West Bend Mutual Insurance v. Berger
West Bend Mutual Insurance v. Berger
Opinion of the Court
Genny Berger appeals from summary judgments dismissing her tort claims against Bob Matthews and JeffPlautz. Berger argues the trial court erred by determining that the exclusive remedy provision of the Worker's Compensation Act
BACKGROUND
Genny Berger was employed as a warehouse worker by Mr. Spindle, Inc., from December 1991 through March 1992. In July 1993, Berger commenced an action against Bob Matthews and JeffPlautz alleging that over the course of her employment, they had subjected her to various incidents of sexual assault and harassment.
In her complaint, Berger alleges that Plautz assaulted her by poking her buttocks with a baluster and then forcefully shoving it between her thighs while stating, "How'd you like this big one, baby?" Berger
Matthews and Plautz moved for summary judgment, arguing that Berger's claims against them were covered under the Wisconsin Fair Employment Act
STANDARD OF REVIEW
An appeal from a grant of summary judgment raises an issue of law which we review de novo by applying the same standards employed by the trial court. Brownelli v. McCaughtry, 182 Wis. 2d 367, 372, 514 N.W.2d 48, 49 (Ct. App. 1994). We first examine the complaint to determine whether it states a claim, and then the answer to determine whether it presents a material issue of fact. Id. If they do, we then examine the moving party's affidavits to determine whether a prima facie case has been established. Id. If it has, we then look to the opposing party's affidavits to determine whether there are any material facts in dispute
EXCEPTION TO EXCLUSIVE REMEDY PROVISION
Berger argues the trial court erred in concluding that her tort claims do not fall within the statutory exception to the exclusive remedy provision of the WCA. According to Berger, she has raised genuine issues of material fact with regard to whether Matthews and Plautz committed assaults intended to cause bodily harm, thereby entitling her to a trial. We agree.
Generally, an employee's exclusive remedy for a work-related injury lies under the WCA. Hake v. Zimmerlee, 178 Wis. 2d 417, 420, 504 N.W.2d 411, 412 (Ct. App. 1993). Although employee immunity is the rule, the legislature has carved out exceptions which are to be narrowly construed. Id. at 423, 504 N.W.2d at 413. In order for Berger to maintain a tort action against her co-workers, she must show that their actions constitute assaults intended to cause bodily harm. Section 102.03(2), Stats.
In Jenson, the supreme court directed us to look to the use of the word "assault" in the context of prior worker's compensation cases to determine whether a coemployee's actions constituted an assault. Jenson, 161 Wis. 2d at 274, 468 N.W.2d at 10. The court explained that the term "assault" described factual situations giving rise to actions denominated as "assault and battery" or "battery." Id. at 275, 468 N.W.2d at 10. The court noted that "assaults" in worker's compensation contexts included an actual physical attack, Goranson v. DILHR, 94 Wis. 2d 537, 556-57, 289 N.W.2d 270, 279-80 (1980), a fatal stabbing, Allied Mfg., Inc. v. DILHR, 45 Wis. 2d 563, 565-66, 173 N.W.2d 690, 691 (1970), and a physical ejection from the work place, Nash-Kelvinator Corp. v. Industrial Comm'n, 266 Wis. 81, 82, 62 N.W.2d 567, 568 (1954). Jenson, 161 Wis. 2d at 275, 468 N.W.2d at 10. The court explained that this was not an exhaustive list and specifically declined to "delineate all the parameters of the legislature's intent in using the term 'assault.'" Id. A
Berger's complaint states a cause of action in tort. She alleges that Matthews and Plautz repeatedly touched and harassed her causing her mental and physical harm. Matthews's and Plautz's answers raise genuine issues of material fact in that they deny committing the acts complained of by Berger.
Matthews's and Plautz's affidavits establish a prima facie case for summary judgment because they deny touching Berger or causing her bodily harm. Matthews admits only that he knew of an incident when another employee pinched Berger and used offensive language in her presence. Matthews and Plautz assert that Berger's claims arise under the WFEA or that the WCA provides her exclusive remedy. Consequently, we examine Berger's affidavits to determine if she raises a dispute of material fact entitling her to a trial.
Berger avers that Matthews approached her from behind and pinched her buttocks. She admits failing to examine the area for a bruise, but claims that she felt terrified, humiliated and violated. Berger also claims that on a separate occasion and in the presence of coworkers, Matthews approached her from behind and poked her buttocks and thighs with a spindle. According to Berger, Matthews's actions caused her fear and confusion. She explains that she became extremely Upset because she was "terrorized so often by that time [she] didn't know what to do or how to react."
Berger also states that on a third occasion, Matthews approached her from behind and put his hands
Berger avers that on one occasion Plautz approached her from behind and put a baluster between her legs, poking her thighs and buttocks. She claims that she felt afraid that Plautz would cause her physical harm, stating, "I didn't know what he would do. If he would hit me with another stick or what he'd do." Berger also claims that Plautz was present when another employee pulled down her coveralls zipper. She responded to this action with screams and cries. She also avers that she lost sleep and could not eat because of this incident.
Berger claims that each of these incidents caused her to attend counselling, not eat, lose weight and sleep, and cry. She also claims that she experienced severe stomach pains causing her to seek the attention of a physician, thinking she had an ulcer. She states she lost between seven and ten pounds during her period of employment. She claims that another physician prescribed her an antidepressant and sleep aid because she could not sleep.
To avoid the exclusivity provision of the WCA, an employee must show that a coemployee committed an
We conclude that Berger's affidavits show that genuine issues of material fact exist with regard to whether Matthews and Plautz committed assaults intended to cause bodily harm. Berger alleged several incidents of physical contact over a period of time. The physical contact was of a sexual nature and was coupled with laughing and abusive language. From this, a reasonable juror could conclude that the nature of Matthews's and Plautz's conduct was so offensive that a reasonable person would have understood that Berger would be upset enough to lose sleep, lose weight, and suffer physical ailments such as ulcers, and that injuries were substantially certain to follow from their actions. A reasonable juror could conclude that Mat
Matthews urges us to adopt the result reached in Hrabak v. Marquip, Inc., 798 F. Supp. 550, 553-54 (W.D. Wis. 1992), in which the court concluded that an action for battery and intentional infliction of emotional distress did not constitute an assault intended to cause bodily harm because the plaintiff did not claim that the offensive touching caused physical injury. We decline to do so for two reasons. First, federal decisions on state issues are not binding on state courts in Wisconsin. Thompson v. Village of Hales Corners, 115 Wis. 2d 289, 307, 340 N.W.2d 704, 712-13 (1983). We are bound only by the United States Supreme Court on questions of federal law. State v. Webster, 114 Wis. 2d 418, 426 n.4, 338 N.W.2d 474, 478 (1983). Second, and perhaps more importantly, this case is factually distinguishable from Hrabak in that Berger has averred that Matthews's and Plautz's touching caused her physical injuries while in Hrabak, no such allegations were made.
Matthews also argues that because the trial court determined that his and Plautz's actions constituted sexual harassment, Berger is collaterally estopped from asserting a tort claim. We disagree. The doctrine of collateral estoppel is inapplicable in this case because it requires an identity of issues in two separate
Matthews also argues that because Berger's injuries may be recoverable under the WCA, the WCA must be her exclusive remedy. We disagree. An employee may have a private cause of action when a coemployee's actions are considered an assault intended to cause bodily harm. In such cases, the legislature has determined that the WCA is not an employee's exclusive remedy for work-related injuries.
Finally, we do not share Matthews's fear that if we find that Berger has averred an assault intended to cause bodily harm based upon the facts alleged in this case, we are "fling[ing] wide open the door to suits by employees against coemployees under the 'assault' exception to the WCA." First, we are not finding that Matthews and Plautz committed assaults intended to cause bodily harm, but rather that a factual dispute exists as to this issue. We leave it to the jury to resolve the factual dispute. Second, Matthews's argument
We conclude that genuine issues of material fact exist as to whether Matthews and Plautz intended, by their physical contact with Berger, to cause her bodily harm. Accordingly, we reverse the judgments of the trial court.
By the Court. — Judgments reversed and cause remanded with directions.
Worker's Compensation Act, §§ 102.01-102.89, Stats.
Genny Berger appeals from judgments entered against Bob Matthews and Jeff Plautz. Jeff Plautz failed to file a response brief in this appeal but by letter dated March 10,1995, he informed this court that he is not able to afford counsel and ¡'will take the same consequences as Mr. Matthews." Accordingly, we consider the appeal on the briefs filed by Genny Berger and Bob Matthews.
A spindle is a 2x2x32 inch cylindrical piece of cedar or redwood, weighing about % to one pound.
Wisconsin Fair Employment Act, §§ 111.31-111.395, Stats.
Section 102.03(2), STATS., provides in part,
Where such conditions exist the right to the recovery of compensation under this chapter shall be the exclusive remedy against the employer, any other employe of the same employer and the worker's compensation insurance carrier. This section does not limit the right of an employe to bring action against any coemploye for an assault intended to cause bodily harm
Matthews argues that any link between his alleged conduct and Berger's injuries is speculative and nebulous given the delay in time between the occurrence of the incidents and Berger's seeking treatment. We disagree. This case is before us on a summary judgment motion. We assume the facts as alleged by Berger, that his actions caused her physical harm, are true.
Dissenting Opinion
(dissenting). The sexually explicit acts Matthews and Plautz allegedly committed against; Berger are disgusting and intolerable. But for the exclusivity provision in the Worker's Compensation Act, § 102.03(2), Stats., she probably could seek compensatory and punitive damages in a tort suit against them. The only potentially relevant exception to the exclusivity provision is an "action against any coem-ploye for an assault intended to cause bodily harm " Id. The disputed element of the exception is whether the acts were "intended to cause bodily harm."
We should apply the same principles applicable to the intentional-acts exclusion in liability insurance policies. In Loveridge v. Chartier, 161 Wis. 2d 150, 168-
In Wisconsin, an intentional-acts exclusion precludes insurance coverage only where the insured acts intentionally and intends some harm or injury to follow from the act. Raby, 153 Wis. 2d at 110 (citing Pachucki v. Republic Ins. Co., 89 Wis. 2d 703, 710, 278 N.W.2d 898 (1979)). An insured intends to injure or harm another if he "intend [s] the consequences of his act, or believe [s] that they are substantially certain to follow." Pachucki, 89 Wis. 2d at 710 (citing Restatement (Second) of Torts, § 8A at 15 (1965)). In other words, intent may be actual (a subjective standard) or inferred by the nature of the insured's intentional act (an objective standard). Pachucki, 89 Wis. 2d at 709. Therefore, an intentional-acts exclusion precludes insurance coverage where an intentional act is substantially certain to produce injury even if the insured asserts, honestly or dishonestly, that he did not intend any harm. Raby, 153 Wis. 2d at 113. As Professor Pros-ser commented:
"Intent, however, is broader than a desire to bring about physical results. It must extend not only to those consequences which are desired, but also to those which the actor believes are substantially certain to follow from what he does .... The man who fires a bullet into a dense crowd may fervently pray that he will hit no one, but since he must believe and know that he cannot avoid doing so, he intends it. The practical application of this principle has meant that where a reasonable man in the defendant's position would believe that a particular result was substantially certain to follow, he will be dealt with by the jury, or even by the court, as though he had intended it."
*759 Raby, 153 Wis. 2d at 111 (emphasis added) (quoting Prosser, Law of Torts, at 31-32 (4th ed. 1971)).
Furthermore, the exclusion precludes coverage even if the harm that occurs is different in character or magnitude from that intended by the insured. Raby, 153 Wis. 2d at 111 (citing Pachucki, 89 Wis. 2d at 714). For example, in Pachucki, we held that an intentional-acts exclusion precluded insurance coverage for severe eye injuries even though the insured subjectively intended only to sting the plaintiff by firing a greening pin at his body. Pachucki, 89 Wis. 2d at 712.
Ordinarily, the question of whether an insured intended (subjectively or objectively) harm or injury to result from an intentional act is a question of fact. Raby, 153 Wis. 2d at 111. However, a court may infer that an insured intended to injure or harm as a matter of law (an objective standard):
"if the degree of certainty that the conduct will cause injury is sufficiently great to justify inferring intent to injure as a matter of law."
K.A.G. v. Stanford, 148 Wis. 2d 158, 163, 434 N.W.2d 790 (Ct. App. 1988), adopted N.N. v. Moraine Mutual Ins. Co., 153 Wis. 2d 84, 91-92, 450 N.W.2d 445 (1990). There is no bright-line rule to determine when intent to injure should be inferred as a matter of law.
That Berger suffered physical harm does not satisfy the "intended to cause bodily harm" element in § 102.03(2), STATS. The question is whether a reasonable person in the position of Matthews or Plautz would believe that Berger's physical harm — her loss of weight and stomach pains — were in Professor Prosser's words, "substantially certain to follow" from the acts she claims they committed. Just as a court may infer that a person in such a position intended to injure or
The facts before us are of course unlike the situation described by Professor Prosser, in which a person fires a bullet into a dense crowd, hoping to hit no one. Because the person must believe that he cannot avoid doing so, he intends that someone will be hit. Hitting someone is substantially certain to follow from shooting into a crowd.
Here, a reasonable person in the position of Matthews or Plautz would believe that physical harm to Berger could result from the alleged acts. Perhaps a reasonable person in their position would know that the physical harm of which she complains probably would result to her. But no reasonable person in their position would know or believe that physical harm to her was substantially certain to follow from the alleged acts.
I conclude that, as a matter of law, the exclusivity provision in the Worker's Compensation Act applies, the statutory exception regarding an "assault intended to cause bodily harm" does not apply, and the trial court properly dismissed Berger's claim.
Reference
- Full Case Name
- (93 CV 346) West Bend Mutual Insurance Company, Plaintiff, v. Genny Berger, Defendant-Appellant, Jeff Plautz, and Bob Matthews, Defendants-Respondents; (93 CV 352) Genny Berger, Plaintiff-Appellant, v. Jeff Plautz, and Bob Matthews, Defendants-Respondents
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