidence that he was actually and substantially prejudiced by the alleged error. In re Pers. Restraint of Davis ,
¶ 11 Meippen contends that Houston-Sconiers renders his sentence unconstitutional. Because Meippen alleges a constitutional error, he must show that he was actually and substantially prejudiced by the trial court's alleged error to obtain collateral relief. Meippen fails to meet this threshold, prima facie burden for the following reasons.
¶ 12 To begin with, Meippen does not show by a preponderance of the evidence that his sentence would have been shorter if Houston-Sconiers was a significant, material change in the law that applied retroactively. At sentencing, Meippen's counsel argued that mitigating qualities of youth-Meippen's age, immaturity, and failure to appreciate the consequences of his actions-supported a sentence at the bottom of the standard range. The trial court considered these mitigating qualities and, nevertheless, imposed a top-end standard range sentence.
*982¶ 13 Significantly, the trial court already possessed the discretion to depart from the SRA standard sentencing ranges at the time of Meippen's sentencing. The trial court had the discretion to impose an exceptional sentence downward based on Meippen's youth, but it declined to do so. In re Pers. Restraint of Light-Roth ,
¶ 14 Finally, although there is a mere possibility that the trial court could have departed from the SRA in light of Houston-Sconiers , mere possibilities do not establish a prima facie showing of actual and substantial prejudice. Meippen does not present any evidence that the trial court would have imposed a lesser sentence if it had the discretion to depart from the SRA standard sentencing ranges and mandatory sentence enhancements. The trial court already had the discretion to impose a lesser sentence but declined to do so. Accordingly, Meippen fails to show by a preponderance of the evidence that he was actually and substantially prejudiced by the trial court's alleged error. Because Meippen does not make a threshold, prima facie showing of actual and substantial prejudice, he is not entitled to collateral relief. Thus, we dismiss his PRP and decline to consider whether Houston-Sconiers represents a significant, material change in the law that should apply retroactively to cases on collateral review.
CONCLUSION
¶ 15 Meippen does not show by a preponderance of the evidence that his sentence would have been shorter if the trial court had absolute discretion to depart from the SRA at the time of his sentencing. As a result, Meippen fails to show that he was actually and substantially prejudiced during sentencing, and we dismiss his PRP. We decline to consider whether Houston-Sconiers is a significant, material *318change in the law that applies retroactively to cases on collateral review and save the question for another day.
WE CONCUR:
Fairhurst, C.J.
Johnson, J.
Madsen, J.
Stephens, J.
Dissenting Opinion
¶ 16 Today the court avoids answering whether State v. Houston-Sconiers ,
ANALYSIS
I. Retroactivity must be resolved before the question of prejudice
¶ 17 When deciding a personal restraint petition (PRP), we first look to see if the petition was properly brought and, if so, then decide the merits of the petition. The majority does not follow this order. Instead, it concludes that we need not "consider whether Houston-Sconiers represents a significant, material change in the law that should apply retroactively to cases on collateral review"
*983because Meippen has not made "a threshold, prima facie showing of actual and substantial prejudice." Majority at 982. This is backward. The question of Houston-Sconiers ' retroactivity on collateral review is part of the threshold procedural question.
*319It is not substantive. Conversely, the question whether Meippen showed actual prejudice goes to the substantive merits of his case.
¶ 18 Whether Houston-Sconiers applies retroactively is clearly the threshold procedural question. When a petitioner files a PRP more than one year after a judgment becomes final (as was the case here), RCW 10.73.090 bars it as untimely, exceptions aside. " RCW 10.73.090 presents 'a procedural bar, not a substantive bar.' " In re Pers. Restraint of Finstad ,
¶ 19 Meippen argues that RCW 10.73.100(6) exempts him from the time bar. He must prove Houston-Sconiers is retroactive for that exception to apply. In re Pers. Restraint of Yung-Cheng Tsai ,
¶ 20 Rather, it is the issue of actual prejudice that goes to the substantive merits of the petition. The majority treats this question as merely preliminary. Majority at 982. But as we wrote in In re Personal Restraint of Davis , on which the majority relies, "To actually obtain relief on collateral review based on a constitutional error[,] the petitioner must demonstrate by a preponderance of the evidence that petitioner was actually and substantially prejudiced by the error."
¶ 21 Resolving whether to grant a petitioner relief necessarily comes after resolving the procedural question of whether the PRP is time-barred. RAP 16.4(d) ("The appellate court will only grant relief by a personal restraint petition if ... such relief may be granted under RCW 10.73.090 or .100."). By reversing this order, the majority avoids the threshold procedural question and preemptively dismisses the case on the merits.
¶ 22 This is more than semantics. By confusing our collateral attack procedure, the majority does disservice not only to Meippen but to all incarcerated persons. The personal restraint petition remains one of the few means available to incarcerated individuals to seek further judicial review of their predicament. We must clarify which aspects of seeking collateral relief are procedural, which are substantive, and in what order these questions must be resolved. Given that many prisoners bring PRPs pro se, such clarity is particularly necessary. See Houston v. Lack ,
II. Meippen overcomes the time bar because Houston-Sconiers is a significant and material change in law that applies retroactively
¶ 23 In light of the above, before considering the merits of Meippen's case, we must consider whether he overcomes the one-year limitation barring untimely personal restraint petitions. RCW 10.73.090, .100. Meippen argues that he overcomes the time bar because Houston-Sconiers satisfies the requirements of RCW 10.73.100(6). I agree.
*984*321¶ 24 " ' RCW 10.73.100(6) sets forth three conditions that must be met before a petitioner can overcome the one-year time bar: (1) a [significant] change in the law (2) that is material and (3) that applies retroactively.' " In re Pers. Restraint of Yung-Cheng Tsai ,
¶ 25 In Houston-Sconiers , we analyzed juvenile sentencing in the context of the Eighth Amendment to the United States Constitution. 188 Wash.2d at 18,
¶ 26 Houston-Sconiers meets each of the requirements of RCW 10.73.100(6). First, Houston-Sconiers is a significant change in the law. See In re Pers. Restraint of Yung-Cheng Tsai ,
¶ 27 Another " 'test to determine whether an [intervening case] represents a significant change in the law is whether the defendant could have argued this issue before publication of the decision.' " State v. Miller ,
¶ 28 Second, Houston-Sconiers is material to Meippen's case. See In re Pers. Restraint of Yung-Cheng Tsai ,
¶ 29 Further, neither the sentencing court nor Meippen's counsel indicated that it was possible for Meippen to be sentenced below the standard range. Had Houston-Sconiers been decided, all participants in sentencing would have known such discretionary sentencing was possible and Meippen's counsel could have argued for sentencing below the standard range. 188 Wash.2d at 21,
¶ 30 Third, Houston-Sconiers applies retroactively. See In re Pers. Restraint of Yung-Cheng Tsai ,
¶ 31 There is no question that the rule in Houston-Sconiers is a rule of constitutional law. The entire case was premised on the dictates of the Eighth Amendment. Houston-Sconiers , 188 Wash.2d at 8, 18-21,
¶ 32 The rule in Houston-Sconiers is a new rule. A new rule is one that "breaks new ground or 'was not dictated by precedent existing at the time the defendant's conviction became final.' " In re Pers. Restraint of Colbert ,
¶ 33 The Houston-Sconiers rule is also substantive. A substantive rule of constitutional law, in retroactivity doctrine, is one that "forbids 'criminal punishment of certain primary conduct' " or prohibits " 'a certain category of punishment for a class of defendants because of their status or offense.' " Montgomery ,
¶ 34 Houston-Sconiers is substantive for the same reasons. Houston-Sconiers protects juveniles from facing certain disproportionate sentencing ranges. 188 Wash.2d at 18-20,
¶ 35 Houston-Sconiers itself indicated that its holding was substantive. We relied heavily on Roper ,
[made] two substantive rules of law clear: first, "that a sentencing rule permissible for adults may not be so for children," rendering certain sentences that are routinely imposed on adults disproportionately too harsh when applied to youth, and second, that the Eighth Amendment requires another protection, besides numerical proportionality, in juvenile sentencings-the exercise of discretion.
Houston-Sconiers , 188 Wash.2d at 19 n.4,
¶ 36 That the rule in Houston-Sconiers has a procedural component, requiring sentencing courts to take into account the youth of the defendant, does not prevent it from being a *327substantive rule. Miller had an identical procedural component, yet the Supreme Court in Montgomery still held Miller was *987substantive. Montgomery ,
¶ 37 For these reasons, I would hold Houston-Sconiers is retroactive. Meippen therefore overcomes the time bar.
III. We should order a reference hearing to determine whether the sentencing court's failure to consider youth actually and substantially prejudiced Meippen
¶ 38 Having established that Houston-Sconiers applies retroactively to Meippen's case, permitting Meippen to overcome the time bar, I now turn to the question of relief. I conclude that we should transfer the case to superior court for a reference hearing because Meippen has made a prima facie showing of actual and substantial prejudice.
¶ 39 "We have three available options when reviewing a personal restraint petition: (1) dismiss the petition, (2) transfer the petition to a superior court for a full determination on the merits or a reference hearing, or (3) grant the petition." In re Pers. Restraint of Yates , 177 Wash.2d at 17,
¶ 40 Meippen has made a prima facie showing of actual and substantial prejudice. Houston-Sconiers held that the Eighth Amendment requires a sentencing court to consider a juvenile defendant's youth at sentencing. 188 Wash.2d at 18, 19 n.4,
¶ 41 However, we cannot tell from the record whether Meippen was actually prejudiced. The record does not reveal whether taking Meippen's youth into account would have led to a different sentence. In light of this, I conclude that we should order a reference hearing. Meippen was sentenced, for a crime committed at the age of 16, to 231 months in prison-over 17 years. As a matter of fundamental fairness, we should order a reference hearing so the superior court can determine whether he was prejudiced when sentenced to serve more years in jail than he had then been alive.
¶ 42 The majority disagrees, concluding that Meippen cannot prove actual and substantial prejudice, and dismisses *329his PRP. Majority at 8. But that is not the correct response. When a petitioner offers " 'the facts underlying the claim of unlawful restraint and the evidence available to support the factual allegations' " so that they go beyond *988" 'bald assertions and conclusory arguments,' " a reference hearing is justified. In re Pers. Restraint of Yates , 177 Wash.2d at 18,
CONCLUSION
¶ 43 Today the majority improperly avoids addressing Houston-Sconiers' retroactivity. But we must reach the issue of retroactivity, and we should hold that Houston-Sconiers applies retroactively on collateral review. The majority also incorrectly dismisses Meippen's petition. I would hold instead that Meippen has made a prima facie showing of actual and substantial prejudice entitling him to a reference hearing to determine whether Meippen can prove, by the preponderance of the evidence, that the sentencing court's failure to consider youth actually and substantially prejudiced him. Accordingly, I respectfully dissent.
González, J.
Yu, J.
Gordon McCloud, J.
While Ramos does not require thorough justification when a juvenile faces a sentence shorter than life without parole, it nevertheless suggests that we cannot presume that a sentencing court has considered youth merely because defense counsel has invoked it. Some indication that the juvenile's youth was evaluated by the sentencing court is required.
Roper v. Simmons ,
Graham v. Florida ,
Reference
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- In the MATTER OF the Personal Restraint of: Time Rikat MEIPPEN
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