State Ex Rel. Thomas v. State
State Ex Rel. Thomas v. State
Opinion of the Court
In his petition,
When the petition was dismissed, Judge Gergen sent copies thereof to the department of health & social services. Thomas alleges he has heard of no determination by that department. Thomas is a veteran and alleges he wrote to the Veterans Administration asking it to do what it could to see he received treatment, but this letter was returned to him unmailed by prison authorities on the ground it violated prison rules.
The court believes a writ should issue requiring the warden and the department to make a determination of the adequacy of medical treatment of Thomas, if it has not already done so and to justify the prison rule forbidding an inmate to communicate by mail with the Veterans Administration.
In denying the petition, Judge Gergen was of the opinion Thomas had not exhausted his administrative remedies; and if a prisoner required hospitalization or medical treatment not available at the prison, the department of health & social services should transfer the prisoner to the university hospital for the care needed. Judge Gergen was under the impression that upon the department’s failure to effect such transfer, the prisoner had a right to a judicial review of the determination of the department.
“The Wisconsin Telephone Co. Case [(1948), 253 Wis. 584, 34 N. W. 2d 844] held that it was the legislative intent that administrative agency decisions which are reviewable under sec. 227.15, Stats., be final orders entered at the end of contested proceedings which are based on findings of fact required under sec. 227.13. In the instant case there was no contested proceeding in which the plaintiffs were accorded a hearing, and no findings of fact whatever were attempted to be entered.”
See also: Universal Organization of Municipal Foreman, Supervisors & Administrative Personnel v. WERC (1969), 42 Wis. 2d 315, 320, 166 N. W. 2d 239; Park Bldg. Corp. v. Industrial Comm. (1960), 9 Wis. 2d 78, 92, 100 N. W. 2d 571; Hoyt, Wisconsin Administrative Procedure Act, 1944 Wis. L. Rev. 214, 220. A determination by the department not to make an application would not seem to qualify as a decision under sec. 227.15 as there is no statutorily prescribed hearing.
Another possible remedy is suggested by sec. 227.06, Stats.,
The trial court refused the writ also on the ground it would be an attempt to control the exercise of the department’s discretion. It is true mandamus will not lie to control the manner in which a governmental body or officer exercises his statutorily conferred discretion. State ex rel. Comstock v. Joint School Dist. (1886), 65 Wis. 631, 27 N. W. 829; Cartwright v. Sharpe (1968), 40 Wis. 2d 494, 162 N. W. 2d 5; State ex rel. Kurkierewicz v. Cannon (1969), 42 Wis. 2d 368, 166 N. W. 2d 255. Here, the gist of Thomas’ petition is that he is not receiving effective or proper medical care at the prison and could be helped by a transfer to the Wisconsin General Hospital. These allegations are as yet undisputed in the record and, if true, the department must apply
Since the department is statutorily required to exercise its discretion concerning the adequacy of the health treatment and care of an inmate and this record does not show that it has done so, mandamus will lie to compel the exercise of that discretion. 52 Am. Jur. 2d, Mandamus, p. 398, see. 77; 55 C. J. S., Mandamus, pp. 225, 226, sec. 135. While mandamus will not lie to compel a specific result, the writ will lie to determine whether the discretion was abused or whether the discretion was exercised arbitrarily and capriciously. State ex rel. Knudsen v. Board of Education (1969), 43 Wis. 2d 58, 67, 168 N. W. 2d 295; State ex rel. Hurley v. Sehmidley (1970), 48 Wis. 2d 659, 663, 664, 180 N. W. 2d 605; 52 Am. Jur. 2d, Mandamus, pp. 401, 402, sec. 79. The issue presented by the petition was not whether Thomas’ medical condition could be better treated in a hospital than in the prison, because that evaluation is left to the discretion of the department. The question presented was whether the department and its prison employees have made any meaningful determination of Thomas’ condition and in doing so have properly exercised their discretion. The petition claims Thomas’ attempts to get departmental action have been fruitless. The record does not disclose any action on the part of the department
We think an order should be granted requiring the department to answer the petition on its merits. The return should be in sufficient detail so that the trial court can determine whether there has been any abuse of discretion
While we hold Thomas’ right to contact the Veterans Administration is protected as a petition for redress of grievances, a prisoner’s right to correspond freely with persons or groups outside the prison, whether public officials or not, may be based upon the first amendment’s free-speech guarantee as well. Questions involving the denial and censorship of prisoners’ correspondence have recently received increased attention from legal authors.
In Burns v. Swenson (8th Cir. 1970), 430 Fed. 2d 771, a prisoner’s right to correspond with the American Civil Liberties Union was sustained, and in McDonough v. Director of Patuxent (4th Cir. 1970), 429 Fed. 2d
A total prohibition against communication would be unconstitutional. Thus sec. 53.09, Stats.,
We understand that regulations of the prison limit the number of letters which may be written per week, the number of correspondents to whom a prisoner may write, and forbids, as in this case, correspondence with certain classes of persons. Whether such a regulation violates any of the standards used to test a restriction of first-amendment rights is the question. On this record, which does not include the detailed regulations or any justification for the regulations, we think Thomas is entitled to an injunction restraining the prison officials
By the Court. — The order dismissing the petition is reversed with directions to order the respondent to file a return on the merits and for further proceedings not inconsistent with this opinion.
An administrative remedy is the type of alternative remedy which would ordinarily preclude resorting to mandamus. Beres v. New Berlin, swpra.
“227.15 Judicial review; orders reviewable. Administrative decisions, which directly affect the legal rights, duties or privileges of any person, whether affirmative or negative in form, except the decisions of the department of revenue, the commissioner of hanking and the commissioner of savings and loan, shall be subject to judicial review as provided in this chapter; but if specific statutory provisions require a petition for rehearing as a condition precedent, review shall be afforded only after such petition is filed and determined.”
“46.115 Sick inmates; transfer to state hospital; treatment. (1) The department shall apply to the board of regents of the university of Wisconsin for the admission to the Wisconsin general hospital of any inmate of any state institution under the department, or of any person committed to or applying for admission thereto, or of any other person committed to the department, who is afflicted with any deformity or ailment, which can probably be remedied, or which can be advantageously treated at such hospital, if he cannot receive proper care at the institution
“227.06 Declaratory rulings. (1) Any agency may, on petition by any interested person, issue a declaratory ruling with respect to the applicability to any person, property or state of facts of any rule or statute enforced by it. Full opportunity for hearing shall be afforded to interested parties. A declaratory ruling shall
Federal courts in recent days have been called on to pass upon claims under 42 USCA, sec. 1983, involving inadequate medical care and resultant infliction of cruel and unusual punishment. Shields v. Kunkel (9th Cir. 1971), 442 Fed. 2d 409 (misdiagnosis or malpractice does not create a sec. 1983 claim; there must he failure or refusal to provide care, or mistreatment under such exceptional circumstances as to approach no treatment at all); Tolbert v. Eyman (9th Cir. 1970), 434 Fed. 2d 625 (authorities have wide discretion and mere malpractice is not actionable under see. 1983, but failure or refusal to provide care, or the giving of care so cursory as to be no care at all, is constitutionally actionable); Haskew v. Wainwright (5th Cir. 1970), 429 Fed. 2d 525 (court should not inquire into adequacy of care unless abuse of officials’ broad discretion shown); Church v. Hegstrom (2d Cir. 1969), 416 Fed. 2d 449 (to state a see. 1983 claim, allegations must suggest conditions which “shocks the conscience” or equals a “barbarous act”); Riley v. Rhay (9th Cir. 1969), 407 Fed. 2d 496 (despite wide discretion, officials’ failure or refusal to provide medical care creates constitutional issues, and a complaint not insufficient on its face warrants evidentiary hearing); Stiltner v. Rhay (9th Cir. 1967), 371 Fed. 2d 420, certiorari denied (1967), 386 U. S. 997, 87 Sup. Ct. 1318, 18 L. Ed. 2d 346 (failure to provide medical care may reach constitutional dimensions in exceptional circumstances); Webb v. Oswald (S. D. N. Y. 1971), 334 Fed. Supp. 993 (“shocks the conscience,” “barbarous act” test, see Church v. Hegstrom, supra); Sawyer v. Sigler (D. Neb. 1970), 320 Fed. Supp. 690, affirmed (8th Cir. 1971), 445 Fed. 2d 818
Symposium, Prisoners’ Rights and the Correctional Scheme: The Legal Controversy and Problems of Implementation, 16 Vill. L. Rev. 1029 (1971). Turner, Establishing the Rule of Law in Prisons: A Manual for Prisoners’ Rights Litigation, 23 Stan. L. Rev. 473, 508 (1971). Jacob, Prison Discipline and Inmates’ Rights, 5 Harv. Civ. Rights — Civ. Lib. L. Rev. 227 (1970). Singer, Bringing the Constitution to Prison: Substantive Due Process and the Eighth Amendment, 39 U. Cin. L. Rev. 650 (1970). Singer, Censorship of Prisoners’ Mail and the Constitution, 56 ABAJ 1051 (1970). Hirschkop & Millemann, The Unconstitutionality of Prison Life, 55 Va. L. Rev. 795 (1969). Muraskin, Censorship of Mail: The Prisoners’ Right to Communicate by Mail With the Outside World, 48 Prison J. 33 (1968). Note — Constitutional Law— Censorship of Prisoners’ Mail, 19 Univ. of Kan. L. Rev. 747 (1971). Note, Constitutional Law — Prison Officials Opening of Inmates’ Outgoing Mail and Incoming Mail From Attorneys, Courts, and Public Officials Violates First Amendment Right of Free Speech—Palmigiano v. Travisono, 317 Fed. Supp. 776 (D. R. I. 1970), 22 Syracuse L. Rev. 818 (1971). Note, Palmigiano: The Constitutionality of Prison Mail Censorship, 21 Cath. L. Rev. 215 (1971). Note, Prisoner Correspondence: An Appraisal of the Judicial Refusal to Abolish Banishment as a Form of Punishment, 62 J. Crim. L. C. & P. S. 40 (1971). Note, Prisoner Rights: The
Corby v. Conboy (2d Cir. 1972), 457 Fed. 2d 251 (undenied allegations of censorship of letters to family containing prison news state claim under 42 USCA, sec. 1983, absent some showing
See Nolan v. Fitzpatrick, supra; Morales v. Schmidt, supra; and Carothers v. Follette (S. D. N. Y. 1970), 314 Fed. Supp. 1014.
“53.09 Labor and communications. Inmates shall he employed as provided in chapter 56. Communication shall not he allowed between inmates and any person outside the prison except as prescribed by the prison regulations.”
“We reject as frivolous appellant’s contention that the First Amendment embraces the unlimited right to take correspondence courses. The prison officials’ decision was simply an exercise of administrative discretion. . . .” Diehl v. Wainwright, supra, at page 1309.
Dissenting Opinion
(dissenting). The prisoner-petitioner seeks a writ of mandamus to compel his transfer to a state hospital and an injunction to permit him to write letters to a federal administrative agency.
As to compelling transfer from prison to hospital, the majority opinion finds the prison authorities are required by statute to exercise their discretion concerning adequacy of health care at the prison and need for transfer to a state hospital for treatment.
Mandamus, the majority holding makes clear, will not lie to compel a specific result. It will lie only to determine (1) whether statutorily conferred discretion was abused; (2) whether such discretion was exercised arbitrarily and capriciously; or (3) to compel the exercise of that discretion. The issue of whether the prisoner could be better treated in a hospital than in the prison is not before us, because, in the words of the majority opinion, “. . . that evaluation is left to the discretion of the department.”
Finding that this record does not show that statutorily conferred discretion was in fact exercised by the prison authorities, the majority enters an order “requiring the department to answer the petition on its merits.” Exercise of discretion established, the trial court is to deter
As to permitting the letter writing to a federal administrative agency, the court majority changes signals and runs in the opposite direction. A specific Wisconsin statute confers upon prison authorities the discretion to regulate communication between prison inmates and any person outside the prison.
Such sweeping challenge to the right of prison authorities to regulate outgoing mail from prison inmates, the majority holds, is required because of first-amendment assurances as to “. . . the right of the people ... to petition the Government for a redress of grievances,” and the second is that “Congress shall make no law . . . abridging the freedom of speech.”
“. . . the general rule [is] that the regulation of the flow of mail from a penal institution is essentially an administrative matter for prison officials and their action in regard thereto is not subject to judicial review except under the most unusual circumstances. . . .”4
To this general rule, that mailing privileges fall within the internal management area, there has been recognized a definite, but limited, exception, well stated to be:
“. . . we recognized as a ‘narrow exception’ to the general rule the right of a prisoner to correspond with his attorney, or the courts, or appropriate state officials, regarding the legality of his conviction or the condition of his incarceration. . . .”5
However, in the case before us, the letter which the prisoner sought to send concerned medical facilities and services of the Veterans Administration, an agency of the federal government. The V. A. is a service-providing and facilities-maintaining federal agency. It has no authority, jurisdiction or role as to the legality of the prisoner’s conviction or the conditions of his incarceration following conviction in a state court. It would take a lot of stretching to bring the letter to the V. A. within the “redress of grievances” exception to the general rule that control of prison mail is a matter of administrative discretion for prison authorities to determine.
However, if the majority had held no more than that the letter here fell within the “redress of grievances” exception, all that would have occurred would be that the doorway was widened as to what classes or categories of persons may be written to by a prison inmate. Whether based on “redress of grievances” or public policy considerations, the result would have been that prisoners, where the condition of their health is at issue in either a challenge to conviction or to conditions of incarceration, may write to any physician, any hospital
Not content with widening the doorway, the majority opinion has knocked the door off its hinges. This it has done by finding the first-amendment guarantee of freedom of speech applicable to prison inmates in state penal institutions, unless the prison authorities can show something more than “. . . [m]ere convenience of the prison administration.” If this approach were to be generally accepted, and we doubt that it will,
The United States Supreme Court has made it clear that not all constitutional rights and privileges are available to convicted felons in penal institutions. The majority opinion sets forth the clear-cut statement of the nation’s highest court on the exact point, to wit:
“Lawful incarceration brings about the necessary withdrawal or limitation of many privileges and rights, a retraction justified by the considerations underlying our penal system.”10
This controlling statement of the high court is, however, referred to in the majority opinion as no more than part of “. . . a conflict between two oft-quoted views.”
Until it is reversed or modified by the court that wrote it, the Price decision establishes that confinement in prison “. . . brings about the necessary withdrawal” of many privileges and rights.
The writer would deny injunctive relief to the prisoner-petitioner, finding no abuse of discretion, statutorily conferred, and finding no invasion of constitutional rights and privileges in the refusal — under the rules— of the prison authorities to mail the letter from the prison inmate to a federal administrative agency.
I am authorized to state that Mr. Justice Leo B. Hanley and Mr. Justice Connor T. Hansen join in this dissent.
Sec. 53.09, Stats.
Art. I, Amendments to the United States Constitution.
Morales v. Schmidt (W. D. Wis. 1972), 340 Fed. Supp. 544.
Evans v. Moseley (10th Cir. 1972), 455 Fed. 2d 1084, 1087. See also: 60 Am. Jur. 2d, Penal and Correctional Institutions, p. 855, sec. 47, stating: “Ordinarily the regulation of prisoners’ mail is a matter within the administrative discretion of prison officials, and in the absence of a showing of a violation of a legal right or of an abuse of discretion by prison officials, a court should not interfere. . . .”
Evans v. Moseley, supra, at page 1087 (citing LeVier v. Wood-son (10th Cir. 1971), 443 Fed. 2d 360). See also: 60 Am. Jur. 2d, Penal and Correctional Institutions, p. 857, sec. 49, stating: “Prison officials should not interfere with a prisoner’s access to the courts,
Cruz v. Beto (1972), 405 U. S. 319, 92 Sup. Ct. 1079, 31 L. Ed. 2d 263.
Brown v. Wainwright (5th Cir. 1969), 419 Fed. 2d 1308, holding, “The control of prison mail is a matter of prison administration. The claim here does not rise to the level of a federal claim . . .” (Holding prison mail censorship is a matter for prison officials’ discretion.) Diehl v. Wainwright (5th Cir. 1970), 419 Fed. 2d 1309 (citing Granville v. Hunt (5th Cir. 1969), 411 Fed. 2d 9, 12), stating at pages 1309, 1310: “‘[T]his Court has been very chary about interfering in the internal operation and administration of prison systems, and we have done so only in exceptional cases . . . .’ The ‘exceptional cases’ have generally heen limited to situations where the complaint states facts indicating an abuse of administrative discretion. . . .”
See: Evans v. Moseley, supra, where the Tenth Circuit Court of Appeals dealt with the “right” of a prisoner to have a letter mailed to an attorney not connected with his case nor retained by him. The correspondence was “part of his efforts” to establish within the prison a chapter of a “Black United Front” or activist-type inmate organization. The appeals court noted at page 1087 that the prisoner and his fellow inmates “. . . desired to solicit his [the attorney’s] help in their efforts to establish a chapter inside the prison. . . .” To the prisoner’s claim that he had a “constitutional right” to have his letter mailed, the appeals court answered, “We disagree.”
Quoted from the majority opinion, citing Price v. Johnston (1948), 334 U. S. 266, 285, 68 Sup. Ct. 1049, 92 L. Ed. 1356.
Coffin v. Reichard (6th Cir. 1944), 143 Fed. 2d 443, 445, certiorari denied (1945), 325 U. S. 887, 65 Sup. Ct. 1568, 89 L. Ed. 2001, stating: “A prisoner retains all the rights of an ordinary citizen except those expressly, or by necessary implication, taken from him by law.”
Price v. Johnston, supra, at page 285.
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