Keller v. Patterson
Keller v. Patterson
Opinion of the Court
¶ 1. This case stems from Barbara Patterson's actions after she learned that her neighbor Wanda Keller's son, a convicted sex offender, was living in her community. Wanda and Allan G. Keller complain that Patterson distributed fliers containing contact information for the sex offender and identifying them as his parents with whom he lived. The situation eventually escalated, and the Kellers obtained counsel, who wrote a letter to Patterson expressing their intent to file a lawsuit. Patterson then petitioned for and received temporary restraining orders against Wanda and her other son, Greggory Lentz, based on allegations she now admits were largely false. She voluntarily dismissed the petitions before serving them. Eventually, the Kellers and Greggory filed this lawsuit alleging invasion of privacy, defamation, and abuse of process. The trial court granted summary judgment to Patterson on all of the Kellers' claims. We affirm the trial court as to the invasion of privacy and defamation claims, but reverse as to the abuse of process claim— the undisputed facts in the record could lead a reasonable fact finder to conclude that Patterson abused the legal process when she made false allegations against the Kellers and Greggory. We also address and reject Patterson's cross-appeal, which is based on the premise that the Kellers' claims in this case were frivolous.
BACKGROUND
¶ 2. The Kellers are longtime residents of the Grafton community. Wanda has two sons, Greggory and Michael Lentz, both of whom are adults. Michael is a convicted sex offender who lived with the Kellers during all times pertinent to this case. Patterson is the Kellers' neighbor, but she did not know the Kellers, Michael or Greggory prior to receiving an anonymous
¶ 3. After receiving the mailing, Patterson and another neighbor distributed a six-page flier with information about Michael around the community. The flier included: a printout from the DOC website with a picture of Michael; a page of information listing Wanda and Allan as Michael's parents and including their address and phone number; two pages from the DOC sex offender registrant information website regarding Michael; a printout from the Wisconsin Court System Access website, more commonly referred to as CCAfl listing the offenses for which Michael was convicted; and a page with information about the time and location of a meeting set for April 15, 2009, to discuss the matter.
¶ 4. Once the fliers were distributed, the Kellers began receiving phone calls with no one on the line. People also drove down the street honking or stopping to look at their house and the Kellers received mail about Michael. Greggory, who does not live with Michael and the Kellers, became involved when he saw someone looking at one of the fliers in a park. He mistakenly believed that the woman who was reading the flier had posted it and began yelling at her. When a man intervened, Greggory bumped him in the chest. Greggory was cited for disorderly conduct for the incident.
¶ 5. At some point, the Kellers retained counsel, who mailed a letter dated August 25, 2009, to Patterson informing her that the Kellers intended to file a complaint against her for invasion of privacy. The letter also asked Patterson to contact the Kellers' attorney if she wished to resolve the matter without litigation. On
(1) That Greggory had guns in his home or possession that he had threatened to use against Patterson at a meeting.
(2) That Wanda had guns in her home or in her sons' homes and had threatened to use them against Patterson at a meeting.
(3) That Greggory had "documented violent behavior and . .. threatened] to use firearms in confrontive discussions."
(4) That "Wanda Keller, her Pastor, and her friends" had been sending threatening letters and making threatening calls to her.
(5) That the Kellers had been "spreading] mistruths and undocumented facts about [Patterson], most recently to [their attorney]."
(6) That the Kellers' attorney, with the Kellers' approval, had "accuse[d] [Patterson] of untoward behavior, and actions, without proof or discovery, in a premeditated attempt to slander the reputation of [Patterson]."
As a result of the petitions, temporary restraining orders were issued against Wanda and Greggory. Then, before the petitions or complaint were served, Patterson voluntarily dismissed them.
¶ 6. On December 7, 2009, the Kellers and Greg-gory filed this action alleging invasion of privacy, defamation, and abuse of process. When Patterson was
¶ 7. Patterson moved for summary judgment on all of the Kellers' claims, and the trial court granted her motion. The Kellers and Greggory appeal.
DISCUSSION
¶ 8. We review summary judgment decisions de novo, applying the same methodology as the trial court. Metropolitan Ventures, LLC v. GEA Assocs., 2006 WI 71, ¶ 20, 291 Wis. 2d 393, 717 N.W.2d 58. Summary judgment is appropriate when "the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits . . . show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law." Johnson v. Rogers Mem'l Hosp., Inc., 2005 WI 114,
Invasion of privacy
¶ 9. We first address the Kellers' invasion of privacy claim, which is based on Wis. Stat. § 995.50(2)(a) & (c). Those subsections define "invasion of privacy" as follows:
(a) Intrusion upon the privacy of another of a nature highly offensive to a reasonable person, in a place that a reasonable person would consider private or in a manner which is actionable for trespass.
(c) Publicity given to a matter concerning the private life of another, of a kind highly offensive to a reasonable person, if the defendant has acted either unreasonably or recklessly as to whether there was a legitimate public interest in the matter involved, or with actual knowledge that none existed. It is not an invasion of privacy to communicate any information available to the public as a matter of public record.
Id.
¶ 10. We begin with the Kellers' claim based on Wis. Stat. § 995.50(2)(a). Subsection (2)(a) has a spatial basis — the invasion of privacy must occur "in a place
¶ 12. The Kellers' Wis. Stat. § 995.50(2)(c) claim must also fail. Subsection (2)(c) addresses situations where an individual makes public statements about the private life of another person in a highly offensive way. In order to fall under this subsection, the statements must make information public that was not heretofore available to the public. See id. In this case, as we already noted, all of the information that was given was available to the public in one form or another before Patterson distributed the fliers, so it simply cannot be classified as private.
¶ 13. Having disposed of the Kellers' invasion of privacy claim, we move on to their abuse of process claim, which is based on Patterson's complaint and petitions for temporary restraining orders. Our supreme court has explained abuse of process as follows: "One who uses a legal process, whether criminal or civil, against another to accomplish a purpose for which it is not designed is liable to the other for the pecuniary loss caused thereby." Strid v. Converse, 111 Wis. 2d 418, 426, 331 N.W.2d 350 (1983) (citation omitted). The tort has two elements: (1) a purpose other than that which the process was designed to accomplish, and (2) a subsequent misuse of the process.
¶ 14. The Kellers easily meet the first element. Patterson filed the petitions against the Kellers soon after receiving a letter from their attorney stating that they were planning to file suit against her. Because of the timing of the petitions so close to the Kellers' attorney's letter regarding a possible lawsuit, one reasonable inference is that Patterson allegedly filed the false petitions in an attempt to gain leverage in potential upcoming proceedings and/or an attempt to intimidate the Kellers from taking any action against her. That purpose, if proven true, is clearly one "other than that which the process was designed to accomplish." See id.
¶ 15. It is the second element — subsequent misuse of the process — that Patterson argues cannot be met. She bases her argument on the fact that she dismissed her complaint and petitions without serving them. Thus, she contends that the process was never really misused. We disagree. When Patterson went to the courthouse on August 27, 2009, she filed a complaint with allegations that were somewhere between grossly exaggerated and patently false, as evidenced by her own deposition testimony.
¶ 16. If Patterson had stopped with the filing of the complaint and then voluntarily dismissed the lawsuit without doing anything more, she might have prevailed with her argument that she corrected her mistake before an abuse of process occurred. But she took the complaint one step further by petitioning for
¶ 17. Patterson also contends that her actions do not qualify as misuse of process under Tower Special Facilities, Inc. v. Investment Club, Inc., 104 Wis. 2d 221, 311 N.W.2d 225 (Ct. App. 1981). In that case, we stated that the plaintiffs abuse of process claim failed because it did not "allege that the defendants took any 'irregular steps' under the cover of the process after its issuance." Id. at 229 (emphasis added). She argues that the Kellers have likewise failed to allege any "irregular steps" she took under cover of process after its issuance. We disagree. Even assuming that the law requires Patterson to have misused process after its issuance,
Defamation
¶ 18. Next, we address the Kellers' defamation claim, which, like the abuse of process claim, is based on the false allegations in Patterson's complaint and petitions for temporary restraining orders. The Kellers acknowledge that generally speaking, allegations made in pleadings commencing judicial proceedings are privileged from defamation claims so long as the statements are "pertinent and relevant to the issues." See Spoehr v. Mittelstadt, 34 Wis. 2d 653, 658-59, 150 N.W.2d 502 (1967) (citation omitted). But they argue that there should be an exception to the privilege rule for cases like this one, where there is no "legitimate bonafide basis" for the action.
¶ 19. We reject the Kellers' argument. The Kellers' claim that there is no legitimate basis for the lawsuit is based on the fact that the allegations in the complaint and petitions were false. We have specifically explained
Frivolous claims
¶ 20. Lastly, we address Patterson's cross-claim— that her motion for sanctions against the Kellers and Greggory for filing a frivolous claim were improperly denied.
¶ 22. With regard to whether an action was continued frivolously, what an attorney knew or should have known is a question of fact. Id., ¶ 35. Then, whether the facts found by the trial court support a finding of no basis in law or fact is a question of law which we review de novo. Id. All doubts regarding whether a claim is frivolous " 'are resolved in favor of the party or attorney' whom it is claimed commenced or continued a frivolous action." Howell v. Denomie, 2005 WI 81, ¶ 8, 282 Wis. 2d 130, 698 N.W.2d 621 (citation omitted).
¶ 23. In this case, after affidavits from the Kellers' attorneys and a hearing on the motion, the trial court found as follows:
It is axiomatic that the granting of summary judgment is not the equivalent of a finding of a frivolous action. Here, the plaintiffs were confronted with what is in this Court's opinion a highly unusual fact situation.... While the court did not agree with the plaintiffs' conclusions, I simply cannot find that the plaintiffs' position was frivolous. Plaintiffs' counsel thoroughly researched the legal basis for the pleadings and had, in this Court's opinion, a good faith basis to assert the claims they did based upon their view of the evidence or asserting a good faith extension of current law.
In other words, the trial court found that the Kellers' attorneys had done sufficient investigation of the facts and law before filing the pleadings such that the actions were not frivolous. In so finding, it examined the
By the Court. — Judgment affirmed in part; reversed in part and cause remanded; order affirmed.
All references to the Wisconsin Statutes are to the 2009-10 version unless otherwise noted.
Although the Kellers argue that one can reasonably infer that Patterson was one of the people making calls, writing letters, and/or honking car horns in front of the Patterson's house, they present no phone records or testimony to support that inference.
The Kellers do cite to comments in the Restatement (Second) of Torts (1977) § 652A & B as persuasive authority that Patterson could be liable for the phone calls and honking horns, but as they acknowledge, the Restatement (Second) is worded differently and therefore has limited applicability to this case. See Hillman v. Columbia Cnty., 164 Wis. 2d 376, 392, 474 N.W.2d 913 (Ct. App. 1991) (noting that while our legislature used the word "place" to describe the area of invasion, the Restatement (Second) uses the broader phrase "solitude or seclusion of another or his private affairs or concerns"). Because of that, the comments cited by the Kellers simply do not help their case.
They also cite to Steiger v. Nowakowski, 67 Wis. 2d 355, 359, 227 N.W.2d 104 (1975), for the proposition that "[ujnder the law of trespass, entry upon another's land need not he in person, but may be made '... by causing or permitting a thing to cross the boundary of the premises.'" (Citation omitted.) We fail to see how that proposition helps them make the case that Patterson's conduct would be actionable as trespass.
The Kellers argue that it was not public record that Michael lived with them or shared their phone number. But his address was available on the sex offender registration website,
The Kellers additionally argue that their relationship to Michael was not a matter of public record. Even if that is true, which we highly doubt that it is, we fail to see how the familial relationship between the Kellers and Michael from the flier constitutes "[p]ublicity given to a matter concerning the private life of another, of a kind highly offensive to a reasonable person." See Wis. Stat. § 995.50(2)(c).
In Brownsell v. Klawitter, 102 Wis. 2d 108, 115, 306 N.W.2d 41 (1981), the supreme court worded the two elements differently: (1) "a willful act in the use of process not proper in the regular conduct of the proceedings" and (2) an "ulterior motive." (Citations omitted.) Although the words used are different, the elements remain the same.
We already laid out some discrepancies between her allegations and her deposition testimony in the background section. We will not go into more detail here because even Patterson does not argue that she can support her allegations.
For a view that our supreme court and other authorities have shied away from such a strict interpretation of misuse of process, see Kaminske v. Wisconsin Central Ltd., 102 F. Supp. 2d 1066, 1078-79 (E.D. Wis. 2000).
Obviously, given our holding, we do not believe that the Kellers' abuse of process claim was frivolous. Our discussion of this issue is therefore limited to whether the Kellers' invasion of privacy and defamation claims were frivolous. See Jandrt ex rel. Brueggeman v. Jerome Foods, Inc., 227 Wis. 2d 531, 552, 597 N.W.2d 744 (1999) ("[T]he inclusion of one sufficient and adequately investigated claim does not permit counsel to file unsubstantiated claims as riders.").
In addition to arguing that their claims are not frivolous, the Kellers argue that because Patterson waited until after summary judgment was granted in her favor to file the motion for sanctions, the motion for sanctions was untimely. See Booth v. American States Ins. Co., 199 Wis. 2d 465, 477-78, 544 N.W.2d
Storms v. Action Wisconsin Inc., 2008 WI 56, ¶¶ 33-35, 309 Wis. 2d 704, 750 N.W.2d 739, actually addresses the standards of review for Wis. Stat. § 802.05 (2003-04), which governed sanctions for frivolous pleadings, and Wis. Stat. § 814.025 (2003-04), which governed sanctions for frivolously continued actions. By supreme court order, both of those statutes were repealed and replaced by a new § 802.05 effective July 1, 2005. See Storms, 309 Wis. 2d 704, ¶ 4 n.2. Because the new statute applies to all pleadings, motions, and other papers filed with the court, which includes those commencing and continuing a lawsuit, we apply those same standards of review. However, we do note that the standard of review for frivolously continued actions may now he more deferential to the trial court. See id., ¶ 35, n.7. Since we uphold the trial court using the de novo standard of review, we would obviously uphold the trial court using a more deferential standard of review, as well.
Reference
- Full Case Name
- Wanda Keller, Allan G. Keller and Greggory Lentz, Plaintiffs-Appellants-Cross-Respondents v. Barbara Patterson, Defendant-Respondent-Cross-Appellant
- Cited By
- 4 cases
- Status
- Published