Capital Times Co. v. Doyle
Capital Times Co. v. Doyle
Opinion of the Court
¶ 1. In a civil cause of action, The Capital Times Company and Mike Miller sued former Governor James Doyle and his record custodian for allegedly violating Wisconsin's open records law and sought punitive damages because of alleged arbitrary and capricious delay. According to the complaint, the Governor's office
¶ 2. In this lawsuit, the Newspaper sought punitive damages under Wis. Stat. § 19.37(3), which states that "[i]f a court finds that an authority or legal custodian . . . has arbitrarily or capriciously denied or delayed response to a request. . . the court may award punitive damages to the requester." The Governor's office successfully moved to dismiss at the trial level on the basis that the only vehicle to § 19.37(3) punitive damages is a § 19.37(1) mandamus action. The Newspaper makes two arguments in its brief: (1) that mandamus is not the only cause of action allowed under § 19.37 and (2) that the Governor's office should be equitably estopped from asserting its defense. As we explain below, the dispositive issue for both of the Newspaper's arguments is whether requesters may file an ordinary civil action seeking punitive damages instead of using the mandamus procedure outlined in our state's open records statutes. See § 19.37(1).
¶ 3. This case requires us to apply undisputed facts to Wis. Stat. § 19.37, which governs causes of action against public officials who "withhold[] a record ... or delay[] granting access to a record . . . after a written request for disclosure is made." Statutory interpretation is a question of law that we review de novo. Zellner v. Cedarburg Sch. Dist, 2007 WI 53, ¶¶ 16-17, 300 Wis. 2d 290, 731 N.W.2d 240. If the statute's meaning is plain, as it is here, we stop there
¶ 4. We begin by reviewing the complete text of Wis. Stat. § 19.37. See Kalal, 271 Wis. 2d 633, ¶ 45. Subsection (1), titled "Mandamus," explains that there are two alternative ways to seek enforcement of the law and requesters may pursue either or both alternatives. First, a requester may bring a mandamus action asking for a court order to release the record. Sec. 19.37(l)(a). Second, the requester may request either the district attorney or the attorney general to bring the mandamus action. Sec. 19.37(l)(b). Subsection (2), titled "Costs, fees and damages," outlines awards of attorney's fees, actual costs, and damages for "requester[s] . . . [who] prevail[] in whole or in substantial part in any action filed under sub. (1)." Subsection (2)(b) explains how the court can also award actual damages in some circumstances if the authority acted in a willful and intentional manner. Subsection (3), titled "Punitive damages," reads as follows:
If a court finds that an authority or legal custodian under [Wis. Stat. §] 19.33 has arbitrarily and capriciously denied or delayed response to a request or charged excessive fees, the court may award punitive damages to the requester.
Subsection (4), titled "Penalty," outlines forfeitures that are "enforced by action on behalf of the state by the attorney general or by the district attorney of any county where a violation occurs."
¶ 5. The Newspaper claims that Wis. Stat. § 19.37 contains four different methods of enforcement: the two alternative mandamus actions described in subsec. (1), an action for punitive damages under subsec. (3),
Applying these legal standards, we conclude that the plain language of Wis. Stat. § 19.37(1) outlines two distinct courses of action when a records request is denied. First, a requester who is denied access to records may proceed with his or her own mandamus action, "asking a court to order release of the record." Section 19.37(l)(a). If the requester of records who originally sought the records pursuant to Wis. Stat. § 19.35(l)(a) elects to proceed under § 19.37(l)(a), the potential remedies include access to the records and the recovery of costs, attorney fees, actual damages and punitive damages. See § 19.37(l)(a), (2)(a) & (3).
If a requester instead decides to seek the assistance of the attorney general or district attorney, the attorney general or district attorney "may bring such an action." See Wis. Stat. § 19.37(l)(b). If an authority or legal custodian of records has acted arbitrarily and capriciously, he or she may be required to forfeit "not more than $1,000," and this forfeiture "shall be enforced by action on behalf of the state by the attorney general or... district attorney." See § 19.37(4). The statute continues: "In actions brought by the attorney general, the court shall award any forfeiture recovered together with reasonable costs to the state." Id.
¶ 6. In other words, in Zien we recognized that Wis. Stat. § 19.37(1) explains how requesters may file a mandamus action on their own behalf, or they may ask
¶ 7. While we conclude that Wis. Stat. § 19.37 unambiguously limits § 19.37(3) punitive damages claims to mandamus actions, we note that such a conclusion rests comfortably aside well-established punitive damages law. First, we note that punitive damages in civil cases are generally only available as part of a cause of action for actual damages because "without damage or injury, culpable conduct does not give rise to a cause of action." See Kehl v. Economy Fire & Cas. Co., 147 Wis. 2d 531, 534, 433 N.W.2d 279 (Ct. App. 1988) (quoting Wussow v. Commercial Mechanisms, Inc., 97 Wis. 2d 136, 150, 293 N.W.2d 897 (1980)). Plaintiffs must allege the underlying cause of action, request and prove actual damages, and request punitive damages
¶ 8. The Newspaper point-blank asserts that the requester does not have to first obtain a finding of actual damages as a condition precedent to a punitive damages award. Rather, the requester can skip having to seek actual damages altogether and assert only punitive damages. And although the Newspaper did not so claim, the
¶ 9. The Newspaper dismisses the relevance of long-standing case law regarding punitive damages by pointing out that "it is plainly within the legislature's
¶ 10. As the Governor's office points out, the legislature is presumed to act with knowledge of the state of the law when it enacts legislation.
¶ 11. The Newspaper also contends that welding a punitive damages claim to a mandated finding of actual damages as a condition precedent ignores the statute's plain language because Wis. Stat. § 19.37(2)— allowing costs and actual damages — makes explicit reference to § 19.37(1), but § 19.37(3), the punitive damages portion, makes no such reference.
¶ 12. As we mentioned at the outset, the Newspaper alternatively argues that even if Wis. Stat. § 19.37 does not provide a separate cause of action for punitive damages, the Governor's office should be equitably es-topped from defending "on the grounds that the Newspaper's action is untimely." Presumably, this is based on the contention that the Newspaper relied, to its detriment, on what turned out to be an allegedly bogus excuse for not coming forth with information that the public had a right to know. But this claim blows up at the very start because it is founded on a misstatement of the defense employed by the Governor's office. The defense was not that the action was untimely. Rather, it was that the cause of action the Newspaper filed — a civil action for punitive damages under § 19.37(3) — does not exist.
¶ 13. Perhaps what the Newspaper is really arguing is that it should be allowed to begin a civil suit
¶ 14. We note that much of the Newspaper's brief is devoted to the potential injustice of penalizing its reliance on the Governor's office's assertion that there was a legal justification for a delay. It argues that a holding against it in this case undermines the open records statute's purpose of encouraging voluntary compliance by government officials, see Eau Claire Press Co. v. Gordon, 176 Wis. 2d 154, 159, 499 N.W.2d 918 (Ct. App. 1993), by rewarding the Governor's office's allegedly deceptive behavior here. Once again, we think the Newspaper's argument is misplaced. If it has its facts right, then the Governor's office achieved its purpose when it successfully delayed release of the records until the day judicial appointments were made. Had the newspaper begun a mandamus action the moment the Governor's office began dragging its feet, it likely could have prevented the outcome that occurred.
¶ 15. We think we understand where the Newspaper is coming from. It would like the governmental authorities and legal custodians to be exposed to damages even after records have been released, even if no mandamus action was pursued, whenever the open record holder has acted arbitrarily and capriciously. That may well be a worthy policy goal. But that policy decision, should there be one, must be made by the legislature, not this court.
By the Court. — Order affirmed.
We will refer to the respondents as the "Governor's office" and the appellants as the "Newspaper" for ease of reference.
All references to the Wisconsin Statutes are to the 2009-10 version unless otherwise noted.
State v. Zien, 2008 WI App 153, ¶¶ 34-35, 314 Wis. 2d 340, 761 N.W.2d 15, is not dispositive because it addresses standing in the causes of action available under Wis. Stat. § 19.37(1), without addressing the possible existence of other causes of action created by other subsections.
In its brief, the Governor's office argues that Wis. Stat. § 19.37(4) "is the only subsection that creates a cause of action beyond what is allowed in subsection (1)." It is not necessary for us to decide whether subsec. (4) creates a cause of action outside of subsec. (1), and we do not address that issue in this opinion, although we have our doubts.
See also Widemshek v. Fale, 17 Wis. 2d 337, 340, 117 N.W.2d 275 (1962) ("With respect to punitive damages, we have held that actual damage must have been suffered before an award of punitive damages can be given."); Tucker v. Marcus, 142 Wis. 2d 425, 438-39, 418 N.W.2d 818 (1988) ("A general and perhaps almost universally accepted rule is that punitive damages cannot he awarded in the absence of actual damage.").
We could find no Wisconsin case law addressing whether compensatory and punitive damages may be bifurcated. We did find a certification of that issue to the supreme court where the supreme court took the case but did not reach that issue. See Strenke v. Hogner, 2005 WI 25, ¶ 2 n.3, 279 Wis. 2d 52, 694 N.W.2d 296. We also found a case where the trial court had bifurcated compensatory and punitive damages. See Mews v. Beaster, 2005 WI App 53, ¶ 4, 279 Wis. 2d 507, 694 N.W.2d 476. That case did not address whether bifurcation is proper, but it shows that it has been done.
One example of the legislature specifying a departure from accustomed process is our restitution statute, Wis. Stat. § 973.20. The statute lays out in detail how criminal courts are to deal with restitution. Yet, despite this, the legislature expressly allowed civil suits to be maintained apart from this procedure. Section 973.20(8) states as follows: "Restitution ordered under this section does not limit or impair the right of a victim to sue and recover damages from the defendant in a civil action." This example shows that the legislature knows it can depart from its carefully thought out scheme and specifically allow citizens to use an alternative means of seeking redress.
Wisconsin Stat. §§ 19.31-19.39 were created by 1981 Wis. Laws, ch. 335, § 14, so case law stating that punitive damages could not be awarded without a threshold award of actual damages was already in existence. See Widemshek, 17 Wis. 2d at 340.
The Newspaper makes another plain language argument —that our interpretation of Wis. Stat. § 19.37(3) ignores the reference in subsec. (3) to officials who have "arbitrarily and capriciously denied or delayed" response to a request for
The Newspaper complains that the supreme court "recently warned requesters not to prematurely invoke the Open Records Law's remedies" so it was not unreasonable to wait for
Reference
- Full Case Name
- The Capital Times Company and Mike Miller v. James E. Doyle and Susan Crawford, Defendants-Respondents
- Cited By
- 8 cases
- Status
- Published