McCaa v. Hamilton
McCaa v. Hamilton
Opinion of the Court
In this action, Plaintiff alleges that Defendants were deliberately indifferent to his risk of suicide on a number of occasions spanning from December 2013 to August 2015. (Docket # 54). Plaintiff filed motions for appointment of counsel on four occasions, and each was denied. (Docket # 5, # 23, # 48, and # 76). On December 15, 2016, the Court granted summary judgment to Defendants in part based on Plaintiff's failure to comply with the rules of procedure applicable at the summary judgment stage. (Docket # 80).
Plaintiff filed a notice of appeal on December 21, 2016. (Docket # 82). His pro se materials offered a number of grounds for appeal but, after being appointed counsel by the Court of Appeals, he pursued only one: that this Court erred in denying his motions for appointment of counsel. More than a year-and-a-half later, on July 24, 2018, the Court of Appeals issued its opinion on the matter. (Docket # 95). It found that this Court had not adequately addressed Plaintiff's final two motions for appointed counsel. Id. It reversed the judgment in favor of Defendants and remanded for further proceedings. Id.
Upon receipt of the Court of Appeals' mandate, this Court directed that Plaintiff file a new motion addressing all of the argument and evidence he wished to offer in favor of the appointment of counsel. (Docket # 96). In accordance with the Court's order, Plaintiff filed his fifth motion for appointment of counsel on August 8, 2018. (Docket # 97). That motion is now fully briefed. (Response, Docket # 100; Reply, Docket # 105). For the reasons explained below, Plaintiff's motion will be denied.
As a civil litigant, Plaintiff has "neither a constitutional nor statutory *540right to a court-appointed attorney." James v. Eli ,
While framed in terms of the plaintiff's capacity to litigate, this discretion must also be informed by the realities of recruiting counsel in this District. When the Court recruits a lawyer to represent a pro se party, the lawyer takes the case pro bono . Unlike a lawyer appointed to represent a criminal defendant during his prosecution, who is paid by the government for his work, an attorney who takes a prisoner's civil case pro bono has no expectation, much less any promise of compensation.
Thus, it comes as no surprise that is incredibly difficult to convince local lawyers to take such cases. Wilborn v. Ealey ,
To be sure, the District is eternally grateful to the lawyers who participate in the Pro Bono Program; however, there are never enough volunteers, and those who do volunteer rarely take more than one or two cases a year. This is understandable, as many are already engaged with representation of fee-paying clients. Though the Pro Bono Program does provide for payment of certain litigation expenses, it does not directly compensate a lawyer for his or her time. Participants may seek attorney's fees when permitted by statute, such as in successful Section 1983 cases, but they will otherwise go unpaid. The small pool of attorneys available to this District for pro bono appointments stands in stark contrast to that of the Court of Appeals, which regularly recruits counsel from across the nation to represent pro se plaintiffs on appeal. See, e.g., James ,
Against the thin ranks of ready and willing counsel rises the overwhelming tide of pro se prisoner litigation in this District.
Moreover, hard data supports the conclusion that these prisoner suits are most often without merit. Since 1988, prisoners have generally lost about 85% of the cases they have filed. Margo Schlanger, Trends in Prisoner Litigation, as the PLRA Enters Adulthood , 5 U.C. Irvine L. Rev. 153, 164 (2015). Only about 5% of prisoner suits ultimately result in some form of settlement, while during the period 2002-2012, less than 2% made it to trial.
Finally, it must be remembered that when the Court determines that recruitment of counsel is appropriate, it can take months to locate a willing lawyer. This delay works to the detriment of all parties and contravenes Congress' instruction in Federal Rule of Civil Procedure 1 that district courts must endeavor to secure the "just, speedy, and inexpensive determination of every action." Fed. R. Civ. P. 1. Thus, looming large over each request for counsel are the Court's ever-more-limited time and resources.
With these considerations in mind, the Court returns to the question presented: whether counsel can and should be appointed to represent Plaintiff. First, the Court must determine whether the litigant has made "reasonable" efforts to obtain his own representation. Pruitt ,
Here, Plaintiff makes no attempt to show that he undertook any efforts to secure counsel on his own. Indeed, he simply assumes that the "reasonable attempts" element is met, as did the Court of Appeals, in reliance on his past efforts to contact a few attorneys. (Docket # 97 at 10; Docket # 95 at 6). But Plaintiff's case has developed substantially from its beginnings in February 2016. This includes the litigation and discovery efforts both on his part and by Defendants, as well as substantial judicial insight in the form of opinions *542from this Court and the Court of Appeals. Thus, it would be a very different undertaking for counsel to represent Plaintiff now as opposed to at the prior junctures when he contacted local lawyers seeking representation. Plaintiff has not shown that he made any renewed efforts to obtain counsel in light of these changed circumstances.
Allegations that reasonable attempts have been made to secure counsel are not a mere pro forma component of a motion for appointment of counsel. Instead, in order to ensure that the "reasonable attempts" element has any teeth, the Court must require that a prisoner offer evidence of reasonable efforts to obtain counsel each and every time he files a request for appointed counsel. Otherwise, a prisoner could seek counsel once at the beginning of a years-long case and claim thenceforth that "reasonable" efforts had been made. This approach is plainly unacceptable. While Plaintiff may lament that this would require substantial effort on his part, it is entirely consistent with the purpose of the reasonable-efforts requirement. That is to ensure that if the Court and private lawyers must expend scarce resources to provide counsel for a prisoner, he has at least made a good-faith effort to avoid those costs by securing counsel himself.
Notwithstanding his failure to exercise reasonable due diligence in obtaining his own lawyer, Plaintiff also fails to establish the second Pruitt element: that the difficulty of the case exceeds his capacity to coherently present it. This assessment must be made in light of the particular capabilities and circumstances presented by each pro se litigant. James ,
The second step is itself grounded in a two-fold inquiry into both the difficulty of the plaintiff's claims and the plaintiff's competence to litigate those claims himself. The inquiries are necessarily intertwined; the difficulty of the case is considered against the plaintiff's litigation capabilities, and those capabilities are examined in light of the challenges specific to the case at hand. Ultimately, the question is not whether a lawyer would present the case more effectively than the pro se plaintiff; if that were the test, district judges would be required to request counsel for every indigent litigant. Rather, the question is whether the difficulty of the case-factually and legally-exceeds the particular plaintiff's capacity as a layperson to coherently present it to the judge or jury himself. Notably, this inquiry extends beyond the trial stage of the proceedings. The relevant concern is whether the plaintiff appears competent to litigate his own claims, given their degree of difficulty. This includes all of the tasks that normally attend litigation: evidence gathering, preparing and responding to motions and other court filings, and trial.
*543The balancing contemplated in the second Pruitt step must also incorporate the reality that district courts cannot be expected to recruit counsel in circumstances which are common to all or most prisoners. See Bracey v. Grondin ,
Several pronouncements from the Court of Appeals appear to be in tension with the principle that a court need not appoint counsel in anything but an exceptional case. First, the Seventh Circuit has noted that "complexity increases and competence decreases as a case proceeds to the advanced phases of litigation." James ,
Second, James states that a prisoner's transfer away from a facility where the events of a lawsuit took place meaningfully inhibits his ability to collect relevant evidence. James ,
Third, the Seventh Circuit instructs that district courts should evaluate a prisoner's competency irrespective of the involvement of a "jailhouse lawyer." McCaa ,
Fourth, James instructs that cases involving "complex medical evidence" are better candidates for recruitment of counsel, not only to seek relevant evidence, but also to secure expert testimony. James ,
Finally, the Court of Appeals indicates that claims are particularly complex when they touch on the defendant's state of mind, such as with claims of deliberate indifference to prison conditions or medical needs. James ,
The guiding rule has always been that appointment of counsel is the exception rather than the rule in pro se prisoner litigation. Yet district courts have been instructed that a confluence of all-too-common circumstances-discovery, jailhouse lawyers, and claims concerning state of mind-militate in favor of the appointment of counsel. As the list of reasons to appoint counsel grows, the reasons not to do so shrink. This District's resources have not kept pace.
Against the totality of this backdrop, the Court finds that Plaintiff has not presented sufficient evidence or argument showing that he cannot litigate this matter competently on his own.
*545As discussed above, these issues are common to most every prisoner-filed case. Nearly every prisoner case proceeds past the screening stage and on to discovery and summary judgment. In the numerous cases in which dispositive motions are filed, prisoners must apply the straightforward rules of procedure to properly present their arguments to the court. The Court assisted Plaintiff in this regard, as it does with all prisoner litigants, by providing copies of the most pertinent federal and local procedural rules, as well as helpful pro se litigation guides. Plaintiff's position here is founded on his belief that a lawyer would do a better job than he. This is undoubtedly true, but the Seventh Circuit has rejected this as a reason for appointment of counsel. Pruitt ,
As to the fact of Plaintiff's confinement, this restriction applies by definition to almost all prisoner cases. Further, Plaintiff is still able to send and receive correspondence, make copies, write motions and briefs, and perform legal research. These are the common features of litigation. Short of simply freeing him from imprisonment, there is nothing more that can be done to facilitate Plaintiff's litigation efforts.
The Court acknowledges that claims involving the alleged deliberate indifference of public officials can be complex. The most difficult task is establishing that the official was subjectively aware of the risk of harm to the plaintiff. See Gayton v. McCoy ,
The Court finds that this list of common hindrances to prisoner litigation, assessed separately or in concert, cannot support bestowing the ostensibly rare benefit of appointed counsel. Far more important to the Court is a consideration of how Plaintiff's work compares to that of other prisoner litigants. As the Court stated in denying his prior motions for appointment of counsel, Plaintiff appears to fully understand his case and he generally files clear, cogent motions (even if they are not always meritorious). Plaintiff has also engaged extensively in the discovery process, though it has not been as fruitful as he may have hoped. Though his summary judgment submissions did not conform to the rules of procedure, they were otherwise far more coherent than the Court sees in other prisoner filings.
By far the best example of Plaintiff's litigation abilities is Plaintiff's briefing on *546this very motion. Plaintiff admits that his opening brief is largely copied from the appellate brief submitted by his counsel. The brief was nevertheless carefully edited to include more appropriate arguments and citations to evidence. See (Docket # 97). The reply, by contrast, is almost entirely in Plaintiff's own words. (Docket # 105). It is, without exaggeration, one of the best prisoner-prepared legal documents the Court has read in years. The reply offers incredibly detailed and considered arguments based on a careful assessment of Defendants' evidence and a marshalling of Plaintiff's own evidence. These recent filings demonstrate that Plaintiff is much better than his fellow prisoners at presenting his positions to the Court.
This view is not altered by an evaluation of Plaintiff's education, litigation skills, and mental health. See Henderson v. Ghosh ,
Plaintiff insists that his mental health issues and suicidal ideations have hampered his litigation efforts. It is not clear precisely where and how these psychological concerns have affected Plaintiff's case. Further, Defendants have offered a psychologist's opinion indicating that Plaintiff is not as troubled as he suggests. Most disturbingly, there is evidence in the record that Plaintiff's mental health issues are fake, contrived by him so that he can achieve his own ends and harass correctional staff. While Plaintiff disputes the accuracy this evidence, this is not a motion for summary judgment, wherein the Court must construe the evidentiary material in Plaintiff's favor. Instead, the balance of the evidence leads the Court to find that the mental health issue does not weigh strongly *547in Plaintiff's favor.
Rather, the evidence shows that even without counsel, Plaintiff could have done better in litigating this matter, and specifically in avoiding summary judgment by complying with the rules of procedure. None of the remaining considerations concerning Plaintiff's claims, his abilities, or his circumstances, whether considered separately or as a whole, convince the Court that counsel should be appointed to represent him. Indeed, Plaintiff's demonstrated abilities make him one of the very last prisoners for whom this Court would consider appointing counsel. The Court will, therefore, deny Plaintiff's fifth motion for appointment of counsel.
What now becomes of this case? The "law of the case" doctrine requires this Court "to confine its discussion to the issues remanded." United States v. Morris ,
As explained above, Plaintiff's original appeal materials listed a number of issues for appeal beyond appointment of counsel, focusing on Plaintiff's disagreement with the substantive aspects of the Court's summary judgment decision. (Docket # 89). However, once counsel was recruited for Plaintiff in the Court of Appeals, the only issued pursued in the parties' briefs was this Court's failure to appoint counsel. Reconsideration of counsel appointment was, in turn, the mandate issued to this Court. (Docket # 95 at 12). That mandate has been addressed. Plaintiff did not raise, and has now waived, any other concerns about the disposition of this action, including any perceived errors in the Court's grant of summary judgment to Defendants. The Court will, therefore, reinstate its decision on summary judgment and again dismiss this action with prejudice.
Accordingly,
IT IS ORDERED that Plaintiff's fifth motion for appointment of counsel (Docket # 97) be and the same is hereby DENIED ;
IT IS FURTHER ORDERED that the Court's December 15, 2016 Order denying summary judgment to Plaintiff and granting summary judgment to Defendants (Docket # 80) be and the same is hereby REINSTATED ;
IT IS FURTHER ORDERED that the Court's September 2, 2016 (Docket # 53) and December 15, 2016 (Docket # 80) Orders denying Plaintiff's third and fourth motions for appointment of counsel be and the same are hereby REINSTATED ; and *548IT IS FURTHER ORDERED that this action be and the same is hereby DISMISSED with prejudice .
The Clerk of the Court is directed to enter judgment accordingly.
Although non-prisoner pro se litigants may also be considered for the appointment of counsel under Section 1915, the Court does not address that set of pro se litigants here for a few reasons. First, the volume of non-prisoner pro se litigation is miniscule compared to that brought by prisoners. Second, prisoners are much more likely to request the appointment of counsel. Paradoxically, prisoners are usually far better equipped to litigate than non-prisoners, as prisoners have access to electronic filing, institution law libraries, and fellow prisoners who offer services as "jailhouse lawyers." In fact, learning a little of the legal system means that prisoners know they can request the appointment of pro bono counsel, which they do with regularity. Non-prisoner pro se litigants are rarely aware of this option.
Plaintiff further states that being unable to afford a lawyer means that he cannot be expected to seek counsel on his own. (Docket # 97 at 10). But this is no different than the vast majority of plaintiffs who seek damages for alleged injuries. Almost none of them have the resources to pay an attorney at an hourly rate. That is why the majority of plaintiffs' attorneys work on a contingency basis. Simple poverty, then, cannot be a reason to excuse the requirement that reasonable efforts be made to secure counsel.
The Court finds it more than ironic that when Plaintiff filed a motion for appointment of counsel in the Court of Appeals, the motion was denied cursorily without any analysis of Plaintiff's circumstances, Randy McCaa v. Todd Hamilton, et al. ,
Plaintiff seems to believe that the burden lies with Defendants to show that he is competent to litigate, otherwise counsel must be appointed. (Docket # 105 at 16). This is false. The burden lies with Plaintiff alone to show his incompetence.
Indeed, Plaintiff's release from imprisonment might hinder his litigation more than it helps. Unlike a non-prisoner pro se litigant, who is generally a member of society with common demands upon his time like work and family obligations, prisoners like Plaintiff have more than sufficient discretionary time to attend to their litigation tasks and develop their cases. Perhaps prison conditions are not ideal for that work, but the time Plaintiff has available to do the work should ease some of his burden.
Another example is illuminative. Plaintiff claims to not know how to draft a motion to compel, but in his affidavit in support of his motion for appointment of counsel, he does precisely that. (Docket # 98). Plaintiff lays out the discovery requests he submitted, Defendants' responses thereto, and argues why those responses are inadequate.
The Wisconsin Department of Justice's general practice is to not oppose a prisoner's request for appointed counsel. (Docket # 100 at 1 n.1). This practice makes it difficult, if not impossible, to objectively assess an inmate's physical and mental limitations. The Court is usually left with no choice but to take an inmate at their word as to the existence and effect of any such limitations. As with the issue of inmate legal assistance, the inmate's temptation to exaggerate is great. The only reason the Court has any contrary evidence to consider in ruling on the instant motion is because it specifically ordered briefing from Defendants.
Reference
- Full Case Name
- Randy MCCAA v. Dr. Todd HAMILTON, Dr. Kimberly McKowan, Dr. Amy Zirbel, Captain Ryan Baumann, Lt. Michael Helmeid, C.O. John Diedrick, Sgt. Benjamin Werner, C.O. Michael Fugate, C.O. Samantha Williams, C.O. Sarah Hauschultz, C.O. Jared Franke, and C.O. Ralph Maki
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- 2 cases
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