State Ex Rel. Kovach v. Schubert
State Ex Rel. Kovach v. Schubert
Opinion of the Court
The issue presented is: Does sec. 971.17 (1) and (2), Stats., deny to the petitioner due process of law and the equal protection of the law in violation of the fourteenth amendment to the United States Constitution ?
The petitioner challenges the provisions of sec. 971.17, Stats., which provide for automatic commitment upon a finding of not guilty by reason of mental disease or defect without an adjudication of insanity at the time of commitment and the provisions for release which place upon the petitioner the burden of proving that he is now sane and that he may safely be discharged or released without harm to himself or others.
Equal protection as to commitment procedures.
Commitment proceedings are civil and benevolent and thereby independent, to a certain extent, of the constitutional safeguards applied to deprivations of liberty involved in criminal proceedings. However, the trend in recent years has been toward a more rigorous protection of individual rights.
In 1966, in Baxstrom v. Herold
The next year, in Specht v. Patterson,
In Bolton v. Harris,
In State ex rel. Schopf v. Schubert
In Jackson v. Indiana,
However, another aspect of the Jackson Case has not received similar attention. The supreme court also found that the petitioner had been denied the equal protection of the law by being subjected to more lenient commitment standards. The petitioner did receive a hearing at which he was represented by counsel. However, the supreme court found that the procedure under which he was committed was substantially different from that afforded to persons committed as insane or feebleminded. The court stated:
“. . . Baxstrom held that the State cannot withhold from a few the procedural protections or the substantive requirements for commitment that are available to all others.”10
The court also said:
“. . . The Baxstrom principle also has been extended to commitment following an insanity acquittal, Bolton v. Harris, 130 U. S. App. D. C. 1, 395 F. 2d 642 (1968);
In its brief here the state discounts this apparent approval of these cases. We believe that the significance of this approval cannot be ignored. The court was obviously doing more than merely citing these cases for informational purposes. If that was their only significance they could have been placed in a footnote. The conclusion that the United States Supreme Court is approving of the application of the Baxstrom “principle” in these cases cannot be avoided.
Under the Indiana statutes (in Jackson v. Indiana) the state needed only to show that the petitioner was unable to stand trial and the supreme court was unable to say that, on the record before them, Indiana could have civilly committed the petitioner as either insane or feebleminded under the standards applied to those groups. The United States Supreme Court found that subjecting the petitioner to a more lenient commitment standard than those generally applicable to all others not charged with offenses, and by thus condemning him in effect to permanent institutionalization without the showing necessary for commitment afforded by the civil statutes of Indiana denied to the petitioner the equal protection of the laws under the fourteenth amendment.
In Humphrey v. Cady,
The United States Supreme Court found that Wisconsin for almost a hundred years has relied on a jury to decide whether to civilly commit a person for compulsory psychiatric treatment:
“. . . Wisconsin conditions such confinement not solely on the medical judgment that the defendant is mentally ill and treatable, but also on the social and legal judgment that his potential for doing harm, to himself or to others, is great enough to justify such a massive curtailment of liberty.”13
The supreme court felt that compulsory treatment under the Sex Crimes Act appeared to require the same kind of determination and raised the question of whether that being so any justification existed for depriving persons committed under the Sex Crimes Act of the jury determination afforded to persons committed under the Wisconsin Mental Health Act. The court indicated that if commitment under the Sex Crimes Act were not merely an alternative to sentencing there would probably exist no arguable justification for such difference in procedure.
Prior to the Humphrey Case the Wisconsin Supreme Court had rejected constitutional challenges to the Sex Crimes Act. In Buchanan v. State
“There are several germane distinctions to the classification, as seen above — the most important is that a sexual deviate is confined because he is dangerous to the*621 public, and the mentally ill, infirm or deficient person is confined primarily for his own benefit and treatment.” ,15
However, in State ex rel. Farrell v. Stovall
“. . . While the Buchanan decision recognized the Acts were distinguishable in terms of their primary emphasis —the confining of the sex deviate chiefly due to the potential danger to the community, and the confining of the mentally ill person chiefly for his own benefit and treatment, the pervading theme of both Acts is undeniably treatment of the individual and protection of the community.
“. . . The only meaningful difference between the two Acts, apart from the slightly different emphasis noted in Buchanan, is the sex crimes statute’s inapplicability except where one’s mental illness or ‘aberration’ has already led him to the commission of a sex crime and conviction therefor.”17
This court finding the scope and purpose of the statutes virtually identical had to decide whether any rational basis existed for distinctions in the procedure required for commitments under either. The court found that:
“. . . Such justification, as pointed out by the United States Supreme Court in Baxstrom v. Herold and Humphrey v. Cady, requires more than an individual’s prior criminal record:
This court found that commitments under the Sex Crimes Act were not merely sentencing alternatives but independent of the convictions from which they arose and therefore the only meaningful difference between the two acts was a slightly greater emphasis on public safety under the Sex Crimes Act. This emphasis, however, was not sufficient to justify the differences in procedure under the two acts.
Because of the cases subsequent to our decision in State ex rel. Schopf v. Schubert, we now find that the automatic commitment of persons found not guilty by reason of insanity is a denial to such persons of the equal protection of the laws.
Following a finding of not guilty by reason of mental disease or mental defect, there should now be another question submitted to the jury on whether the defendant is presently suffering from mental illness
We also conclude that the procedure under sec. 971.17, Stats., for the automatic commitment of a defendant upon a finding of not guilty by reason of mental disease or mental defect constitutes a denial of due process in its denial of a hearing and finding of present insanity at the time of the commitment.
Jackson v. Indiana does not justify an automatic commitment without a hearing. That case merely holds that the duration of commitment must bear a reasonable relation to the purpose of the commitment. It does not stand for the proposition that commitment can be without a hearing. The petitioner in Jackson did have an adjudication of incompetency before being committed.
To satisfy due process, the finding of present mental illness should be made after a full hearing on a defendant’s present condition.
Challenge to re-examination procedures.
Whereas the provisions of sec. 971.17 (2), Stats., spelling out the procedure for a re-examination of a defendant’s mental condition, provide for a general procedure following sec. 51.11, neither sec. 971.17 nor ch. 51 designates who has the burden of proof at a re-examination hearing under ch. 51. Normally, the petitioner carries the burden of persuasion in any judicial proceeding, so that the burden would be on the defendant to persuade the reviewing court that he could be released.
There is no denial of equal protection or of due process in placing the burden of showing that a defendant can be
Prospective ruling.
Because the present petitioner has been committed to the Central State Hospital and has unsuccessfully sought release in several re-examinations, and the same opportunity for re-examination has been available to every criminal defendant committed automatically under sec. 971.17 (1), Stats., following a finding that he was not guilty by reason of mental disease or defect at the time of the alleged offense, we completely prospect this ruling and do not apply it to the petitioner's case. In other words, this ruling governs prosecutions not yet instituted or completed.
Because of our ruling herein, the recommended instruction on the effect of a verdict of “not guilty by reason of mental (disease) (defect) (disease or defect) ”
By the Court. — The provisions of sec. 971.17 (1), Stats., providing for automatic commitment without a hearing to determine present mental state and need for commitment, violate the equal protection and due process
(1966), 383 U.S. 107, 112, 86 Sup. Ct. 760, 16 L. Ed. 2d 620.
(1967), 386 U. S. 605, 87 Sup. Ct. 1209, 18 L. Ed. 2d 326.
Huebner v. State (1967), 33 Wis. 2d 505, 147 N. W. 2d 646.
(D. C. Cir. 1968), 395 Fed. 2d 642.
(1970), 45 Wis. 2d 644, 173 N. W. 2d 673.
(1972), 406 U. S. 715, 92 Sup. Ct. 1845, 32 L. Ed. 2d 435.
State ex rel. Matalik v. Schubert (1973), 67 Wis. 2d 315, 204 N. W. 2d 13; State ex rel. Haskins v. Dodge County Court (1974), 62 Wis. 2d 250, 214 N. W. 2d 575.
Jackson v. Indiana, supra, footnote 8, at page 727.
Id. at pages 724, 725.
(1972), 405 U. S. 504, 92 Sup. Ct. 1048, 31 L. Ed. 2d 394.
Id. at page 609.
(1969), 41 Wis. 2d 460, 164 N. W. 2d 263.
Id. at page 472.
(1973), 59 Wis. 2d 148, 207 N. W. 2d 809.
Id. at page 162.
Id. at page 164.
Sec. 51.75, Art. II (f), Stats.
See 56 Nw. U. L. Rev. (1961), 409, 452, note 144 and cases in note 135; Loeb v. Board of Regents (1965), 29 Wis. 2d 159, 164, 138 N. W. 2d 227.
Wis J I — Criminal, Part I, 655-CPC. See State v. Shoffner (1966), 31 Wis. 2d 412, 428, 429, 143 N. W. 2d 458; Lyles v. United States (D. C. Cir. 1957), 254 Fed. 2d 725; McDonald v. United States (D. C. Cir. 1962), 312 Fed. 2d 847.
Secs. 51.02 (5) (e) and 971.17 (2), Stats.
Dissenting Opinion
(dissenting). In this state, by statute, when a defendant in a criminal case is found not guilty by reason of insanity at the time of an offense, he is committed to a state treatment facility until “. . . he may safely be discharged or released without danger to himself or others. ...”
Purpose of commitment. What public purpose is served by such commitment of a defendant found not guilty by reason of insanity? The purpose served is twofold: (1) Protection of the public; and (2) treatment and rehabilitation of the defendant.
Status of defendant. When a defendant on a criminal charge has been found not guilty by reason of insanity, what has happened? Our court has said that: “When a mentally ill person engages in offensive conduct made punishable by law, society is faced with the question whether at the time of engaging in the offensive conduct the accused was dominated or affected by the mental illness to so substantial a degree that society cannot, in good conscience, hold him responsible for the conduct as a crime, i.e., punish him. ...”
Provisions for release. It is the . . public safety requirements for his release . . .” '
Equal protection of law. The petitioner’s contention is that only by some equivalent of civil commitment proceedings could he constitutionally be committed to a state treatment facility following his insanity acquittal. It is without merit. The equal protection clause disapproves only irrational and arbitrary classifications.
Counsel for petitioner disagrees, apparently viewing the United States Supreme Court decision in the Jackson Case
In Jackson, the opinion cites the Baxstrom holding that “. . . a state prisoner civilly committed at the end of his prison sentence . . . was denied equal protection when he was deprived of a jury trial that the State made generally available to all other persons civilly committed. . . .”
Reluctance to escalate a mention into a proscription is strengthened by reference to the three cases cited. In one, the Bolton Case,
Due process of law. The “. . . nontreatment factors involved in his commitment . .
In Lally, in upholding the constitutionality of the statute providing for automatic commitment of defendants found not guilty by reason of insanity,
The person committed following an insanity acquittal verdict may petition the court for re-examination of his mental condition and a determination of whether he may safely be released without danger to himself or others at any time after such commitment. As was said in Schopf, . . the prisoner adjudicated not guilty by reason of insanity can initiate proceedings to be reexamined and perhaps released the moment he arrives at the Central State Hospital. . .
Finding of dangerousness. This dissenting opinion has stressed what this court has termed “. . . [t]he primary importance of the public safety factor involved in the automatic confinement of a defendant acquitted on the grounds of insanity . . . .”
In the case of an insanity acquittal commitment, the writer would hold the element of dangerousness to others to be supplied by the fact of an acquittal solely on the basis of insanity, with the public entitled by that fact alone to commitment with the right of immediate re-examination assured the person committed and confinement and treatment mandated until the person committed “. . . may safely be discharged or released without danger to himself or others. . .
This long enough journey ends with the writer concluding: (1) The Wisconsin insanity commitment law does not deny either equal protection or due process of law; and (2) the added requirement that, where a jury finds a defendant not guilty by reason of insanity, it also determine whether such defendant is insane or dangerous to himself or others at the time of the verdict is a proper and prudent procedural requirement.
I am authorized to state that Mr. Justice Leo B. Hanley and Mr. Justice Connor T. Hansen concur in the portion of this opinion that upholds the constitutionality of the insanity acquittal commitment statute, sec. 971.17 (1), Stats.
gee_ 9Y1JL7 (2), Stats.
Treglown v. H&SS Department (1968), 38 Wis. 2d 317, 325, 326, 156 N. W. 2d 363, holding that “. . . the purpose of detention under a statute providing for commitment of a person acquitted of crime by reason of insanity ‘. . . is not punitive but rather serves a two-fold purpose: (1) to protect the public and the subject, and (2) to afford a place and procedure to treat and, if possible, to rehabilitate the subject.’ ” (Quoting Collins v. Cameron (D. C. Cir. 1967), 377 Fed. 2d 945, 947.)
Id. at page 325, this court stating of predecessor statute with likelihood of recurrence rather than the safety of himself and others the test for release: “It is clear that the intent and result of this statutory enactment is not only to authorize but to direct continued confinement under this section beyond the full recovery of the patient until it is established that ‘he is not likely to have a recurrence of insanity or mental irresponsibility.’ This goes beyond treating the sick until well. It directs confinement until society is reassured that reccurence of insanity or mental irrespon
State ex rel. Schopf v. Schubert (1970), 45 Wis. 2d 644, 652, 173 N. W. 2d 673, this court stating: “There is a twofold objective in dealing with prisoners who have been adjudicated not guilty by reason of insanity: (1) Therapy for the mental disease from which they were suffering at the time of the crime, and (2) proper custodial handling so that the community is protected from individuals who may be dangerous to other persons.”
Treglown v. H&SS Department, supra, footnote 2, at page 327.
Id. at page 326.
State v. Esser (1962), 16 Wis. 2d 567, 585, 115 N. W. 2d 505.
Id. at page 585.
Id. at page 686, this court stating: “Almost universally, however, the courts provide a standard by which the jury is instructed to measure whether the degree of relationship between the mental illness of the accused and his offensive conduct is sufficient to relieve him from responsibility. We refer to this standard as the definition of the defense of insanity. It is not a definition of mental illness or medical insanity, but a definition of the defense, a legal and not a medical concept.”
Overholser v. Leach (D. C. Cir. 1958), 257 Fed. 2d 667, 669, certiorari denied (1959), 359 U. S. 1013, 79 Sup. Ct. 1152, 3 L. Ed. 2d 1038, stating of insanity acquittal commitment statute: “This statute applies to an exceptional class of people — people who have committed acts forbidden by law, who have obtained verdicts of ‘not guilty by reason of insanity,’ and who have been committed to a mental institution pursuant to the Code. People in that category are treated by Congress in a different fashion from persons who have somewhat similar mental conditions, but who have not committed offenses or obtained verdicts of not guilty by reason of insanity . . . .” (Quoted in Ragsdale v. Overholser (D. C. Cir. 1960), 281 Fed. 2d 943, 946.)
Id. at page 669, the court stating: “The test of this [insanity acquittal commitment] statute is not whether a particular individual, engaged in the ordinary pursuits of life, is committable to a mental institution under the law governing civil commitments. Cf. Overholser v. Williams, 1958, 102 U. S. App. D. C. 248, 252 F. 2d 629. Those laws do not apply here. . . .”
See: Jackson v. Indiana (1972), 406 U. S. 715, 738, 92 Sup. Ct. 1845, 32 L. Ed. 2d 435, involving indeterminate commitment of feebleminded deaf mute as incompetent to stand trial, the court stating: “We hold, consequently, that a person charged by a State
See: Baxstrom v. Herold (1966), 383 U. S. 107, 86 Sup. Ct. 760, 15 L. Ed. 2d 620, where a prisoner nearing the end of his prison term was civilly committed by a procedure radically different from that used to civilly commit others. See also: State ex rel. Schopf v. Schubert, supra, footnote 4, the court stating at page 650: “. . . The only reason for this was that he was a prisoner about to complete his sentence” and concluding “The denial of equal protection arose as a result of providing two different methods of civil commitment and with no reasonable basis for it.” (Emphasis supplied.)
Treglown v. H&SS Department, supra, footnote 2, at page 327.
Id. at page 327.
Id. at page 323.
Id. at page 323.
Id. at page 324, summarizing applicable statutes for discharge in civil commitments, stating-: “. . . See. 51.11 (5), provides that the court may order discharge of a patient if it determines that he is no longer ‘in need of care and treatment.’ Under sec. 51.12 (4), the superintendent of any state or county hospital or mental health center, with the approval of the Department of Health and Social Services necessary outside of Milwaukee
Id. at page 324.
Id. at page 327.
See: McGowan v. Maryland (1961), 366 U. S. 420, 81 Sup. Ct. 1101, 6 L. Ed. 2d 393.
Baxstrom v. Herold, supra, footnote 13, at page 111. (Quoted in State ex rel. Farrell v. Stovall (1973), 59 Wis. 2d 148, 171, 207 N. W. 2d 809.)
State ex rel. Schopf v. Schubert, supra, footnote 4, at page 651.
Id. at page 652.
Jackson v. Indiana, supra, footnote 12.
Id. at page 717, the court stating: “Petitioner, Theon Jackson, is a mentally defective deaf mute with a mental level of a preschool child. He cannot read, write, or otherwise communicate except through limited sign language. . . .” Id. at page 719, the court stating: “. . . [T]he trial court found that Jackson ‘lack[ed] comprehension sufficient to make his defense,’ . . . and ordered him committed to the Indiana Department of Mental Health until such time as that Department should certify to the court that ‘the defendant is sane.’ ”
Id. at page 738.
Id. at pages 718, 719, the court stating: “. . . One doctor testified that it was extremely unlikely that petitioner could ever learn to read or write and questioned whether petitioner even had the ability to develop any proficiency in sign language. . . . The
Id. at pages 725, 726, the court stating: “Were the State’s factual premise that Jackson’s commitment is only temporary a valid one, this might well be a different case. But the record does not support that premise. . . . There is nothing in the record that even points to any possibility that Jackson’s present condition can be remedied at any future time.”
Id. at page 738.
Id. at page 728.
Id. at pages 723, 724.
Id. at page 724, citing and quoting Baxstrom v. Herold, supra, footnote 13.
Id. at page 724, citing Bolton v. Harris (D. C. Cir. 1968), 396 Fed. 2d 642; Cameron v. Mullen (D. C. Cir. 1967), 387 Fed. 2d 193; People v. Lally (1966), 19 N. Y. 2d 27, 224 N. E. 2d 87.
Bolton v. Harris, supra, footnote 34.
Ragsdale v. Overholser, supra, footnote 10.
Bolton v. Harris, supra, footnote 34, at page 649.
People v. Lally, supra, footnote 34.
Id. at page 33.
Cameron v. Mullen, supra, footnote 34.
Id. at page 200. See also: Page 201, footnote 26, stating: “See, e. g., Sen. Rep. No. 1170, H. R. Rep. No. 892, 84th Cong., 1st Sess. (1966), at p. 13: ‘The Committee is of the opinion that the public is entitled to know that, in every case where a person has committed a crime as a result of a mental disease or defect, such person shall be given a period of hospitalization and treatment to guard against imminent recurrence of some criminal act by that person.’ (Emphasis in original.)”
Id. at page 200. See also: Page 201, footnote 26, continuing: “See Overholser v. Leach, 103 U. S. App. D. C. 289, 291, 257 P. 2d 667, 669 (1958), cert. denied, 359 U. S. 1013, 79 S. Ct. 1152, 3 L. Ed. 2d 1038 (1959); Ragsdale v. Overholser, 108 U. S. App. D. C. 308, 281 P. 2d 943 (1960); Overholser v. O’Beirne, 112 U. S. App. D. C. 267, 302 P. 2d 852 (1961). See also Lynch v. Overholser, 369 U. S. 705, 715-716, 82 S. Ct. 1063 (1962; . . .”
Ragsdale v. Overholser, supra, footnote 10, at page 946 (Quoting Overholser v. Leach, supra, footnote 10.)
Treglown v. H&SS Department, supra, footnote 2, at page 327.
Id. at page 327.
See: State v. Esser, supra, footnote 7, on legal defense of insanity.
State ex rel. Schopf v. Schubert, supra, footnote 4, at page 652.
People v. Lally, supra, footnote 34.
Id. at page 33.
Id. at page 30, the court noting that the statute involved provided that: . . when in a criminal case the defense pleads insanity and the jury acquits on that ground the court must order the defendant to be committed to the custody of the State Commissioner of Mental Hygiene to be placed in an appropriate institution in the Mental Hygiene or Correction Department approved by the head of sueh department. ...”
Id. at page 33.
Id. at pages 30, 31.
Id. at page 33.
Id. at page 34.
Id. at page 35.
See: Sec. 971.17 (2), Stats., incorporating the provisions of sec. 51.11(5), Stats., providing in part: “. . . If a jury trial is demanded, the procedure shall, as near as may be, be the same as in s. 51.03, and the court’s order or determination shall he in accordance with the jury’s verdict.”
State ex rel. Schopf v. Schubert, supra, footnote 4, at page 654.
Id. at page 654.
Id. at page 655.
Id. at page 663.
Treglown v. H&SS Department, supra, footnote 2, at page 326.
Jackson v. Indiana, supra, footnote 12, at pages 731, 732.
Id. at page 732, the court noting that: “One committed under this section, however, is entitled to release when any of the three conditions no longer obtains, ‘whichever event shall first occur.’ ”
Greenwood v. United States (1956), 350 U. S. 366, 373, 374, 76 Sup. Ct. 410, 100 L. Ed. 412.
Jackson v. Indiana, supra, footnote 12, at page 732.
Id. at page 732.
Id. at page 736.
Sec. 971.17 (2), Stats.
Reference
- Full Case Name
- State Ex Rel. Kovach, Petitioner, v. Schubert, Superintendent, Central State Hospital, Respondent
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