State v. Werlein
State v. Werlein
Opinion of the Court
Jesse Werlein appeals a judgment convicting him of attempted first-degree murder by use of a dangerous weapon. Werlein argues that the
In July, 1984, Gary Sol was shot and wounded by an assailant. Jesse Werlein was eventually charged with attempting to murder Sol by use of a dangerous weapon. Werlein pled not guilty and not guilty by reason of mental disease or defect to the charge. Under the provisions of sec. 971.175, Stats., the trial was bifurcated.
At the guilt phase of the trial, the state demonstrated that Werlein had driven with an acquaintance, Kevin Bridges, to Sol’s trailer home at approximately 2 a.m. Werlein ordered Bridges to tell the man in the trailer that they had car trouble. Werlein was armed with a semi-automatic rifle and when Sol approached the car, he saw the rifle and fled. Werlein fired twenty-five to thirty shots at Sol and Sol was struck in the back and arm, and his pelvic bone was fractured. Over defense counsel’s objection, Deputy Sheriff Ronald Martinson testified that Richard Lara-bee, whom Sol had initially identified as the assailant, was not involved in the crime. The jury returned a guilty verdict.
Lorenz testified that Werlein’s mental disease of antisocial personality was evinced by much more than repeated criminal or antisocial conduct. This included an inability to handle work, squandering money, lack of attachment to people or groups, and reckless behavior. Lorenz stated that Werlein has no personality of his own, cannot plan for the future, and follows others much like a little child would. Lorenz concluded that as a result of Werlein’s illness, he could not conform his conduct to the requirements of law.
Werlein argues that the trial court erred by striking Lorenz’s testimony and precluding the jury from considering whether he was mentally responsible for the crime. The trial court concluded that Lorenz’s testimony demonstrated that Werlein was suffering from a disease manifested only by repeated criminal or otherwise antisocial conduct which was excluded as a defense under sec. 971.15(1), (2), Stats. These sections provide:
(1) A person is not responsible for criminal conduct if at the time of such conduct as a result of mental disease or defect he lacked substantial capacity either to appreciate the wrongfulness of his conduct or conform his conduct to the requirements of law.
(2) As used in this chapter, the terms "mental disease or defect” do not include an abnormality manifested only by repeated criminal or otherwise antisocial conduct.
The state urges us to sustain the trial court’s conclusion and relies on Simpson v. State, 62 Wis. 2d 605, 215 N.W.2d 435 (1974). In Simpson, our supreme court refused to include an "antisocial personality disorder” as a mental disease or defect within the meaning of sec. 971.15. The court reasoned that to encompass such a disorder within the definition of mental disease or defect would be to abolish the sec. 971.15(2) provision that "an abnormality manifested
Whether a statutory provision applies to a particular set of facts is a question of law. State ex rel. Schaeve v. Van Lare, 125 Wis. 2d 40, 45, 370 N.W.2d 271, 274 (Ct. App. 1985). The interpretation of a statute is also a question of law. P.A.K. v. State, 119 Wis. 2d 871, 876, 350 N.W.2d 677, 680 (1984). On review, questions of law are decided independently without deference to the trial court’s decision. Id. The primary goal of statutory construction is to determine and give effect to the legislature’s intent. Id. at 878, 350 N.W.2d at 681. In making this determination, a court first looks to the language of the statute itself. Id. If the language is unambiguous, no judicial rule of construction is permitted, and a court must give effect to the statute’s plain meaning. City of Milwaukee v. Linder, 98 Wis. 2d 624, 632, 297 N.W.2d 828, 832 (1980).
Section 971.15(2) states that "'mental disease or defect’ do not include an abnormality manifested only by repeated criminal or otherwise antisocial conduct.” [Emphasis added.] The use of the word "only” indicates a legislative intent to exclude from the definition of a mental disease or defect those disorders that are manifested solely by repeated criminal or otherwise antisocial conduct. Here, Lorenz’s diagnosis of Wer-lein’s condition went beyond that of a mere antisocial personality disorder manifested only by repeated criminal or otherwise antisocial conduct.
Lorenz identified a variety of different manifestations of Werlein’s illness other than criminal or
Simpson is not controlling. The evidence of the defendant’s condition in that case differs dramatically from Werlein’s described condition.
The Simpson court stopped short of holding that a diagnosis of antisocial personality was insufficient to raise the issue of the defendant’s mental responsibility
We do not construe Simpson to exclude every diagnosis of an antisocial personality disorder from the definition of mental disease or defect. Section 971.15 was drafted so as to define within broad terms the considerations under which a defendant would not be held responsible for his criminal conduct. The statute specifically refrains from resorting to labels that would place a defendant’s disorder in a certain category and then have such categorization determine the outcome of the inquiry.
In enacting sec. 971.15, the legislature could have excluded antisocial personality disorders as a mental disease or defect if it wished to do so. However, the legislature refrained from doing so and instead permitted a case-by-case determination to be made as to whether a specific disorder rose to the level of a mental disease or defect. By so doing, the legislature evinced its intent that categorization and labels placed on a disorder are not to be determinative of a defendant’s responsibility for a crime.
Many states, including Wisconsin, have attempted to deal with the complex question of when a defendant’s mental condition will absolve the defendant from responsibility for his criminal conduct. Wisconsin has chosen to recognize that certain mental conditions will be a defense to criminal responsibility but has also chosen to exclude from those conditions sociopathic personalities that are evinced only by criminal or other antisocial conduct. Medical diagnoses do not fit neatly within the requirements of law, nor do the requirements of law embrace or embody the
On the basis of Lorenz’s testimony, sufficient credible evidence was introduced to raise the issue of Werlein’s responsibility for the crime and to submit this issue to the jury. See Leach, 124 Wis. 2d at 259-64, 370 N.W.2d at 247-49; see also State v. Sarinske, 91 Wis. 2d 14, 47-48, 280 N.W.2d 725, 740 (1979). We therefore conclude that the trial court erred by failing to submit this matter to the jury for their determination. Werlein is entitled to a new trial.
The state contends that a retrial may be limited only to determining the responsibility issue. This issue was addressed in State v. Koput, 135 Wis. 2d 195, 400 N.W.2d 15 (1986). In Koput, the court concluded that when a jury trial was had in both phases of the trial and a retrial was ordered on remand due to an error in one phase, a defendant is entitled to a new trial on both the guilt and the responsibility issues. Id. at 13. We are constrained to follow that holding and direct a new trial on both issues.
Werlein contends that several other errors occurred in the guilt phase of the trial. Because addressing these alleged errors may be helpful in the retrial, we will examine his contentions.
Werlein argues that the trial court erred by permitting Deputy Sheriff Martinson to testify that Richard Larabee was not involved in the shooting of Gary Sol. Werlein first asserts that this evidence was inadmissible hearsay. See sec. 908.02, Stats. Alternatively, he maintains that this was opinion testimony not "rationally based on the perception of the wit
Martinson’s testimony went beyond the events leading to Larabee’s arrest and later release. Martin-son testified that as a result of his investigation and after "speaking with many people,” he concluded that Larabee was not involved in the crime. This conclusion was based on statements others made to Martin-son and was introduced for its truthfulness, that is, that Werlein and not Larabee shot Sol. As such, it was hearsay and inadmissible because it was based upon out-of-court statements as to Larabee’s noninvolvement in the crime. Section 908.02, Stats. Nonetheless, the admission of this testimony was harmless error.
The test for determining if an error is harmless is whether there is a reasonable possibility that the error contributed to the conviction. State v. Dyess, 124 Wis. 2d 525, 542-43, 370 N.W.2d 222, 231-32 (1985). The beneficiary of the error bears the burden of proving no prejudice. Id. at 543, 370 N.W.2d at 232.
The admission of Martinson’s testimony did not prejudice Werlein. Neither the facts presented at trial nor any defense theory suggested that Larabee, rather than Werlein, was involved in the assault on Gary Sol. Werlein did not contend that he was mistakenly identified as the assailant. To the contrary, Werlein’s defense was primarily based on lack of intent to kill
Next, Werlein contends that the state impermissi-bly commented in its closing argument on his failure to testify and so infringed on his fifth amendment right to remain silent. The prosecutor stated that if the reason Werlein went to Sol’s home was because Sol owed him money for drugs, "don’t you think we’d know about it, don’t you think that evidence would have been presented.” The prosecutor also stated:
[T]here is no evidence that this defendant knows Gary Sol. Gary Sol testified that he doesn’t know him, never heard his name before. If there is evidence to that effect, don’t you think you’d hear about it, don’t you think you’d know about it.
Werlein argues that such references are improper, indirect comments on his failure to take the stand. We disagree.
The test for determining whether remarks are directed to a defendant’s failure to testify is whether "the language used was manifestly intended or was of such character that the jury would naturally and necessarily take it to be a comment on the failure of the accused to testify.” State v. Johnson, 121 Wis. 2d 237, 246, 358 N.W.2d 824, 828 (Ct. App. 1984) (quoting Bontempo v. Fenton, 692 F.2d 954, 959 (3d Cir. 1982), cert. denied, 460 U.S. 1055 (1983)). Questions about the absence of facts in the record need not be taken as a comment on a defendant’s failure to testify. Id.
Finally, Werlein argues that the trial court erred by failing to instruct the jury on the lesser-included offense of endangering safety by conduct regardless of life. Section 941.30, Stats. Werlein concedes that he did not request this instruction but maintains that it was "plain error” not to so instruct the jury. See State v. Felton, 110 Wis. 2d 485, 513, 329 N.W.2d 161, 174 (1983); Wis JI — Criminal SM-6 at 11-12 (1980). We disagree.
The submission of a lesser-included offense instruction is proper only when the evidence reasonably supports both acquittal on the greater charge and conviction on the lesser offense. Leach, 124 Wis. 2d at 675, 370 N.W.2d at 254. In making this determination, a court is to view the evidence in a light most favorable to the defendant. Id. at 675-76, 370 N.W.2d at 254.
Even viewing the evidence in a light favorable to Werlein, the evidence does not support instructing the jury on the lesser-included offense of endangering
By the Court. — Judgment reversed and cause remanded.
Dr. Lorenz testified:
They rotate images. Their basic knowledge then becomes distorted. He has a visual distortion of images and gets it all flat or feels it’s nondimensional and he is in and out of it frequently. ... It’s like putting the wrong letters in a computer, that they learn the letter "s” and it’s distorted to look like an "e” or they change phrases around. They read things backwards_
In Simpson, 62 Wis. 2d at 612, 215 N.W.2d at 438-39, a psychiatrist testified that Simpson was suffering from an antisocial personality disorder defined as a
person who did not learn by experience, who grew up in a kind of environment where the behaviors of that person were viewed as wrong, as unacceptable, and yet the person would act out toward other people, doing illegal or immoral kinds of things with very little sense of conscience.
Dissenting Opinion
(dissenting). My dissent is only to that portion of the opinion holding that it was error to strike Dr. Lorenz’s testimony. It was not error. Under Simpson, "antisocial personality disorder” is excluded from the definition of "mental disease or defect” under sec. 971.15(2). Simpson, 62 Wis. 2d at 612, 215 N.W.2d at 439. Lorenz’s diagnosis of Werlein as suffering from an antisocial personality disorder precludes Werlein from using the mental responsibility defense.
More importantly, after reviewing Lorenz’s testimony in a light most favorable to the defense, I would conclude as a matter of law that Werlein was not
Lorenz used the term "organic dysfunction” to mean that when a person has learned something wrong, it will remain wrong in the person’s mind unless it is corrected early in life. He also calls this an "attention deficit.” In Lorenz’s opinion, Werlein’s behavior is a product of the antisocial personality disorder created early in childhood by attention deficits. Simply stated, his behavior is a result of his environment. Werlein does not have any hallucinations or retardation. His EEG, CAT-scan, and electro-myography test results were all within the normal limits indicating that he had no neurological symptoms. He is intelligent, but compulsive. He is capable of appreciating right from wrong but, according to Lorenz, because of an attention deficit during childhood, he has a "lack of judgment” in conforming his conduct to the requirements of the law.
Lorenz describes the common symptoms of the antisocial personality disorder as people who seldom hold a job, are not loyal to any person, group, code or religion. They basically have an undeveloped conscience and they have no super ego. This is all founded on the theory that the "disorder” started early in life and remained uncorrected. Consequently, the sufferer becomes a product of his or her environment.
The result is that persons such as Werlein are able, but fail to accept the social norms with respect to
Wisconsin has not, and should not, recognize this type of "disorder” as a legal defense under sec. 971.15. The trial court therefore correctly refused to recognize Lorenz’s diagnosis of Werlein as one falling under sec. 971.15(1). Rather, it correctly reasoned that the disorder was an abnormality as excluded from the mental disease or defect defense by sec. 971.15(2).
Reference
- Full Case Name
- STATE of Wisconsin, Plaintiff-Respondent, v. Jesse WERLEIN, Defendant-Appellant
- Cited By
- 4 cases
- Status
- Published