Koestler v. Pollard
Koestler v. Pollard
Opinion of the Court
This case is before the court on certification from the court of appeals, pursuant to sec. (Rule) 809.61, Stats. The plaintiff, Richard J. Koestler, Jr. (Koestler), commenced this action against Donald E. Pollard (Pollard), seeking damages for the intentional infliction of emotional distress. Koestler alleged that Pollard intentionally concealed from him the fact that Pollard was the biological father of a child born to Koestler's wife during their marriage and revealed said fact after Koestler developed a bond with the child.
Koestler appeals from the decision and order of the circuit court for Waukesha county, Willis J. Zick, Circuit Judge, dismissing the action. In granting the motion to dismiss, the circuit court reasoned that the legislature intended to abolish claims such as Koestler's when it abolished actions for criminal conversation and alienation of affection.
One issue is presented by this review — whether a complaint alleging the following states a claim for relief: (1) the defendant intentionally concealed from the plaintiff the fact that the defendant is the biological father of
The facts relevant to this appeal are not in dispute. On June 14, 1989, Koestler commenced this action. Koestler alleged, inter alia, that while he was married to Vickie Lynn Koestler, Pollard engaged in sexual intercourse with Vickie which resulted in the birth of a child, C.K., in 1983. Koestler further alleged that Pollard knew he was the biological father of C.K. but intentionally caused this information to be kept from Koestler until June 17,1987. As a result of the initial concealment and eventual disclosure of the paternity of C.K., Koestler alleged that he suffered an extreme and disabling emotional response which disturbed his relationship with C.K. and with his other child.
On August 23, 1989, Pollard moved the court to dismiss Koestler's complaint for failure to state a claim upon which relief may be granted. Pollard argued that public policy bars Koestler's claim.
The circuit court heard Pollard's motion to dismiss on March 9,1990. By order entered March 27,1990, the circuit court granted Pollard's motion to dismiss. In granting the motion, the circuit court reasoned that the legislature intended to abolish Koestler's claim when it abolished claims for criminal conversation and alienation of affection.
Whether a complaint states a claim upon which relief may be granted is a question of law which we decide independently and without deference to the decisions of lower courts. Blue Cross v. Fireman's Fund, 140 Wis. 2d 544, 548, 411 N.W.2d 133 (1987). In reviewing the grant of a motion to dismiss for failure to state a claim upon which relief may be granted, we take the facts stated in the complaint as true. Id. at 546.
As Koestler's counsel admitted at oral argument, the facts alleged in Koestler's complaint include those facts which constitute the basis for a claim of criminal conversation. Therefore, Koestler's claim is barred by the legislature's abolition of claims for criminal conversation. Moreover, the public policy underlying the legislature's abolition of claims for criminal conversation dictates that the courts should not administer heart balm in the form of civil liability.
At common law, a spouse could bring an action for criminal conversation against a third party who engaged in adultery with the spouse's marriage partner. The plaintiff in an action for criminal conversation had to prove the following facts:
(1) an actual marriage between the spouses, and
(2) sexual intercourse between the defendant and the guilty spouse during coverture [marriage].
Schneider v. Místele, 39 Wis. 2d 137, 140, 158 N.W.2d 383 (1968). Koestler's complaint alleges the following facts:
*803 (1) an actual marriage between Koestler and Vickie Lynn Koestler;
(2) sexual intercourse between Pollard and Vickie Lynn Koestler during the Koestlers' marriage;
(3) the birth of a child, C.K., during the marriage as a result of the aforementioned sexual intercourse; and
(4) the initial concealment and eventual disclosure of the fact that Pollard is the biological father of C.K.2
The first two facts contained in Koestler's complaint are identical to the facts necessary to plead and prove a claim for criminal conversation. Moreover, the third fact contained in Koestler's complaint, the birth of a child, is a natural and probable consequence of the second fact contained in Koestler's complaint, sexual intercourse. Finally, the fourth fact contained in Koestler's complaint, concealment and eventual disclosure of the paternity of the child born as a result of the adulterous intercourse, is undoubtedly a common occurrence in cases of criminal conversation which result in pregnancy.
While the third and fourth facts contained in Koestler's complaint are not essential to a claim for criminal conversation, they all flow directly from the facts constituting criminal conversation which are alleged in Koestler's complaint. Therefore, Koestler's complaint in essence states a claim for criminal conversation and is barred by sec. 768.01, Stats.
When it enacted ch. 768, the legislature provided in sec. 768.08 that "[t]his chapter shall be liberally construed to effectuate the object thereof." The court of appeals decision in Prill v. Hampton, 154 Wis. 2d 667, 453 N.W.2d 909 (Ct. App. 1990), illustrates just how liberally the provisions of ch. 768 should be construed. In Prill, one of the plaintiffs argued that she should be
The court of appeals rejected the wife's contention that she had a claim for "wrongful divorce" because it was "essentially an alienation of affections claim." Id.
Furthermore, if Koestler can evade the provisions of sec. 768.01 simply by pleading facts which naturally flow from the facts that constitute criminal conversation, sec. 768.01 will be destroyed by artful pleading. No just or
Moreover, the policy underlying sec. 768.01 would be subverted if a plaintiff could state a claim for relief simply by alleging facts in addition to the elements of criminal conversation. As one court noted when rejecting claims for the intentional infliction of emotional distress arising out of adulterous conduct:
Assuming that [the] law now permits 'recovery for the intentional infliction of mental distress without proof of the breach of any duty other than the duty to refrain from inflicting it' . . ., strong public policy considerations militate against judicially applying these recent developments in this area of the law to the factual context of a dispute arising out of matrimonial differences. To sustain the claim for damages would result in a revival of evils not unlike those which prompted the Legislature in 1935 to outlaw actions for alienation of affections and criminal conversation . . ..
Weicker v. Weicker, 22 N.Y.2d 8, 11, 237 N.E.2d 876, 876-77, 290 N.Y.S.2d 732, 733-34 (1968) (citations omitted).
afforded a fertile field for blackmail and extortion by means of manufactured suits in which the threat of publicity is used to force a settlement.
W. Prosser & W. Keeton, The Law of Torts, sec. 124 at 929 (5th ed. 1984) [hereinafter The Law of Torts]. The evil of using the threat of publicity to extort settlements is not diminished simply because the plaintiff is seeking recovery under the label of emotional distress instead of the label of criminal conversation when, as in the case at bar, the facts alleged in a complaint for the former are nearly identical to the facts that would be alleged in a complaint for the latter.
Another evil which prompted legislatures and courts to abolish claims for alienation of affection and criminal conversation was that "even genuine actions of this type [alienation of affection and criminal conversation] [were] brought more frequently than not with purely mercenary or vindictive motives . . .." The Law of Torts, sec. 124 at 929. The risk of this evil is even greater in cases such as the one at bar when a child is born as a result of the criminal conversation.
We agree with real parties in interest [the parties who stood in Koestler's position] that they have alleged words which normally would suffice to state [a] tort [cause] of action for . . . intentional infliction of emotional distress. We feel that the subject matter of the action, however, is not one in which it is appropriate for the courts to intervene. 'Broadly speaking, the word "tort," means a civil wrong, other than a breach of contract, for which the law will provide a remedy in the form of an action for damages. It does not lie within the power of any judicial system, however, to remedy all human wrongs. There are many wrongs which in themselves are flagrant. For instance, such wrongs as betrayal, brutal words, and heartless disregard of the feelings of others are beyond any effective legal remedy and any practical administration of law. ... To attempt to correct such wrongs or give relief from their effects "may do more social damage than if the law leaves them alone." ' . . .
We conclude here that any wrong which has occurred as a result of Richard's [the party who stood in Pollard's position] actions is not one which can be*809 redressed in a tort action. We do not doubt that this lawsuit emanated from an unhappy situation in which the real parties in interest suffered grief. We feel, however, that the innocent children here may suffer significant harm from having their family involved in litigation such as this and that this is exactly the type of lawsuit which, if allowed to proceed, might result in more social damage than will occur if the courts decline to intervene. 'We do not believe the law should provide a basis for such interfamilial warfare.'
Id. at 202 Cal. App. 3d at 1093-94, 249 Cal. Rptr. at 249 (citations omitted).
We are persuaded by the Richard P. court's analysis. Public policy bars Koestler's claim because more harm than good will result if Koestler is allowed to pursue this action.
By the Court — The decision and order of the circuit court are affirmed.
Section 768.01, Stats., provides:
768.01 Actions for breach of promise, alienation of affection and criminal conversation abolished. All causes of action for breach of contract to marry, alienation of affections and criminal conversation are hereby abolished, except that this section shall not apply to contracts now existing or to causes of action which heretofore accrued.
Koestler's complaint also includes allegations which go to the issue of damages.
The analysis of Koestler's complaint and the facts necessary to state a claim for criminal conversation set forth above illus
The authorities cited by Koestler do not support his conclusion that sec. 768.01 should be strictly construed. Brockmeyer v. Dun & Bradstreet, 113 Wis. 2d 561, 335 N.W.2d 834 (1983), involved the public policy exception to the employment at will doctrine and, therefore, does not apply to the case at bar. Contrary to Koestler's assertions, Brown v. Thomas, 127 Wis. 2d 318, 379 N.W.2d 868 (Ct. App. 1985), does not compel this court to strictly construe sec. 768.01 for two reasons. First, the Brown court overlooked sec. 768.08's provision that ch. 768 should be liberally construed. Second, Brown predates Prill v. Hampton, 154 Wis. 2d 667, 453 N.W.2d 909 (Ct. App. 1990), which suggests that a liberal construction of sec. 768.01 is appropriate for the reasons set forth below. Furthermore, the doctrine of inclusio unius est exclusio alterius does not apply to the case at bar because we are not creating an exception to sec. 768.01. Rather, pursuant to sec. 768.08, we are liberally construing sec. 768.01 to effectuate the policies underlying same.
The court of appeals also rejected the wife's claim for wrongful divorce on public policy grounds, to wit, the difficulty in determining what causes a marriage to fail, as well as the fact that such an inquiry would open to scrutiny very personal issues. Id. However, the Prill court noted that the two reasons (public policy and sec. 768.01) for its decision were interrelated when it stated that ”[t]he same public policy reasons supporting the legislature's abolition of these claims [alienation of affections] also support denial of [the wife's] claim for wrongful divorce." Id. at 681-82. Thus, Prill recognizes that the policy behind sec. 768.01 is broader than the precise terms of sec. 768.01 and that public policy may bar claims that do not fall precisely within the categories of actions abolished by the statute.
W. Prosser & W. Keeton, The Law of Torts, sec. 124 at 919 n.42, 920 (5th ed. 1984).
The motivations for abolishing actions for criminal conversation set forth in The Law of Torts illustrate that, contrary to Koestler's assertion, the legislative history surrounding statutes such as sec. 768.01 suggests that intentional infliction of emotional distress actions which emulate actions for criminal conversation should be barred. Otherwise, as discussed above, all the evils which the legislature intended to eliminate will return.
Contrary to Koestler's assertion, whether the circuit court based its decision on sec. 768.01 alone or on sec. 768.01 and public policy is irrelevant. We may affirm a lower court's decision on different grounds than those relied upon by the lower court. See Saenz v. Murphy, 162 Wis. 2d 54, 57 n.2, 469 N.W.2d 611 (1991). Furthermore, the question of public policy has been fully argued and briefed before this court.
Dissenting Opinion
(dissenting). Although the facts of this case might also have formerly given rise to an alienation of affection and
HH
While sec. 768.01, Stats. 1987-88, specifically abolishes all causes of action for alienation of affections and criminal conversation, it does not expressly abolish the tort action of intentional infliction of emotional distress, an action recognized in this state when sec. 768.01 was enacted. Nor does sec. 768.01 have a catch-all clause saying torts similar to alienation of affections or criminal conversation are abolished. While sec. 768.08 provides that chapter 768 shall be liberally construed to effectuate the object thereof, it does not authorize this court to rewrite sec. 768.01 to add causes of action not enumerated therein.
When I compare the plaintiffs intentional infliction of emotional distress claim with alienation of affections and criminal conversation claims, I conclude that the plaintiffs claim in this case is so dissimilar to those claims that it is not barred by sec. 768.01.
The tort action of criminal conversation, a civil tort action for adultery, focused on the marriage. The elements of a claim for criminal conversation were (1) an actual marriage between the spouses and (2) sexual intercourse during the marriage between the defendant and the plaintiffs spouse. Schneider v. Mistele, 39 Wis. 2d 137, 140, 158 N.W.2d 383 (1968).
In contrast to these two abolished actions, intentional infliction of emotional distress is a tort action arising from interference with the person, for injury to
Although a particular fact situation arising out of a marital relationship might support all three causes of action, the three causes of action are separate and distinct.
The elements of each action are different. Alienation of affections and criminal conversation actions required marriage as a predicate for the tort; both actions protected the husband-wife relationship. Intentional infliction of emotional distress neither requires nor is specifically designed to protect the marital relationship. Criminal conversation is the tort analogue to the crime of adultery; sexual conduct is an essential element of the tort. Sexual conduct is not a necessary element in an action for intentional infliction of emotional distress.
An action for alienation of affections focused on the effect of the defendant's conduct on the plaintiffs spouse. An action for criminal conversation focused on the defendant's sexual relationship with the plaintiffs spouse. An action for intentional infliction of emotional
The three tort actions protect different interests and compensate different injuries. In an alienation of affections or criminal conversation action the plaintiff seeks compensation for disruption of the marital relationship. In an action for intentional infliction of emotional distress, the plaintiff seeks compensation for injury to his or her own person; the severe emotional harm to the plaintiff is an essential element of the tort. The plaintiffs claim in this case alleges that the defendant caused emotional harm to the plaintiff. The plaintiff does not allege adultery or harm to his marital relationship. An alienation of affections or criminal conversation action does not require emotional harm to the plaintiff, although the fact-finder may consider emotional harm as a factor in assessing damages.
hH I — I
I further conclude that the public policy considerations that impelled the legislature to abolish alienation of affections and criminal conversation actions do not require affirmance of the circuit court's dismissal of the complaint.
While the integrity of the marital relationship deserves legal protection, many states have abolished or restricted alienation of affections and criminal conversation claims by statute or judicial decision.
First, the abolished actions were not generally credited with having a significant deterrent effect on tortious conduct or a significant effect on protecting or preserving the marital relationship. Presumably the marriage was not harmonious before the misconduct and was not apt to be improved by the threat of a civil action. In contrast, individuals considering intentionally inflicting emotional distress on another may be deterred by the prospect of a civil tort action.
Second, the abolished actions, often involving an accusation of sexual misconduct, had a great potential for abuse. The abolished actions allowed society's intrusion into the emotional, marital, and sexual aspects of individuals’ lives and may have unreasonably interfered with an individual's interest in personal privacy. The abolished actions could have been used for blackmail. The threat of reputation-damaging publicity could force
While actions for intentional infliction of emotional distress predicated on facts arising out of a marital relationship also raise the possibility of blackmail suits and intrusion into privacy, they do not carry the sanie potential for abuse as did the two abolished actions.
Third, judgments in alienation of affections and criminal conversation actions compensate intangible injuries and may be excessive and arbitrary. Juries may have awarded damages in the two abolished actions to punish the defendant's misconduct rather than for the harm inflicted.
In intentional infliction of emotional distress, the measure of damage is serious emotional harm. All com-pensable personal injuries, including physical harm, pain and suffering, and emotional distress, carry the risk of excessive and arbitrary awards. Compensation for serious emotional distress is, however, the only basis for damages in an intentional infliction of emotional distress action.
Through the tort of intentional infliction of emotional distress society recognizes that emotional distress is as significant as physical injury. Our court has recognized the fact-finder's ability to assess damages in intentional infliction of emotional distress actions. See Alsteen v. Gehl, 21 Wis. 2d 349, 359, 124 N.W.2d 312 (1963).
Fourth, the difficulty of determining liability made the alienation of affections tort inequitable. In alienation of affections actions the plaintiff had to prove that the defendant was the controlling cause of the loss of affections. The tort concept of causation is too simplistic when the interest protected is the marital relationship. Marriages vulnerable to a third party's interference are
The tort concept of causation is more applicable in intentional infliction of emotional distress actions because the fact-finder need not examine the complex causes of the dissolution of a marriage.
Fifth and finally, alienation of affections and criminal conversation actions rest on the outmoded view that the husband and wife are one under the law and that each has a property interest in the other's person. Alienation of affections actions derive from the master-servant action of enticement; the law treated the wife as the husband's property, and the action sought to protect the husband's interest in his wife's services. Criminal conversation, the tort version of criminal adultery, protected the husband's interest in exclusive sexual intercourse with his wife; the husband could recover damages even when the wife consented to or initiated intercourse with another man. With the adoption of the Married Women's Property Act in Wisconsin in the 19th century, the courts extended the proprietary concept of these two causes of action to wives. Unlike the two abolished actions, intentional infliction of emotional distress is not based on dated property law concepts of marriage.
Individuals may intentionally inflict emotional distress in circumstances other than the marital relationship. The plaintiffs complaint in this case does not allege an interference with the marital relationship. The defendant's conduct thus constitutes a tort separate and independent from the torts of alienation of affections
I conclude, as several courts have concluded in similar cases, that the legislature did not intend to abolish a claim for the separate tort of intentional infliction of emotional distress when it abolished the causes of action described in sec. 768.01, because intentional infliction of emotional distress does not implicate the same public policies.
I am authorized to state that Chief Justice Nathan S. Heffernan joins this dissent.
For discussions of the three causes of action, see, e.g., Feinsinger, Legislative Attack on "Heart Balm," 33 Mich. L. Rev. 979 (1935); Note, Power Abuse as a Basis for Alienation of Affections: Nelson v. Jacobsen, 1985 B.Y.U. L. Rev. 183 (1985); Note, Loss of Consortium and Intentional Infliction of Emotional Distress: Alternative Theories to Alienation of Affections, 67 Iowa L. Rev. 859 (1982); Note, Cannon v. Miller: The Brief Death of Alienation of Affections and Criminal Conversation in North
See also Prosser and Keeton on Torts, sec. 124, p. 918 (5th ed. 1981); Restatement (2d) of Torts sec. 683, p. 478 (1977).
See also Prosser and Keeton on Torts, sec. 124, p. 917 (5th ed. 1981); Restatement (2d) of Torts sec. 685, p. 484 (1977).
Prosser and Keeton on Torts, sec. 12, pp. 60-62 (5th ed. 1981).
See also Restatement 2d of Torts, sec. 46, pp. 71-72 (1977); Nelson v. Jacobsen, 669 P.2d 1207 (Utah 1983).
The analysis used in Bartanus v. Lis, 332 Pa. Super. 48, 480 A.2d 1178 (Pa. Super. Ct. 1984), is persuasive. That court contrasts a parent's action for alienation of a child's affection and a parent's action for intentional infliction of emotional distress. The court differentiated between the two causes of action because the elements of the torts — especially the alleged harms — were distinct.
"In an action for the intentional infliction of emotional distress, the central inquiry is whether there was intentional, outrageous conduct and whether the plaintiff suffered severe distress as a result of that conduct. The focus, then, is on the effect the conduct has on the plaintiff. Whether the conduct actually alienated the child may be irrelevant. Conversely, in an action for alienation of the affections of a child, it is not necessary that the conduct involved be outrageous and, more importantly, the focus is on the effect the prohibited conduct has on the child." Bartanus, 480 A.2d at 1185.
For a similar holding, see Van Meter v. Van Meter, 328 N.W.2d 497 (Iowa 1983).
For compilations of state statutes and cases, see Prosser and Keeton on Torts, sec. 124, p. 929-930 (5th ed. 1981); Note, Loss of Consortium and Intentional Infliction of Emotional Distress: Alternative Theories to Alienation of Affections, 67 Iowa L. Rev. 859, 859, n.4 (1982); Note, Power Abuse as a Basis for Alienation of Affections: Nelson v. Jacobsen, 1985 B.Y.U. L. Rev. 183, 183 (1985); Note, Cannon v. Miller: The Brief Death of Alienation of Affections and Criminal Conversation in North Carolina, 63 N.C.L. Rev. 1317, 1326-1327 (1985); Note, The Suit of Alienation of Affections: Can Its Existence be Justified Today?, 56 N.D.L. Rev. 239, 247, n.75 (1980); Note, Hunt v. Hunt: The Status of the "Heartbalm" Torts in South Dakota, 27 S.D.L. Rev. 160, 164 (1982); Note, Nelson v. Jacobsen: A New Causation Standard for
For evaluations of the reasons for abolishing alienation of affections and criminal conversation actions, see Fundermann v. Mickelson, 304 N.W.2d 790 (Iowa 1981); Wyman v. Wallace, 94 Wash. 2d 99, 615 P.2d 452 (1980); Prosser and Keeton on Torts, sec. 124, p. 929-30 (5th ed. 1981) and commentary cited in notes 2 and 9 above.
See Brown v. Thomas, 127 Wis. 2d 318, 379 N.W.2d 868 (Ct. App. 1985), holding that chapter 768 abolishing actions for breach of contract to marry did not bar a claim for the return of an engagement ring. Abolishing a claim for return of an engagement ring did not further the purpose of chapter 768 to prevent extortionary conduct.
Note, The Suit of Alienation of Affections: Can Its Existence be Justified Today?, 56 N.D.L. Rev. 239, 244 (1980).
Compare the descriptions of the harms for the three torts. Restatement (2d) of Torts, sec. 46, p. 78, sec. 683, p. 482, sec. 685, p. 485 (1977).
For several cases in other jurisdictions reaching the same result as I reach, see, e.g., Van Meter v. Van Meter, 328 N.W.2d 497, 498 (Iowa, 1983) ("the elements of the tort of intentional infliction of emotional distress, and some of its policy considerations, are different from those in an alienation claim"); Bartanus v. Lis, 332 Pa. Super. 48, 480 A.2d 1178 (Pa. Super. Ct. 1984) (no cause of action recognized for alienation of child's affection but cause of action for intentional infliction of emotional distress recognized); Raftery v. Scott, 756 F.2d 335 (4th Cir. 1985) (no cause of action recognized for alienation of child's affection; independent tort of intentional infliction of emotional distress recognized even if facts may have overtones of affection alienation); O'Neil v. Schuckardt, 112 Idaho 472, 733 P.2d 693 (1986) (alienation of affections abolished; independent cause of action for invasion of privacy permitted); Prosser and Keeton on Torts, sec. 124, p. 930 (5th ed. 1981).
For a case supporting the result the majority opinion reaches, see Richard P. v. Superior Court (Gerald B.), 202 Cal. App. 3d 1089, 249 Cal. Rptr. 246 (1988).
Reference
- Full Case Name
- Richard J. KOESTLER, Jr., Plaintiff-Appellant, v. Donald E. POLLARD, Defendant-Respondent
- Cited By
- 31 cases
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