Jonathon M. Mark v. Jenna Baumgartner, et al.

District Court, E.D. Wisconsin

Jonathon M. Mark v. Jenna Baumgartner, et al.

Trial Court Opinion

UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WISCONSIN ______________________________________________________________________________ JONATHON M. MARK, Plaintiff, v. Case No. 25-cv-259-pp JENNA BAUMGARTNER, et al., Defendants. ______________________________________________________________________________ ORDER GRANTING PLAINTIFF’S MOTION FOR LEAVE TO PROCEED WITHOUT PREPAYING FILING FEE (DKT. NO. 2), SCREENING COMPLAINT UNDER 28 U.S.C. §1915A AND DISMISSING CASE ______________________________________________________________________________ Plaintiff Jonathon M. Mark—who was incarcerated at the Fond du Lac County Jail when he filed the complaint and is representing himself—filed a complaint under 42 U.S.C. §1983, alleging violations of his constitutional rights. This decision resolves the plaintiff’s motion for leave to proceed without prepaying the filing fee, dkt. no. 2, and screens his complaint, dkt. no. 1. I. Motion for Leave to Proceed without Prepaying the Filing Fee (Dkt. No. 2) The Prison Litigation Reform Act (PLRA) applies to this case because the plaintiff was incarcerated when he filed his complaint. See 28 U.S.C. §1915(h). The PLRA lets the court allow an incarcerated plaintiff to proceed with his case without prepaying the civil case filing fee. 28 U.S.C. §1915(a)(2). When funds exist, the plaintiff must pay an initial partial filing fee. 28 U.S.C. §1915(b)(1). He then must pay the balance of the $350 filing fee over time, through deductions from his prisoner account. Id. On February 25, 2025, the court ordered that the plaintiff was not required to pay an initial partial filing fee. Dkt. No. 6. The court gave the plaintiff a deadline of March 28, 2025, by which to notify the court whether he wanted to voluntarily dismiss the case (to avoid owing the entire filing fee). The plaintiff has not notified the court that he wants to voluntarily dismiss the case. The court will grant the plaintiff’s motion for leave to proceed without prepaying the filing fee and will require him to pay the filing fee as described at the end of this order. II. Screening the Complaint A. Federal Screening Standard Under the PLRA, the court must screen complaints brought by incarcerated persons seeking relief from a governmental entity or officer or employee of a governmental entity. 28 U.S.C. §1915A(a). The court must dismiss a complaint if the incarcerated plaintiff raises claims that are legally “frivolous or malicious,” that fail to state a claim upon which relief may be granted, or that seek monetary relief from a defendant who is immune from such relief. 28 U.S.C. §1915A(b). In determining whether the complaint states a claim, the court applies the same standard that it applies when considering whether to dismiss a case under Federal Rule of Civil Procedure 12(b)(6). See Cesal v. Moats, 851 F.3d 714, 720 (7th Cir. 2017) (citing Booker-El v. Superintendent, Ind. State Prison, 668 F.3d 896, 899 (7th Cir. 2012)). To state a claim, a complaint must include “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). The complaint must contain enough facts, accepted as true, to “state a claim for relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility when the plaintiff pleads factual content that allows a court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). To state a claim for relief under 42 U.S.C. §1983, a plaintiff must allege that someone deprived him of a right secured by the Constitution or the laws of the United States, and that whoever deprived him of this right was acting under the color of state law. D.S. v. E. Porter Cnty. Sch. Corp., 799 F.3d 793, 798 (7th Cir. 2015) (citing Buchanan–Moore v. County of Milwaukee, 570 F.3d 824, 827 (7th Cir. 2009)). The court construes liberally complaints filed by plaintiffs who are representing themselves and holds such complaints to a less stringent standard than pleadings drafted by lawyers. Cesal, 851 F.3d at 720 (citing Perez v. Fenoglio, 792 F.3d 768, 776 (7th Cir. 2015)). B. The Plaintiff’s Allegations The plaintiff alleges that on December 22, 2024, defendant Jenna Baumgartner told him that he would be moved from a “max dorm” (Section F) to a “high medium” dorm (Section B) at the Fond du Lac County Jail. Dkt. No. 1 at 2. The plaintiff allegedly responded that he would move if certain criteria were met, one being that the new section did not contain incarcerated persons who got into physical altercations. Id. The plaintiff states that Baumgartner left, and when she returned, she advised him that he should refuse to move to Section B because a fight recently had occurred there and the incarcerated individuals were still energized from the incident. Id. The plaintiff alleges that based on Baumgartner’s recommendation, he refused to move to Section B. Id. He alleges that refusing to move is a major rule violation for “disobeying orders,” and he was issued a major conduct report. Id. The next day, the plaintiff allegedly learned that no fight had occurred on Section B and that what Baumgartner had told him was false. Id. At the conduct report hearing, the plaintiff allegedly told the hearing officer all of this, the conduct report was dismissed and he was moved to Section B. Id. The plaintiff alleges that the jail and the Fond du Lac County Sheriff’s Department have a custom of placing an individual on “loss of privileges status” without due process. Id. at 3. Under this status, an incarcerated person allegedly loses all privileges from the date on which he receives a conduct report until the conduct report hearing, which usually is three to five days. Id. The plaintiff states that he is a pretrial detainee, and that Baumgartner placed him on this status from December 22, 2024 through December 26, 2024. Id. Defendant Sergeant John and/or Jane Doe allegedly approved the plaintiff’s placement on “no privileges status.” Id. The plaintiff claims that Baumgartner violated his due process rights by providing false information so that he would violate a jail rule, initiating the disciplinary process and resulting in a major conduct report. Id. He also claims that his due process rights were violated when he was placed on “no privileges status” from December 22 through December 26, 2024 without due process. Id. For relief, the plaintiff seeks nominal damages, punitive damages, injunctive relief and declaratory relief. Id. at 4. C. Analysis “[A] pretrial detainee cannot be placed in segregation as punishment for a disciplinary infraction without notice and an opportunity to be heard; due process requires no less.” Higgs v. Carver, 286 F.3d 437, 438 (7th Cir. 2002) (citing Bell v. Wolfish, 441 U.S. 520, 535-41 (1979); Rapier v. Harris, 172 F.3d 999, 1002-06 (7th Cir. 1999)). But a pretrial detainee can be “placed in segregation not as punishment, but for managerial reasons” without being entitled to any process. Higgs, 286 F.3d at 438 (citing Bell, 441 U.S. at 535-41); Rapier, 172 F.3d at 1002-06. “Managerial reasons” could include overcrowding, protecting a detainee from himself or other incarcerated individuals or to protect jail staff from the detainee’s “violent propensities.” Higgs, 286 F.3d at 438. “[A] particular measure amounts to punishment when there is a showing of express intent to punish on the part of the detention facility officials, when the restriction or condition is not reasonably related to a legitimate non- punitive government purpose, or when the restriction is excessive in light of that purpose.” Rapier, 172 F.3d at 1005. The plaintiff alleges that after he received the conduct report for disobeying orders on December 22, 2024, he was placed on loss of privileges status until his December 26, 2024 disciplinary hearing. At the disciplinary hearing, the plaintiff allegedly told the hearing officer that Baumgartner had falsely told him that recently there had been a fight on Section B and that he should refuse to move there. The hearing officer dismissed the conduct report, and the plaintiff was moved to Section B. The plaintiff states that he was placed on loss of privileges status from December 22 through 26, 2024 without due process, in violation of his constitutional rights. The Court of Appeals for the Seventh Circuit has determined that pretrial detainees are not entitled to pre-deprivation hearings, which means that pretrial detainees may be removed from the general population before receiving a hearing. In Holly v. Woolfolk, 415 F.3d 678, 680 (7th Cir. 2005), the court of appeals determined that a pretrial detainee who spent two days in solitary confinement without a prior hearing did not state a due process claim. The court analogized the period before the disciplinary hearing to pretrial detention following an arrest and held that the hearing the pretrial detainee received forty-eight hours after his placement in solitary confinement was all the process that was due him. Id. at 681 (“Due process permits an arrest without a previous hearing because it is dangerous to allow a person who the police have probable cause to believe has committed a crime to roam at large while awaiting a hearing. It is equally dangerous to allow a prisoner who the guards have probable cause to believe has violated a disciplinary rule to roam at large in the general jail population.”). “[T]he isolation of a prisoner pending investigation of misconduct charges against him serves important institutional interests . . .” Id. (quoting Hewitt v. Helms, 459 U.S. 460, 473-74 (1983)). The plaintiff alleges that he moved from the “max dorm” to spend four to five days on loss of privileges status pending his disciplinary hearing. The law does not require that he receive a pre-deprivation hearing before being placed on loss of privileges status. The defendants did not violate the plaintiff’s due process rights based on the failure to hold a hearing. The plaintiff also raises a substantive due process claim. Substantive due process claims historically have been related to matters involving marriage, family, procreation and the right to bodily integrity. Albright v. Oliver, 510 U.S. 266, 271 (1994). “As a general matter, the Court has always been reluctant to expand the concept of substantive due process because the guideposts for responsible decisionmaking in this unchartered area are scarce and open- ended.” Id. The Seventh Circuit has held that “even assuming fraudulent conduct on the part of prison officials, the protection from such arbitrary action is found in the procedures mandated by due process.” Lagerstrom v. Kingston, 463 F.3d 621, 625 (7th Cir. 2006) (quoting McPherson v. McBride, 188 F.3d 784, 787 (7th Cir. 1999)). In other words, a claim that prison officials falsified information or documents in relation to conduct reports implicates procedural due process, not substantive due process. The Seventh Circuit has gone so far as to find “that an allegation that a prison guard planted false evidence which implicates an inmate in a disciplinary infraction fails to state a claim for which relief can be granted where the procedural due process protections as required in Wolff v. McDonnell[, 418 U.S. 539 (1974)] are provided.” Hanrahan v. Lane, 747 F.2d 1137, 1141 (7th Cir. 1984). Only where “a prison official’s conduct might be so extreme that ‘no subsequent procedural fairness could obscure or heal it’” can a plaintiff state a claim under the principles of substantive due process. Lagerstrom, 463 F.3d at 625. Baumgartner’s alleged false statement to the plaintiff that there had been a fight in Section B and that he should refuse to move there does not implicate the plaintiff’s substantive due process rights. Although the plaintiff received a conduct report and spent four days on loss of privileges status, he received a disciplinary hearing at which his conduct report was dismissed. The plaintiff does not state a claim for violation of substantive due process. The plaintiff’s allegations do not state a claim for violation of his rights under federal law. Although courts generally permit civil plaintiffs at least one opportunity to amend their pleadings, the court need not do so where the amendment would be futile. See Fields v. Miller, Case No. 21-1419, 2022 WL 1011666, at *3 (7th Cir. April 5, 2022) (citing Runnion ex rel. Runnion v. Girl Scouts of Greater Chi. & Nw. Ind., 786 F.3d 510, 519-20 (7th Cir. 2015)). It would be futile to allow the plaintiff to file an amended complaint regarding his claim that he was placed on loss of privileges status without a hearing. The applicable case law establishes that pretrial detainees do not have a constitutional right to a pre-deprivation hearing pending a hearing on a conduct report. Likewise, it would be futile for the plaintiff to file an amended complaint regarding his claim that Baumgartner violated his right to substantive due process. The plaintiff has a long history of filing civil rights cases in the Eastern District of Wisconsin, having filed forty-four cases here since 2005. He owes the court $7,684.89 in filing fees from those cases. The plaintiff has a record of losing interest in his cases upon release from confinement. This is the third time the court has dismissed one of the plaintiff’s cases as frivolous or for failure to state a claim.1 This dismissal is the plaintiff’s third “strike” and will take effect when the court enters judgment in this case. Coleman v. Tollefson, 575 U.S. 532, 538–40 (2015). Section 1915(g) provides: In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the ground that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury. 28 U.S.C. §1915(g). The court advises the plaintiff that he is barred from proceeding without prepaying the full filing fee in any future civil lawsuit he may file while he is a “prisoner” within the meaning of §1915(h) unless he is in imminent danger of serious physical injury. If the plaintiff files any new civil lawsuit without paying the entire $405 civil filing fee, the complaint must contain allegations sufficient to show that, at the time of filing the complaint, he is in imminent danger of serious physical injury. If the new complaint does not sufficiently allege imminent danger, the court will dismiss it without 1 See Mark v. Zagorski, Case No. 24-cv-430-pp (dismissed on September 20, 2024 for failure to state a claim); Mark v. Zagorski, Case No. 24-cv-404-pp (dismissed on November 20, 2024 for failure to state a claim). prejudice. The plaintiff then will have an opportunity to file a motion to reopen the case—accompanied by the entire civil filing fee—within twenty-eight days. III. Conclusion The court GRANTS the plaintiff’s motion for leave to proceed without prepaying the filing fee. Dkt. No. 2. The court ORDERS that this case is DISMISSED under 28 U.S.C. §§1915(e)(2)(B) and 1915A(b)(1) because the complaint fails to state a claim. The court will enter judgment accordingly. The court will document that the plaintiff has incurred his third “strike” under 28 U.S.C. §1915(g). The court ORDERS that the plaintiff must pay the $350 filing fee to the court as he is able. The court will email a copy of this order to DLSFedOrdersEastCL@ doj.state.wi.us. This order and the judgment to follow are final. A dissatisfied party may appeal this court’s decision to the Court of Appeals for the Seventh Circuit by filing in this court a notice of appeal within 30 days of the entry of judgment. See Federal Rules of Appellate Procedure 3, 4. This court may extend this deadline if a party timely requests an extension and shows good cause or excusable neglect for not being able to meet the 30-day deadline. See Fed. Rule of App. P. 4(a)(5)(A).). If the plaintiff appeals, he will be liable for the $605 appellate filing fee regardless of the outcome of the appeal. If the plaintiff seeks to proceed on appeal without prepaying the appellate filing fee, he must file a motion in this court. See Fed. R. App. P. 24(a)(1). The plaintiff may be assessed another “strike” by the Court of Appeals if it concludes that his appeal has no merit. Because the plaintiff has accumulated three strikes, he will not be able to file a case in federal court (except a petition for habeas corpus relief) without prepaying the full filing fee unless he demonstrates that he is in imminent danger of serious physical injury. Id. Under certain circumstances, a party may ask this court to alter or amend its judgment under Federal Rule of Civil Procedure 59(e) or ask for relief from judgment under Federal Rule of Civil Procedure 60(b). Any motion under Rule 59(e) must be filed within 28 days of the entry of judgment. The court cannot extend this deadline. See Fed. R. Civ. P. 6(b)(2). Any motion under Rule 60(b) must be filed within a reasonable time, generally no more than one year after the entry of the judgment. The court cannot extend this deadline. See Fed. R. Civ. P. 6(b)(2). The court expects parties to closely review all applicable rules and determine, what, if any, further action is appropriate in a case. Dated in Milwaukee, Wisconsin this 29th day of October, 2025. BY THE COURT: Chief United States District Judge 11

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