State Ex Rel. Lewis v. Lutheran Social Services
State Ex Rel. Lewis v. Lutheran Social Services
Concurring Opinion
(concurring). The temptation is strong to join without comment the clear logic and sound reasoning of the majority opinion. However, I would go further than the majority in holding that a child born out of wedlock has no legal father until court proceedings establish the fact of identity and entitlement to such status. Also, I feel that the petitioner clearly has lost his right to review the children’s court order denying his claims by his failure to appeal.
1. Failure to identify.
When a child is born to a married woman, the presumption, rebuttable, is that the husband of the mother is the father of the child. So, at the moment of its birth, the child born in wedlock has, presumptively at least, a legal father.
When a child is born to an unmarried woman, it is known only that someone is its father. Who that someone is is not known, and no legal presumption exists to narrow the field of possibilities. So, at the moment of its birth, the child born out of wedlock does not have a father whose status and identity have been legally, even presumptively, determined.
The words, “putative father,” describing the someone who in fact sired a child born out of wedlock, has a solid ring. Too solid, if it implies that, at the moment of birth of an illegitimate child, there is in existence one who has legal status as such putative father. That legal identity is established in a courtroom, not a bedroom. It is not created by statements, affidavits or pleadings. It is created by the judgment of a court of competent jurisdiction in appropriate proceedings. Until it is so established, the illegitimate child has no legal father, and no one is. entitled to rights or bound by the responsibilities of putative parenthood. It follows that no one is entitled to notice of proceedings as to termination of parental rights or adoption of children born out of wed
The dissent here points out that one determined to be the father of a child born out of wedlock must pay lying-in expenses and is responsible for support payments. Why, it asks, “should he be denied correlative rights?” The answer is that both rights and responsibilities follow a court adjudication as to paternity. Neither exists until identity is established, and legal status determined. The dissenter’s conclusion that “such a father” should have “rights to custody which should not be destroyed or terminated without notice to him and a fair hearing and for proper reasons,” falls, not because of administrative difficulties involved, but because until a court acts to determine paternity of children born out of wedlock, no one has the legal status and identity to which rights and responsibilities alike relate. The required first step for the petitioner here was to establish in court that he was in fact and law the father of the child. Without such status, his claims to rights to notice, hearing or custody have no foundation upon which to be based. Denied by a trial court a determination that he was such father, his second and only available step was to appeal the court order denying his claim of such status and claims of right based thereon.
2. Failure to appeal.
In its Children’s Code, the Wisconsin legislature has provided that:
“Any person aggrieved by an adjudication of the county court under this chapter and directly affected thereby has the right to appeal to the circuit court in the same county within 40 days of the entry of the order . . . .” Sec. 48.47, Stats.
There is sound public policy involved in the statutory insistence that appeals from orders affecting the future life and well-being of children be made within a forty-day period. The majority opinion states well the tragic consequences of time-consuming delays in the proper, prompt and permanent placement of illegitimate children in stable home surroundings with adoptive parents. It is bad enough that the disposition of criminal prosecutions is delayed for months and years. It is sad enough that crowded court calendars delay trials of personal injury actions for even longer. At least the legislature has sought to avoid similar delays in the appeals of orders entered under the authority of the Children’s Code. There is no good reason why a petitioner who has elected not to appeal a county court order denying his claim of rights as a “putative father” should be permitted to evade the forty-day limit on children’s court appeals by much later seeking a writ that is a clear attempt to review and reverse the county court order which can no longer be appealed. So I would deny the writ. In fact, I would not have entertained it in the first place.
Dissenting Opinion
(dissenting). I believe that a father of a child born out of wedlock should have parental rights
I think secs. 48.42 and 48.43, Stats., relating to termination of parental rights and sec. 48.84 (1) (b) and (3), relating to adoptions, requiring only the consent of the mother, are unconstitutional when applied to a known father of a child born out of wedlock because they make a violation and a classification out of illegitimacy which is unreasonable and has no basis in fact excepting expediency. In Levy v. Louisiana (1968), 391 U. S. 68, 88 Sup. Ct. 1509; 20 L. Ed. 2d 436, the supreme court in holding unconstitutional a classification based upon illegitimacy as a basis for recovery under a wrongful-death statute stated, page 70:
“We start from the premises that illegitimate children are not 'nonpersons.’ They are humans, live, and have their being. They are clearly ‘persons’ within the meaning of the Equal Protection Clause of the Fourteenth amendment.”
The court continued, page 71:
“In applying the Equal Protection Clause to social and economic legislation, we give great latitude to the legislature in making classifications. Williamson v. Lee Optical Co., 348 U. S. 483, 489; Morey v. Doud, supra, at 465-466. ... we have been extremely sensitive when it comes to basic civil rights (Skinner v. Oklahoma, supra, at 541; Harper v. Virginia Board of Elections, 383 U. S. 663, 669-670) and have not hesitated to strike down an invidious classification even though it had his*439 tory and tradition on its side. (Brown v. Board, of Education, 347 U. S. 483; Harper v. Virginia Board of Elections, supra, at 669). The rights asserted here involve the intimate, familial relationship between a child and his own mother. . . . Why should the illegitimate child be denied rights merely because of his birth out of wedlock? He certainly is subject to all the responsibilities of a citizen, including the payment of taxes and conscription under the Selective Service Act. How under our constitutional regime can he be denied correlative rights which other citizens enjoy?”
See also the related case of Glona v. American Guarantee Co. (1968), 391 U. S. 73, 88 Sup. Ct. 1515, 20 L. Ed. 2d 441.
I do not agree with the argument that a valid distinction exists between these cases and the case at bar. If illegitimacy is an unreasonable classification as a basis for recovering money, so much more should it be when it relates to the termination of an intimate familial relationship and paternity. I think the majority decision ignores the basic reasoning of those cases.
If a child born out of wedlock has a recognized right to have a mother and a family relationship, why must he be denied a father? Does the best interest of the child as a matter of law always demand even before the father’s identity is known, or even when his identity and his wishes are known, that his rights must be terminated and the child cared for by strangers; and more shocking, that no notice need be given to him of the termination of parental rights? In considering the best interest of the child, this court said in Lacker v. Venus (1922), 177 Wis. 558, 569, 570, 188 N. W. 613:
“A natural affection between the parents and offspring, though it may be naught but a refined animal instinct and stronger from the parent down than from the child up, has always been recognized as an inherent, natural right, for the protection of which, just as much as for the protection of the rights of the individual to*440 life, liberty, and the pursuit of happiness, our government is formed. We trust that it will never become the established doctrine that the state shall say to the parents, and particularly to the mother, she who doth travail, and in great pain bring forth her child and after labor doth rejoice that the child is born, that there is but a mere privilege and not a right to the subsequent affection, comfort, and pride of and in such child. . . .
“A money judgment entered against one without due notice is void, [citation omitted]
“If a man’s money shall not be legally taken away from him save by due process of law, much less shall his child.
“We do not deem it necessary to base this decision upon or dwell at any length upon such possible sordid, because material, grounds for our conclusion, but rest it upon the natural right of parenthood, a far finer and higher quality, and for that reason more sacredly to be upheld.”
Blood is thicker than water. What has the child to say to all of this ? It is claimed any rights of the father can only rest on the concept of chattel ownership of the child; not so. He is the biological, spiritual and natural father. It is the state in the role of a Good Samaritan with its theory of nonrights that treat the child as chattel. It is claimed the father would profit from his sin if his rights were recognized; yet the mother so profits. A father is required to pay the expenses of the mother for the birth of a child born out of wedlock and is responsible for its support; why should he be denied correlative rights ? As the supreme court said in Levy v. Louisiana, supra, page 71:
“Why should the illegitimate child be denied rights merely because of his birth out of wedlock ? He certainly is subject to all the responsibilities of a citizen, including the payment of taxes and conscription under the Selective Service Act. How under our constitutional regime can he be denied correlative rights which other citizens enjoy?”
I do not take the position that every father of an illegitimate child should have custody; but what I do
The only basis given by the majority for the reasonableness of the classification based on illegitimacy is the nature of the adoptive process. But this argument is based not so much upon the essential nature of the adoption process as it is the convenience of what social welfare agencies consider to be necessary for their work. I think much of the fears of the social agencies in this field are groundless and their beneficial and humane work in the adoption field can be carried on successfully without ignoring the rights of the natural father. The difficulties of administration do not justify the complete elimination of the father’s consent for the termination of his parental rights in each and every case. If the natural father is known he should be given notice of termination of parental rights. The mother should be required to disclose the identity of the father of the child, if she knows; and if the circumstances are such that she does not know, then the case is one which the law cannot do very much about. Under the present law, fathers must come forward. But how can such a father come forward if there is no notice?
I would require a mother petitioning for termination of parental rights to disclose the identity of the father and require notice of the hearing to be given to the father. If the father defaults, the court should be permitted to
In the case at bar, the petitioner should be given the opportunity to prove his paternity which he had acknowledged and if proved, his competency and suitability to care for the child on the issue of whether his parental rights to custody should be terminated.
Opinion of the Court
The answer to the first question presented has its roots in English common law which, in its earliest form, held that illegitimate children were nullius films — the children of no one. They thus came within the doctrine of films populi, which provided that their custody was in the hands of the parish.
All jurisdictions now recognize that the mother, if a suitable person, is the natural guardian of her illegitimate child and, therefore, has a legal right to its custody, care and control superior to that of the father or any other person, unless it is otherwise provided by statute.
“It is generally recognized that although parents have the natural right to the control and custody of their children, such rights are not absolute, but are subject to the power of the state as parens patriae, and may be restricted and regulated by its appropriate action.”3
The rights of a putative father in this jurisdiction have not been clearly delineated by statute or by case law. Several significant cases pertaining to this question, however, have come before this court.
The first such case was Adoption of Morrison.
One of the questions thus presented to this court was whether the consent of an illegitimate father was necessary where the father had married the child’s mother after the adoption proceedings had begun, but prior to the judgment of adoption. By sec. 322.04 (1), Stats. 1947, the legislature had provided that consent of an illegitimate father was not necessary to the adoption of the illegitimate child. Since the child had been with the prospective parents for over three years between the
In the second appeal involving the same litigation, Adoption of Morrison,
Another significant case concerning illegitimate children to come before this court was In re Aronson
“. . . a putative father of an illegitimate child has, in general, the right to custody of such child against all but the mother. ...”7
The court then concluded that due to:
“. . . the common-law right of a putative father to custody, we believe that the demands of justice would*426 best be served by our holding that a putative father, who voluntarily appears in the juvenile court proceedings, is a proper party thereto possessing a right of appeal, even though the proceedings are not jurisdictionally defective if he has not been notified thereof either by personal service or publication.”8
The court also stated:
“We concur in the opinion of the attorney general that no summons or notice is required to be given to a putative father not having custody of the child under either sec. 48.06 (2) or sec. 48.07 (7) (am), Stats., because to require such notice might in some instances be inimical to the best interests of the child, and the child’s rights are paramount. ...”9
However, when the first Aronson Case returned to this court in In re Aronson,
Later, on the second appeal, this court went on to limit its holding in the first Aronson Case by stating at pages 467 and 468:
“In our former opinion (263 Wis. 604, 616) we held that the best interests of the child are paramount in a situation where the same conflict with the rights of a putative father, and because of this no notice is required to be served upon the putative father of the institution of the statutory proceedings to have an infant adjudged a ‘neglected child’ and for termination of parental rights. We further held, however, that where the putative father appeared in the proceedings and acknowledged that he was the father of the child, the best interests of the child did not require that the putative father be denied the right to appeal to circuit court from the determination made by the juvenile court. However, we regret that we did not go one step further in our former opinion and*427 state therein that if in either juvenile court, or in the appeal proceedings in circuit court, it should be found that the infant was a neglected child and that parental rights should be terminated, it would not be necessary to recognize the claimed rights of the putative father as ‘parental rights’ within the meaning of sec. 48.07 (7), Stats., so as to require the termination thereof in the order or judgment. We do now hold the foregoing to be the proper construction to be placed upon such statute.”
Thus, the court refused to recognize the claimed rights of the putative father as “parental rights” so as to require the termination thereof in the trial court’s order or judgment.
In the instant case, the La Crosse county court terminated the parental rights of the child’s mother pursuant to sec. 48.40 (1), Stats.
It is important to note that within ch. 48 of the Wisconsin statutes the word “parent” means the mother if the child is born out of wedlock. Sec. 48.02 (11), Stats.
Sec. 48.40 (1), Stats., provides that the court may terminate all parental rights to a minor with the written consent of the parent to the termination. This authority, coupled with the definition of “parent,” is a clear indication that the mother alone has the authority to terminate the parental rights of an illegitimate child. The provisions requiring that notice be given prior to a hearing on termination of parental rights contained within sec. 48.42, require that the parent or parents be notified and it logically follows that this does not require that the notice be given to the putative father.
Sec. 48.43 (1), Stats., provides in part that the court shall transfer guardianship and legal custody of the minor to certain designated agencies or individuals if the court terminates parental rights of the mother, “if the child is illegitimate.”
The legislative intent to exclude from consideration as a “parent” is further evidenced by the Revision Committee Note of 1966, which appears immediately
Sec. 48.01 (3), Stats., provides that the best interests of the child are of paramount consideration. We think this explains, at least in part, the failure or refusal, to grant rights asserted here to putative fathers.
Under the statutes regulating adoption proceedings, the putative father also has no rights similar to those asserted by the petitioner. Under sec. 48.84 (1) (b), Stats., the adoption of a minor may be ordered with the written consent of the mother alone if the minor was born out of wedlock. Sub. (3) provides that the consent of the father of a minor born out of wedlock shall not be necessary, even though the father has married the mother, if, prior to the marriage, the mother’s parental rights were legally terminated or she consented to the adoption of the minor in the manner provided in sub. (2).
Sec. 48.90 (1) (a), Stats., provides that no petition may be filed unless the child has been in the home of the petitioners for six months, except where one of the petitioners is related to the child by blood, excluding among other persons an alleged or adjudged father of a child born out of wedlock.
Clearly, the relevant Wisconsin statutes grant the mother alone the power to terminate parental rights and to consent to the adoption of any child born out of wedlock. The putative father has no parental rights and no right to notice of any hearing prior to such proceedings. If the law were otherwise, it would have been unnecessary for the legislature to attempt to protect the rights of “the other parent” under sec. 48.43 (2), Stats., where only one parent consents to a termination of parental rights under sec. 48.43 (1). Read together, subs. (1) and (2) of sec. 48.43, empower the court to terminate the parental rights of the mother of an illegitimate child without giving any consideration or notice to the putative father.
“. . . Although it may be so argued, this right does not arise from the fact of parentage or from any recognition of a claim that he has a right to custody secondary only to the mother, but simply because the statute is declaratory of the policy of this state. . . .”
In Wisconsin, the right to voluntarily appear is not recognized by statute. However, in the first Aronson Case, supra, it was held that where the putative father appears in the proceedings and admits in open court that he is the father, he is a proper party to such proceedings.
In the second Aronson Case, supra, the court limited the purpose of the putative father’s appearance by holding that it was not necessary to recognize the claimed rights of the putative father as “parental rights” within the meaning of sec. 48.07 (7), Stats. 1951.
In In re Welfare of Brennan,
In re Mark T.
“. . . However, in affirming the trial judge’s ruling we do not recognize a right in the putative father, but rather assert the power of the circuit court to preserve an existing family relationship not only for the benefit of the father but primarily for the benefit of the child. Our holding does not oblige the probate court or a placement agency to notify a putative father (even if they have information as to his identity) of the release of the child for adoption or of the pendency of a petition for his adoption or of the time of hearing on such petition. . . .”
The Michigan court did not recognize any right in the putative father to notice of proposed adoption proceedings and based its ruling upon the fact that a viable familial relationship had been established. Whereas in most cases release of the child occurs soon after birth, with the child never having entered the father’s home.
The petitioner here raises an objection to sec. 48.40, Stats., (Termination of Parental Rights Proceedings), as being violative of the equal protection clause of the fourteenth amendment to the United States Constitution.
The question presented is whether the state of Wisconsin can protect the right of married parents and unwed mothers to the custody and control of their children by requiring their consent as a prerequisite to the termination of their parental rights without affording similar protection to the rights of a putative father. In determining the answer to this question two landmark decisions of the United States Supreme Court must be considered.
In Levy v. Louisiana,
In a companion case, Glona v. American Guarantee Co.,
In both of the above cases the Louisiana Wrongful Death Statute distinguished among the classes of children and classes of parents upon the basis that the distinctions would serve to discourage the birth of illegitimate children and thus would serve both morality and general welfare. Obviously, as the court pointed out, it was not a rational basis for a proper classification. However, we think that the distinction between the parents of legitimate children and the fathers of illegitimate children and the distinction of illegitimate children drawn by statutes such as sec. 48.40 and sec. 48.84, Stats., lie on a different basis.
We believe there is a rational basis for classification of putative fathers under adoption statutes, and it lies in the very nature of the adoption process. As stated in In re Brennan, supra:
*433 “. . . It would appear that because disputes of this kind are not common, the right of the out-of-wedlock father to notice and to be heard has either been overlooked or intentionally omitted. This may be explained by historical experience from which it is assumed that the overwhelming percentage of fathers of out-of-wedlock children are not interested in their children, in recognizing them, in supporting them, in legitimating them, or especially in seeking their custody. Moreover, it should be realistically conceded that few of the fathers in this group would be able to present anything like a rational argument that the child’s best interests would be served by recognizing the father’s desire to obtain custody of the child.
“Accordingly, it would appear that the laws with reference to the adoption of children and the termination of parental rights have been drafted with a view to facilitating the work of welfare agencies in the adoption process. The welfare agencies see the procedure used by the father in this action as a threat to the adoption agency program. They apprehend that if the father can in any way interfere with the adoption process, it may be anticipated that he will continue to seek custody of the child long after it has been placed in an adoptive home; that many previous placements may be jeopardized; and that many qualified couples will, because of the risk, be discouraged from making application to an agency.”17
In In re Mark T., supra, it was stated:
“In recognition of the fact that normally both parents of legitimate children exercise custody and that it is unusual for a putative father to do so, the adoption statute requires consent to adoption by both parents of a legitimate child and only that of the mother where the child is not legitimate. The legislative classification has a substantial basis in experience, is reasonable, and is essential to a workable adoption program.18
The Utah Supreme Court in Thomas v. Children’s Aid Society of Ogden
“However, plaintiffs argue that if the statute requires only the consent of the mother of an illegitimate child, and not that of the father, it is unconstitutional because ‘it authorizes a private individual to deprive another individual of his natural, statutory, and constitutional rights without a hearing of any kind/ This poses the question as to whether the rights of a father, if any he has, to his illegitimate child come within the purview of the due process clause and various other provisions of the State and Federal Constitutions. We think not. The claim of the plaintiffs is based upon the theory of a chattel ownership of the child, but no such right is capable of legal recognition. The putative father of an illegitimate child occupies no recognized paternal status at common law or under our statutes. The law does not recognize him at all, except that it will make him pay for the child’s maintenance if it can find out who he is. The only father it recognizes as having any rights is the father of a legitimate child.”20
Because of the apparent similarity between the Utah and the Wisconsin statutes and the different definitions in rights set forth under statutes in other jurisdictions, we think the reasoning of the Thomas Case can be applied to the instant case.
We conclude (1) that any rights enjoyed by a putative father under common law have been changed or modified by ch. 48, Wis. Stats.; (2) that the putative father of a child born out of wedlock does not have any parental rights; and (3) that the failure of the Wisconsin statutes to grant parental rights or notice of hearing to a putative father prior to termination of parental rights does not constitute a violation of the state or federal constitution.
By the Court. — Petition denied.
10 Am. Jur. 2d, Bastards, p. 889, sec. 60.
2 Am. Jur. 2d, Adoption, p. 863, sec. 4.
42 Am. Jur. 2d, Infants, p. 20, sec. 14.
(1951), 260 Wis. 50, 49 N. W. 2d 759, 61 N. W. 2d 713.
(1954), 267 Wis. 625, 66 N. W. 2d 732.
(1953), 263 Wis. 604, 58 N. W. 2d 553.
Footnote 6, supra, p. 616.
Id. at pages 616, 617.
Id. at page 616.
(1966), 269 Wis. 460, 69 N. W. 2d 470.
(1963), 264 Minn. 500, 119 N. W. 2d 731.
In re Welfare of Zink (1964), 269 Minn. 535, 132 N. W. 2d 795.
(1965), 270 Minn. 455, 134 N. W. 2d 126.
(1967), 8 Mich. App. 122, 154 N. W. 2d 27.
(1968), 391 U. S. 68, 88 Sup. Ct. 1509, 20 L. Ed. 2d 436.
(1968), 391 U. S. 73, 88 Sup. Ct. 1515, 20 L. Ed. 2d 441.
Footnote 13, supra, at pages 461, 462.
Footnote 14, supra, at pages 141, 142.
(1961), 12 Utah 2d 235, 364 Pac. 2d 1029.
Id. at page 239.
Reference
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