Heitman v. City of Mauston Common Council
Heitman v. City of Mauston Common Council
Opinion of the Court
Mark Heitman appeals from a summary judgment dismissing the complaint which requested a writ of mandamus compelling the City of Mauston Common Council, pursuant to § 9.20, Stats., either to adopt or to refer to a vote of the electorate, without alteration, a proposed initiative affecting the real property within Mauston and for an order, pursuant to § 781.02, Stats., restraining Mauston and its Common Council from entering into any contracts, spending or appropriating public monies on behalf of a secured treatment facility for sexually violent person commitments, as defined in ch. 980 of the Wisconsin Statutes. Because we conclude that the proposed initiative is either a zoning ordinance or an amendment to the zoning ordinances of Mauston and that zoning and amendments to zoning may be accomplished only in compliance with the procedures established in § 62.23, Stats., and not by initiative, which does not utilize those safeguards for individual landowners' rights established by the legislature, we affirm the judgment of the circuit court dismissing the action.
BACKGROUND
This case arose because of the contemplated construction of a secure treatment facility in Mauston, pursuant to ch. 980, Stats. Mark Heitman, and other signatories, who oppose the construction of the treatment facility in Mauston, commenced an initiative pursuant to § 9.20, Stats.,
Secured Treatment Facility Prohibition. The City of Mauston shall not approve or permit the location of a Secured Treatment Facility for Sexually Violent Person Commitments as defined in Chapter 980 of the Wisconsin Statutes on lands within the City of Mauston or on lands owned or annexed by the City of Mauston.
When Mauston refused to either adopt the proposed initiative as an ordinance or to submit it to the electorate, Heitman commenced an action for mandamus to require it to do so and for injunctive relief. Mauston answered, denying that Heitman had a right to the relief that he requested. It then moved for summary judgment, dismissing the lawsuit. The circuit court granted Mauston's motion and this appeal followed.
Standard of Review.
This court reviews summary judgment decisions de novo applying the same standards employed by the circuit court. Smith v. Dodgeville Mut. Ins. Co., 212 Wis. 2d 226, 232, 568 N.W.2d 31, 34 (Ct. App. 1997). We first examine the compláint to determine whether it states a claim, and then we review the answer to determine whether it joins a material issue of fact or law. Id. If we determine that the complaint and answer are sufficient, we proceed to examine the moving party's affidavits to determine whether they establish a prima facie case for summary judgment. Id. at 232-33, 568 N.W.2d at 34. If they do, we look to the opposing party's affidavits to determine whether there are any material facts in dispute which entitle the opposing party to a trial. Id. at 233, 568 N.W.2d at 34.
Here, the initiative that Heitman poses as an ordinance constitutes an undisputed set of facts. The application of § 9.20, Stats., to undisputed facts presents a question of law, which we decide independently of the circuit court's decision. Schaeffer v. Potosi Village Bd., 177 Wis. 2d 287, 289, 501 N.W.2d 901, 902 (Ct. App. 1993).
Direct Voter Actions.
An initiative is a direct voter action to enact new law within a particular jurisdiction. Landt v. City of Wisconsin Dells, 30 Wis. 2d 470, 480, 141 N.W.2d 245, 250 (1966). The right of initiative must be distinguished from another type of direct legislation, the
Powers of direct legislation can arise by statute or through a reservation of rights to the people, in state constitutions. Section 9.20, Stats.; Ariz. Conts, art. IV, pt. 1, § 1(8); Cal. Const. art. IV, § 1; Ohio Const. art. II, § 1. Where the reservation of rights is constitutionally based, procedural due process challenges usually do not succeed because the United States Supreme Court has held that voter actions based on rights reserved to the people in state constitutions satisfy the minimum procedural due process requirements of the Fourteenth Amendment of the United States Constitution. City of Eastlake v. Forest City Enterprises, Inc., 426 U.S. 668, 679 (1976).
In Wisconsin, the right of initiative is not reserved to the people in the constitution. Rather, by the adoption of the state constitution, the people of Wisconsin delegated all rights of lawmaking to the Wisconsin Legislature. Wis. Const. art. IV, § 1. Therefore, in Wisconsin, initiative is a creature of statute and its use must comport with the requirements established by the legislature, both for direct action legislation and for the specific area of legislation in which initiative is
Section 9.20, Stats., has been examined in many Wisconsin cases. The supreme court has opined that the direct legislative powers of the people established in § 9.20 should not be unduly restricted, as they are often exercised when the electorate believes that their elected representatives are not acting in response to the public's will. See State ex rel. Althouse v. City of Madison, 79 Wis. 2d 97, 118-19, 255 N.W.2d 449, 459 (1977). However, the use of § 9.20 has some limitations. First, the ordinance which is sought to be passed must be legislative in character because direct legislation cannot extend executive or administrative actions of local legislative bodies. Id. at 107, 255 N.W.2d at 453 (citing Heider v. Common Council of Wauwatosa, 37 Wis. 2d 466, 474, 155 N.W.2d 17, 21 (1967)). Second, direct legislation cannot be used to compel a city council to repeal an existing ordinance or resolution or to compel the passage of an ordinance which would be in
Heitman's Initiative.
Mauston claims Heitman's initiative is an attempt to "administer" zoning ordinances. Heitman responds that Mauston is in reality claiming that the initiative is a zoning ordinance, or the repeal of a zoning ordinance. And while Heitman denies the initiative is a zoning ordinance, he does not argue that in Wisconsin one cannot zone by initiative. In order to decide the nature
Zoning has been described as the division of a given jurisdiction's land into districts or "zones" and the establishment of regulations within those zones to control both the use to which property may be placed and the construction of structures. Black's Law Dictionary 1618 (6th ed. 1990). Zoning is an element of a state's inherent police power insofar as in its exercise, it imposes use restrictions on property without the payment of compensation. See Berman v. Parker, 348 U.S. 26, 36 (1954). The power to zone and rezone can be delegated to municipal corporations. 8 Edwin McQuillin, Mun. Corp. § 25.214 (3rd Ed. 1991). States that allow municipal zoning typically do so through state zoning enabling acts. See Nicolas M. Kublicki, Land Use By, For, and Of the People: Problems with the Application of Initiatives and Referenda to the Zoning Process, 19 Pepp. L. Rev. 99, 135-36 (1991).
Wisconsin's legislature has created a state zoning enabling act in § 62.23, Stats. This act establishes substantive and procedural rights for landowners by requiring a municipality to create its zoning ordinances under certain defined procedures and within certain limitations. For example, pursuant to § 62.23(1), a city may create a planning commission, which Mauston has done. The planning commission is charged with constructing a master plan for the physical development of land within the municipality, which Mauston has also done. Section 62.23(2). Any proposed change of use from that set out in the master plan must first be referred to the planning commission. Section 62.23(7)(d)2. Municipalities are charged with enacting zoning ordinances which promote the health, safety,
Heitman contends that the proposed initiative is an appropriate use of § 9.20, Stats., because it is legislative in nature and would not usurp the authority delegated to the planning commission pursuant to § 62.23, Stats. Heitman agrees that implementation of the initiative would prohibit Mauston from approving or permitting the location of a ch. 980 treatment facility on all lands within, owned by, or annexed by Mauston. Heitman ignores the legal effect that a pervasive prohibition on the use of land of others implies. We are not free to ignore its effect, however, as the effect on land use is a crucial factor in determining whether the restrictions Heitman seeks can be accomplished by initiative.
We have previously examined ordinances which restrict land use in a comprehensive fashion, and we have concluded that, "[A]n ordinance [which] constitutes a pervasive regulation of, and in many instances a prohibition on the use of, land ... is a zoning ordinance." Gordie Boucher, 178 Wis. 2d at 94, 503 N.W.2d at 272 (citation omitted). Pervasive land use restrictions are controlled by the zoning enabling act in order to assure that such restrictions will not be imposed without the substantive and procedural safeguards established by the legislature. Id. Here, Heitman's proposed initiative would pervasively restrict the use that
We also conclude that Heitman's proposed initiative is an invalid use of the initiative process because the zoning enabling act has established procedures and standards for zoning and Heitman may not modify them by zoning through the initiative process. To explain more fully: if Mauston were to enact the land use restrictions proposed by Heitman under the zoning enabling act, it would be required to first submit them to the planning commission. Scanlon v. City of Menasha, 16 Wis. 2d 437, 442, 114 N.W.2d 791, 794 (1962); § 62.23(5) and (7)(d), Stats. All landowners would be given notice and a public hearing would be held. Gloudeman v. City of St. Francis, 143 Wis. 2d 780, 784, 422 N.W.2d 864, 866 (Ct. App. 1988); § 62.23(7)(d). Any citizen aggrieved by the enactment of the restrictions would have a right of appeal. Section 62.23(7)(e). By
We conclude that Heitman is attempting to do by initiative what the Common Council, itself, cannot do; i.e., avoid the substantive and procedural safeguards established in § 62.23, Stats. Because initiatives may be used for only those legislative acts which a municipality, itself, could do, Heitman's proposal is not one that can be accomplished by initiative.
CONCLUSION
Because we conclude that the proposed initiative is either a zoning ordinance or an amendment to the zoning ordinances of Mauston and that zoning and amendments to zoning may be accomplished only in compliance with the procedures established in § 62.23, STATS., and not by initiative, which does not utilize those safeguards for individual landowners' rights established by the legislature, we affirm the judgment of the circuit court dismissing the action.
By the Court. — Judgment affirmed.
Section 9.20, Stats., states in relevant part:
Direct legislation. (1) A number of electors equal to at least 15% of the votes cast for governor at the last general election in*545 their city . . . may sign and file a petition with the city . . . clerk requesting that an attached proposed ordinance or resolution, without alteration, either be adopted by the common council... or be referred to a vote of the electors... .
(4) The common council. . . shall, without alteration, either pass the ordinance or resolution within 30 days following the date of the clerk's final certificate, or submit it to the electors at the next spring or general election, if the election is more than 6 weeks after the date of the council's .. . action on the petition or the expiration of the 30-day period, whichever first occurs....
(8) City ordinances or resolutions adopted under this section shall not be subject to the veto power of the mayor and city . . . ordinances or resolutions adopted under this section shall not be repealed or amended within 2 years of adoption except by a vote of the electors... .
Eastlake involved direct voter action through referendum, not through initiative.
When one reviews the many cases examining what, if any, procedural due process requirements apply to initiatives, one must do so with an understanding of whether the right of initiative was reserved to the people in a state constitution or whether initiative was based solely on statute. If initiative is a constitutionally based right, it has generally been held that those enacting legislation through initiative are not required to follow the statutorily prescribed procedures required of a municipality. See Associated Home Builders of Greater Eastbay, Inc. v. City of Livermore, 557 P.2d 473, 480-81 (Cal. 1976). However, if initiative is solely a creature of statute, it cannot be used to subvert the procedures and substantive goals established by the legislature for the area of law in which initiative is attempted. See Kaiser Hawaii Kai Dev. Co. v. City and County of Honolulu, 777 P.2d 244, 246-47 (Haw. 1989). Heitman did not analyze the cases he cited in light of this critical difference.
For example, in State ex. rel. Becker v. Common Council of Milwaukee, 101 Wis. 2d 680, 305 N.W.2d 178 (Ct. App. 1981), we examined an initiative which sought to remove the Milwaukee Chief of Police. We concluded that a writ of mandamus would not lie to compel the common council to enact an ordinance, or refer an initiative to the voters, to remove the Chief because the Board of Fire and Police Commissioners had the exclusive authority to do so, as established by § 62.50, Stats.
Zoning is described in § 62.23(7), Stats., as follows:
(a) Grant of power. For the purpose of promoting health, safety, morals or the general welfare of the community, the council may regulate and restrict by ordinance,... the location and use of buildings, structures and land for trade, industry, mining, residence or other purposes....
(b) Districts. For any and all of said purposes the council may divide the city into districts of such number, shape, and area as may be deemed bes.t suited to carry out the purposes of this section; and within such districts it may regulate and restrict the erection, construction, reconstruction, alteration or use of buildings, structures or land. . . . Such regulations may also provide for the development of the land in such districts with one or more principal structures and related accessory uses, and in such districts the regulations need not be uniform.
In Gordie Boucher Lincoln-Mercury Madison, Inc. v. City of Madison Plan Comm'n, 178 Wis. 2d 74, 503 N.W.2d 265 (Ct. App. 1993), we examined when an action taken is zoning. There, the City of Madison Common Council had adopted a resolution authorizing an intergovernmental agreement with the City of Sun Prairie to provide visual open space between the two cities' urban areas. Gordie Boucher submitted a certified survey map (CSM) in which it proposed to divide approximately 41.25 acres of land into four lots and to use two of the lots for an automobile dealership. The City of Madison refused to approve the CSM relying on its agreement with the City of Sun Prairie to provide visual open space. We determined the agreement was a restriction on the use to which land could be put, and therefore, it involved the planning and zoning authority of the City of Madison. We overturned the City of Madison's refusal to
The dissent asserts we have created a new definition for a zoning ordinance. However, as the passage quoted from Gordie Boucher shows, this court has employed the same terminology since 1993.
Because Heitman's proposed initiative would affect land not currently owned or zoned by Mauston, in that limited respect, it could be interpreted as a zoning ordinance, rather than as an amendment to zoning.
This type of zoning has been referred to as "exclusionary zoning." Black's Law Dictionary 1619 (6th ed. 1990).
Because a municipality has already enacted an ordinance when a direct action referendum is employed, decisions involving referenda do not analyze whether the municipality had the power to enact the referendum at issue. Many of the cases cited by Heitman were based on referenda. Therefore, they are not directly applicable to the dispositive issue before us.
Mauston urged us to conclude the initiative is administrative in nature, while Heitman represented it is legislative. Some jurisdictions, such as those in California, have held that zoning is always legislative in nature, see Consolidated Rock Products Co. v. City of Los Angeles, 370 P.2d 342, 346-47 (Cal. 1962), while in other jurisdictions the nature of zoning is determined on a case by case basis and has, on occasion, been held to administrative or adjudicative. See Witcher v. Canon City, 716 P.2d 445, 448-50 (Colo. 1986); see also Fasano v. Washington County Bd. of Comm'rs, 507 P.2d 23, 26-27 (Or. 1973). Because we have decided this case on alternate grounds, we do not determine whether the nature of the proposed initiative is legislative or administrative. However, we note that if Heitman's proposed initiative directs Mauston to interpret its zoning code in a manner which prohibits issuing a land use permit for the construction of a ch. 980 facility, it is administrative in nature; and therefore, an impermissible use of direct legislation. See Heider, 37 Wis. 2d at 474, 155 N.W.2d at 21.
Dissenting Opinion
(dissenting). Today, the majority has expanded considerably Wisconsin's definition of
Although zoning ordinances are enacted under a municipality's police power, all ordinances enacted under the police power are not zoning ordinances. In Gordy Boucher Lincoln-Mercury Madison, Inc. v. City of Madison Plan Comm'n, 178 Wis. 2d 74, 503 N.W.2d 265 (Ct. App. 1993), we concluded that a county peripheral area development plan constituted zoning. But not everything a city council does that somehow pertains to land or somehow regulates the use of land is zoning, and not everything pertaining to land use must be referred to the city plan commission. In Rath v. Two Rivers Community Hosp., Inc., 160 Wis. 2d 853, 861, 467 N.W.2d 150, 153 (Ct. App. 1991), the court noted that by construing § 62.23(5), Stats., broadly, "[t]he result would be that any action taken by a city council concerning any real property would have to be referred to the city plan commission."
Matters that must be submitted to a city plan commission are set out in §§ 62.23(5)
Section 62.23(7), Stats., is a comprehensive statute that outlines the procedures a city must follow to enact a zoning ordinance or an amendment to a zoning ordinance. The majority concludes that the Heitman ordinance was a "pervasive prohibition on the uses of land," and therefore was a zoning ordinance subject to § 62.23(7).
If I wish to use my land in the Village of Oregon to plant a box elder tree, the village municipal code prohibits me from doing so. See Oregon Municipal Code § 10.03(6)(b) (1976). If I own a self-service laundry facility in the City of Madison, my patrons and I are prohibited from using that property to smoke a cigarette or a cigar. See Madison Gen. Ordinances vol. III, § 23.05(3)(1) (1998). I am prohibited from using my property in Mt. Horeb to sell liquor and beer, unless I obtain a license. See Municipal Code of Mt. Horeb § 10.04(2) (1986). I am prohibited from using my tavern in Milwaukee for public dancing, unless I obtain a permit from the City of Milwaukee. See Milwaukee Code of Ordinances vol. 1, § 108-2(1) (1996). The City of Monona prohibits the use of anyone's property in the City of Monona as a gambling house or bawdy house. See Monona Code of Ordinances § 11-6-4(a) (1994). All of these ordinances are prohibitions on the use of land. If "pervasive" has a meaning in this context, all are also pervasive prohibitions. I find it difficult to conclude that all of these prohibitions are zoning ordinances that require the approval of the appropriate plan commissions.
A more common definition of zoning is described in 1 E.C. Yokley, Zoning Law and Practice § 2-1 (4th ed. 1978), as a " 'general plan to control and direct the use and development of property in a municipality or a large part of it by dividing it into districts according to the present and potential use of the properties.'" Id. (quoting State v. Huntington, 143 A.2d 446 (Conn.
The essence of zoning is territorial division in keeping with the character of lands and structures and their peculiar suitability for particular uses, and the uniformity of use within the division. The genius of the constitutional and statutory zoning process is the regulation of land and buildings by districts according to the extent and nature of their use.
Id. (footnotes omitted).
The ordinance proposed by Heitman read:
Secured treatment facility prohibition. The City of Mauston shall not approve or permit the location of a Secured Treatment Facility for Sexually Violent Person Commitments as defined in Chapter 980 of the Wisconsin Statutes on lands in the City of Mauston or on lands owned or annexed by the City of Mauston.
When Heitman filed his petition, there was nothing in the Mauston zoning code concerning facilities under ch. 980, Stats. There was the usual provision for hospitals and clinics, but a ch. 980 facility is, in effect, a prison containing a treatment facility for sexually violent persons. When the Mauston Common Council and plan commission first adopted Mauston's zoning code, it could not have considered a ch. 980 facility as a hospital or clinic, in the same way that people usually interpret these words. I am aware that after the Heit-man petition was filed, the Mauston Common Council adopted a change in its zoning ordinance that permitted ch. 980 facilities, but I am not convinced that after-the-fact zoning can defeat a petition under § 9.20, STATS. Were that permitted, city councils that found
I therefore conclude that at the time Heitman filed his petition, Mauston had no policy as to whether its citizens favored a ch. 980, Stats., facility within the city. The Heitman ordinance was certainly not a territorial division of the City of Mauston. It did not deal with division at all, nor did it add ch. 980 uses to a particular district. It did not create a ch. 980 district. Instead, like other ordinances enacted under a city's police power, such as ordinances prohibiting box elder trees, prohibiting smoking in laundromats, prohibiting public dancing, and prohibiting gambling houses and bawdy houses, the Heitman ordinance prohibited ch. 980 facilities. If Monona can prohibit gambling houses without having the ordinance approved by its plan commission, why cannot Mauston prohibit ch. 980 facilities without the approval of its plan commission?
Were I writing for the majority, I would use the more common definition of "zoning" that I have quoted earlier. Although Mauston advances other reasons that the Heitman ordinance is invalid, I find these reasons without merit. Thus, I would reverse and remand to the circuit court with instructions to direct the City of Mauston to adopt the Heitman ordinance or submit it to Mauston's electorate.
Section 62.23(5), Stats., provides:
MATTERS REFERRED TO CITY PLAN COMMISSION. The council, or other public body or officer of the city having final authority thereon, shall refer to the city plan commission, for its consideration and report before final action is taken by the council,*557 public body or officer, the following matters: The location and architectural design of any public building; the location of any statue or other memorial; the location, acceptance, extension, alteration, vacation, abandonment, change of use, sale, acquisition of land for or lease of land for any street, alley or other public way, park, playground, airport, area for parking vehicles, or other memorial or public grounds; the location, extension, abandonment or authorization for any public utility whether publicly or privately owned; all plats of lands in the city or within the territory over which the city is given platting jurisdiction by ch. 236; the location, character and extent or acquisition, leasing or sale of lands for public or semipublic housing, slum clearance, relief of congestion, or vacation camps for children; and the amendment or repeal of aiiy ordinance adopted pursuant to this section. Unless such report is made within 30 days, or such longer period as may be stipulated by t he common council, the council or other public body or officer, may take final action without it.
The majority uses the term "pervasive prohibition." The term "pervade" is defined to mean "to become diffused throughout every part of." Webster's Third New Int'l Dictionary 1688 (1993). I am not convinced that the use of the word "pervasive" adds anything to the word it modifies, "prohibition."
Reference
- Full Case Name
- Mark Heitman, on Behalf of Himself and 196 Other Qualified Electors of the City of Mauston Who Signed a Direct Legislation Petition, Plaintiff-Appellant, v. City of Mauston Common Council, and City of Mauston, Defendants-Respondents
- Cited By
- 10 cases
- Status
- Published