Kadogan v. Booker
Kadogan v. Booker
Dissenting Opinion
dissenting:
I agree with the abstract statement of law in the syllabus of the Court in this case, but I deny its applicability to the facts as disclosed by the evidence. For that reason I dissent from the decision of the majority.
Obviously, the evidence in its entirety can not be set forth in either a majority or a dissenting opinion, and notwithstanding the numerous excerpts from the testimony of several witnesses incorporated in the opinion of the majority, I am satisfied that the evidence introduced in behalf of the plaintiffs is wholly insufficient to support any of the findings of the trial chancellor that Laura Swain, the grantor in the deed under attack, did not have the mental capacity to execute it when it was made on October 13, 1948; that the defendant Christopher C. Booker exerted undue influence upon her at the time of its execution; that the consideration for the deed was inadequate; and that there was a failure of consideration upon the part of the grantee.
The evidence as a whole is not only entirely insufficient to support any of the foregoing findings but it satisfactorily establishes the mental capacity of the grantor to execute the deed in question, erases any vestige of undue influence exerted upon her by the grantee, and shows that the deed was based upon a valid consideration which was substantially satisfied by the grantee.'
The only witness who testified about the execution of' the deed by Laura Swain on October 13, 1948, was Fannie Swain, who signed the deed as a witness to the mark instead of the signature made by Laura Swain, who could
The answer of Fannie Swain to the first of the foregoing questions that she did not think Laura Swain fully understood the transaction is ambiguous, and falls far short of an opinion that Laura Swain lacked the mental capacity to execute the deed. It is unreasonable to infer that she would have acted as a subscribing witness to Laura Swain’s mark, in the circumstances then present, if she believed that Laura Swain, at the time, was mentally incapable to make the deed or that Mr. Butts, a reputable attorney, who knew and held the confidence of both parties to the deed, would have certified Laura Swain’s acknowledgment, if. he had believed that she lacked sufficient mental capacity to execute it. Laura Swain may not have “fully” understood the transaction because of inattention or failure to hear some of the words read to her by the attorney, or for other similar
Fannie Swain’s answer to the second of the foregoing questions shows that she believed that Laura Swain, even after she executed the deed and after the beginning of her last illness, had sufficient mental capacity to know and realize that she had conveyed the property to the defendant Booker, to appreciate the consequences, and to entertain the desire to regain it from him; that she knew that he did not intend to take care of her; and that she wanted to get in touch with Attorney Butts to urge him to induce the defendant Booker to cancel the conveyance. Her testimony also reveals incidents in which she and Laura Swain engaged during a period of several weeks before Laura Swain’s death, which indicate clearly that she possessed sufficient mental capacity to make the deed under attack in this suit.
The same comment applies to the testimony of the other nonexpert witnesses in behalf of the .plaintiffs who ex-" pressed the general opinion that she was not mentally capable to execute the deed. None of them saw her during the day of its execution and most of them did not observe her within several days of that occurrence. Some of these witnesses testified about conversations which they had with her both before and after the deed was executed, which make it clear that Laura Swain, though ill and suffering from physical infirmities, was mentally capable to engage in ordinary transactions, and knew and fully understood what she did. Other witnesses in this group
Typical examples of the testimony of these witnesses are these questions to and answers' by Mattie P. Swain, a daughter of the plaintiff Delena Kadogan, with respect to incidents which occurred in September, 1948, when she and her mother were in Beckley to attend the funeral of the husband of Laura Swain, Harrison Swain, who died September 7, 1948: “Q. When you came down on a visit in 1948 did Mrs. Laura Swain know you?- A. Oh, yes. * * *. Q. Did she know why you were here? A. Did she know why I was here? Q. Yes. A. I am sure she knew. Yes, sir. Q. Did she know your mother was here in Beckley? A. Yes. After she spoke to her. Q. Did she know why she was here? A. Yes. I am positive she did. * * *. Q. She knew her husband had just died. A. She knew her husband had just died. Yes. Q. There was nothing wrong with her mentality as far as that fact was concerned, was there? A. Not as far as I could see”; and by Azzie Jones, who saw Laura Swain frequently between September, 1948, and the date of her death on November'17, 1948, with regard to her condition: “Q. But my point is, if she heard you, did she understand you? A. Well, if she could hear you generally good and clear it seemed she could get some understanding. Q. If she could hear you she could get some understanding. Is that right. A. Yes, sir. If she could hear you. If it was loud.”
J. B. Swain, a distant cousin of Laura Swain, who with his wife moved to Laura Swain’s home on October 31, 1948, where she was taken by him at her request, testified that Laura Swain told him she had “signed the property away”, which, of course, she had done, but that she was so confused at the time she did not know what she was doing. He also testified that Laura Swain wanted to move from the home of Frank Swain, where the deed was signed, and that he took her to her own home. When asked these questions, he made these answers as to his observation of and conversations with Laura Swain, while
Excerpts from the testimony of Royal C. Booze, Mansion Clark, and Azzie Jones, who did not see Laura Swain on the day she executed the deed, but who doubt that she possessed sufficient mental capacity, are set out in the majority opinion. The evidence of all these witnesses, however, shows that Laura Swain talked intelligently with each of them about various matters at different times, and that she knew what she was doing and understood the subject about which she talked to them. Despite any statements to the contrary by them and other witnesses produced by the plaintiffs and their evidence of the illness and the physical infirmities of Laura Swain, their testimony shows clearly that she talked intelligently and understood the matters about which she talked and that she possessed sufficient mentality to make the deed which she executed on October 13, 1948.
Dr. A. D. Belton was the only expert witness who testified in the case. He was Laura Swain’s family phy
The statement in the majority opinion: “Mattie P. Swain, present at the time of the execution of the deed, testified: Well, I couldn’t say she understood it all, No,sir. You see, it was read. She was deaf, and hard to understand. Some of the things she said she understood,
On the vital question of the mental capacity of Laura Swain to make the deed of October 13, 1948, the evidence of Dr. Belton is entitled to great weight, and, in my judgment, clearly establishes her mental capacity to ex
The opinions of the nonexpert witnesses in this case invite comparison with those of • the same type of witnesses who testified, in a general way, in McPeck v. Graham, 56 W. Va. 200, 49 S. E. 125, that Mrs. McPeck, the grantor in the deed attacked but by this Court sustained in that suit, was not sane. In the opinion in the McPeck case, this Court said: “We cannot lightly overthrow mu-niments of men’s titles on trivial evidence, leaving the mind unwilling to do so. The depositions show seven non-expert, non-professional witnesses testifying in a general way, that, in their opinion, Mrs. McPeck was not sane. They give no defined reasons. They say she was eccentric; would stand and say nothing; would take chil
In contrast with the insufficient opinion evidence of the nonexpert witnesses in behalf of the plaintiffs, which does not support the'finding of the trial chancellor, the opinion evidence of Dr. A. D. Belton, an expert witness, also produced by the plaintiffs, that Laura Swain was mentally sound when he examined her on the fourth day after she executed the deed, is entitled to great weight. “The evidence of physicians, especially those who attended the grantor, and were with him considerably during the time it is charged he was of unsound mind, is
It is pertinent here to reiterate some basic well established principles in this jurisdiction by which the mental capacity of a grantor is determined when his deed is assailed on the ground of his mental incapacity to make it, which should have been, but were not, applied in this case. The legal presumption is that the.grantor is sane and possessed of sufficient mental capacity to make a deed at the time of its execution, and the burden of proving that he was not then competent rests upon him who attacks its validity. Ellison v. Lockard, 127 W. Va. 611, 34 S. E. 2d 326; Wade v. Sayre, 96 W. Va. 364, 123 S. E. 59; Black v. Post, 67 W. Va. 253, 67 S. E. 1072; McPeck v. Graham, 56 W. Va. 200, 49 S. E. 125; Delaplain v. Grubb, 44 W. Va. 612, 30 S. E. 201, 67 Am. St. Rep. 788; Buckey v. Buckey, 38 W. Va. 168, 18 S. E. 383; Jarrett v. Jarrett, 11 W. Va. 584. Old age is not in itself sufficient evidence of incapacity to make a deed. Martin v. Moore, 92 W. Va. 671, 115 S. E. 823; Jarrett v. Jarrett, 11 W. Va. 584. Mere infirmity of mind and body is insufficient to overcome the legal presumption of the mental capacity of a person who has executed a will, a deed, a contract, or other instrument. Ellison v. Lockard, 127 W. Va. 611, 34 S. E. 2d 326; Burkle v. Abraham, 112 W. Va. 257, 164 S. E. 150; Doak
The vague and general opinions of the nonexpert witnesses' in this case with reference to the mental condition of Laura Swain at times other than the time she executed the deed do not overcome the legal presumption that she was mentally capable to make the deed on October 13, 1948. At most their testimony shows merely old age and infirmity of mind and body which are insufficient to overthrow that presumption, and the entire evidence produced in behalf of the plaintiffs does not satisfy the burden which rested upon them to prove clearly that she did not possess the mental- capacity to make the deed when she executed it on October 13, 1948.
The evidence in behalf of the plaintiff is manifestly insufficient to sustain their charge that the defendant Booker exerted undue influence which caused Laura Swain to make the deed. The only evidence on that point is the testimony of Fannie Swain that when the deed was executed the defendant Booker was “just patting” Laura Swain on the shoulder; that she said “What is this?”; and that he “told her everything was going to be all right.” Manifestly this conduct of the defendant in the presence of Fannie Swain, in whose home Laura Swain was then living, and of a reputable attorney who was assisting each party to the deed in its execution, acknowledgment and delivery, did not constitute undue influence upon Laura Swain by the defendant Booker. To set aside a deed on the ground of undue influence it must be shown that such influence destroyed the free agency of the grantor and substituted the will of another person for that of the grantor, and unless these facts appear, motive and opportunity to exert undue influence and failing mental powers of the grantor are insufficient to set aside or cancel the deed. Doak v. Smith, 93 W. Va. 133, 116 S. E. 691; Barnett v. Greathouse, 77 W. Va. 514,
The findings of the trial chancellor that the consideration for the deed was inadequate and that there was failure of consideration upon the part of the defendant Booker are also not supported by the evidence. The consideration stated in the deed was the sum of one dollar, the agreement of the grantee to make necessary repairs to the real estate conveyed, and the reservation by the grantor of a life estate in the property and the right to use and occupy it during the remainder of her natural life. The value of the property granted is not shown by any evidence. The deed recites that the sum of one dollar was paid by the grantee to the grantor, and as this recital is not rebutted by the evidence of any witnesses, the payment of that amount is sufficiently established. Oates v. Oates, 127 W. Va. 469, 33 S. E. 2d 457; Bulick v. Milkint, 90 W. Va. 509, 111 S. E. 310. The undisputed evidence is that Laura Swain held and enjoyed the life estate reserved to her as part of the consideration, and that she used, occupied and possessed the property for some time prior to and at the time of her death. The evidence also shows that the defendant Booker made or assisted in making certain repairs to the property and the repairs so made appear to be the “necessary repairs” mentioned in the deed as part of the consideration for the conveyance of the property. The repairs consisted of the painting of a part of the residence occupied by
The conduct of the plaintiffs with respect to this litigation calls for comment. Delena Kadogan appears to be a sister and George Thornton a brother of Laura Swain but they showed no interest whatsoever in her personal comfort or welfare during the last years of her life. Both were nonresidents of this State and George Thornton neither visited his sister during her last illness nor appeared personally in this suit. Neither Delena Kadogan
As already pointed out, the findings of fact of the trial chancellor, upon which the final decree is based, are not supported by the evidence. When that situation exists the decree should be reversed. In Central Trust Company v. Cook, 111 W. Va. 99, 160 S. E. 561, this Court held, in point 2 of the syllabus, that “The decree of a trial chancellor on an issue of fact will be reversed where there is insufficient evidence to support it.” See also deStubner v. United Carbon Company, 126 W. Va. 363, 28 S. E. 2d 593; Williamson v. Levine, 75 W. Va. 143, 83 S. E. 281; State v. Miller, 26 W. Va. 106; Ewell v. Lambert, 177 Va. 222, 13 S. E. 2d 333. In addition to the insufficiency of the evidence to support the findings and the decree of the trial chancellor, the plain preponderance of the evidence is in favor of the validity of the deed made by Laura Swain on October 13, 1948, and the contrary findings of the trial chancellor are plainly wrong. When it appears that á decree, based on conflicting evidence, is contrary to the preponderance of the evidence or is clearly wrong, it should be reversed on appeal. Mullens v. Lilly, 123 W. Va. 182, 13 S. E. 2d 634; LaFollette v. Croft, 122 W. Va. 727, 14 S. E. 2d 917; Tokas v. Arnold, 122 W. Va. 613, 11 S. E. 2d 759; Buskirk v. Bankers Finance Corporation, 121 W. Va. 361, 3 S. E. 2d 450; Pickens v. O’Hara, 120 W. Va. 751, 200 S. E. 746; Gall v. Cowell, 118 W. Va. 263, 190
For the reasons stated, I would reverse the decree of the Circuit Court of Raleigh County and dismiss this suit.
I am authorized to say that Judge Riley concurs in the views expressed in this dissent.
Opinion of the Court
This appeal involves the correctness of the ruling of the Circuit Court of Raleigh County in setting aside a
. The bill of complaint charges that Booker, knowing that Laura Swain was sick and enfeebled in body and mind, corruptly contrived, schemed, and with intent to defraud, did, by persistent and undue persuasion, importunity and false promises, induce Laura Swain to execute the deed, and that she did not know the true import or meaning of her acts; that the “purported deed was not the act and deed of said Laura Swain by her free agency, but that the same was procured by said Christopher C. Booker through the corrupt, fraudulent and dishonest practices and means aforesaid, by which the will and intent of said Laura Swain, were, by said Christopher C. Booker, wholly overpowered and controlled”; and that Booker did not pay or give unto Laura Swain any consideration whatsoever for the conveyance.
The deed recites that Laura Swain reserved a life estate in the property conveyed, and the consideration therein recited is “* * * the sum of One ($1.00) Dollar, cash in hand paid by the party of the second part to the party of the first part, and in further consideration of the said party of the second part agreeing to make the necessary repairs upon the real estate of the said' party of the ' first part hereinafter described, and other considerations hereinafter mentioned, * *
At the date of the execution of the deed Laura Swain was approximately seventy-five years of age, had been blind for several years, and was practically deaf. She was suffering from “malignant hypertension”, a condition
The sister and her daughter, Mattie Swain, residents of Illinois, came to the Laura Swain home immediately after the death of Harrison Swain and remained with her until after the execution of the deed. Apparently the relatives of Laura Swain were attempting to find some person who would live in the Laura Swain home and furnish her necessary care and assistance. Booker, about seventy years of age, a resident of Washington, D. C., and a distant relative of Laura Swain, came to the Frank Swain home, where Laura Swain was then staying, about one week before the date of the deed. The matter of the care of Laura Swain was apparently discussed by the relatives of Laura Swain and Booker, and on October 13, 1948, Booker, with J. S. Butts, an attorney at law of Beckley, came to the home of Frank Swain, with the deed already written, and, the deed having been read to Laura Swain, she affixed her mark thereto, with the assistance of Mr. Butts, who, as a notary public, certified her acknowledgment thereof.
When asked whether Laura Swain understood the
It seems clear from the evidence that Booker understood that he was to care for Laura Swain at her home for the remainder of her life. Mattie P. Swain was asked: “Now, at that time did you and your mother ask Mr. Booker to take care of Laura Swain?”, to which she answered: “We didn’t ask him. He told he — said, T will stay here and take care of Laura,’ and we said, ‘Well, if you will do that all right then. That will be fine if it is satisfactory with Laura.’ ” This witness was asked about a paper being read at Mr. Butts’ office and stated: “Well, I don’t remember just what it was all about, but it was concerning Laura Swain’s property being turned over to him providing he stayed in the home and took care of her her lifetime. That was the subject of it.” Fannie Swain was asked: “Why did she want it (the property) back?”,, to which she answered: “Well, because Mr. Booker was supposed to have stayed in her home and took care of her, and didn’t. She said she wanted it back, and she said she didn’t want him to have anything she had.”
Within about a week after the deed was executed Booker returned to Washington and did not see Laura Swain again during her life. He made no provision for her care in his absence and apparently had no intention of returning to her home, or to in any way provide for her care. Part of the consideration for the conveyance, as recited in the deed, was that Booker was to “make necessary repairs' to the property”, but nothing was done by him toward making any repairs, unless his assistance to three other persons in painting two rooms and a hallway in the residence be so considered. As to why he left the home of Laura Swain, Fannie Swain testified: “Well, he got mad at Miss Laura. That is why he left.” This witness also testified: “Well, it don’t look to me like he ever did anything for her. He didn’t do anything for her. Q. Did you ever hear him curse, or say anything out of the way? A. Yes. He told her the night she had asked him for her money, well then, when she asked him for it at the table why he got angry with her, and told her he didn’t
Mattie P. Swain, fifty-two years of age and a niece of Laura Swain, often visited in the Laura Swain home and was at the home for about two weeks after the death of Harrison Swain. She knew of the physical condition of Laura Swain and, in trying to describe her mental condition, she testified: “Q. I believe you stated that some of the time she would talk to herself. A. Some of the time she did. She would go into her room and sit down and talk to herself, and sometimes she would just sit in the room where we were talking to herself, and we would ask her if she was speaking to us, and she said, ‘No. I am just talking to myself.’ Did the remarks, or what she said, make any sense? A. No. What she said did not make sense, what she was talking about. Just kinda mumbling, you know, to herself. Just mumbling. Incoherent, so that we couldn’t really understand just what it was all about.”
Royal C. Booze, aged seventy years, a former school teacher, who knew Laura Swain for years, lived near her home and saw her frequently during September, October and November of 1948, testified to the effect that Laura Swain could not, in his opinion, understand “the meaning of the different instruments”, meaning the deed; that “She was just as helpless as a baby”; that she was not “physically, and somewhat, I might use the word ‘mentally’,” capable of doing anything for herself, and that she could not hold an intelligent conversation with him.
Fannie Swain, wife of the brother of Harrison Swain, who lived close to the home of Laura Swain and was familiar with her physical and mental condition and visited her often, testified that Laura Swain “didn’t act as if she was at herself”; and that Laura Swain told her, after the deed was executed, that she didn’t know what she was doing. Emma J. Allen, a retired school teacher who was well acquainted with Laura Swain, was a close
Mansion Clark, who lived near the Laura Swain home, saw her almost every day over a period of twenty-two years and observed her physical and mental condition, testified to the effect that “* * * she didn’t practically have any mind at times”; that her mental condition was “bad”, and that “* * * she acted like at times her mind was off. She talked to herself, and she didn’t understand what you would be asking her, different questions”, and that her mind was worse after the death of her husband. Azzie Jones, who resided close to the Laura Swain home, visited the home often during a period of nineteen years, talked with her almost every day, and was familiar with her physical and mental condition, was asked how her mental condition after the death of her husband compared with her mental condition prior to that time, and stated: “Well, not very good, because it seemed to me she was getting more of a mental sickness. * * * .” When asked if he believed the mental condition of Laura Swain * * was such that she would understand and comprehend business transactions, the witness answered: ‘I do not.’ ”
These and other witnesses testified concerning other facts and circumstances which possibly indicate mental incompetency of Laura Swain at the time of the execution of the questioned deed. Some of the statements of
The evidence was heard by the trial chancellor in open court and he found: “* * * that Laura Swain did not have the mental capacity to properly execute, and was not capable of comprehending or understanding her acts and did not so comprehend or understand her acts at the time she executed the deed conveying the property in question to Christopher C. Booker on date of October 13, 1948, and which deed is of record in Deed Book No. 265 at page 191, in the Clerk’s Office of the County Court of Raleigh County, West Virginia.
“The court further finds that the defendant, Christopher C. Booker, did exert and exercise undue influence upon Laura Swain at the time she executed said deed on October 13, 1948.
“The court further finds that there was inadequate consideration for said conveyance and also finds that there was a failure of consideration on behalf of Christopher C. Booker for said conveyance.” In accordance with the findings the court entered the decree complained of, setting aside and holding the deed in question to be void. This Court must determine whether the evidence suf
There-exists-a presumption that a grantor in a deed conveying real estate was mentally competent to execute the deed. Ellison v. Lockard, 127 W. Va. 611, 34 S. E. 2d 326. Mere infirmity of mind and body is not sufficient to overcome such presumption. Burkle v. Abraham, 112 W. Va. 257, 164 S. E. 150. The time of the execution and delivery of the instrument is the time at which the question of mental capacity is to be determined. Jordon v. Cousins, 128 W. Va. 648, 37 S. E. 2d 890. Evidence of the scrivener, notary public or subscribing witnesses to a deed is entitled to peculiar weight. Burkle v. Abraham, supra. It is well settled, however, that a lay witness, who has had an opportunity to observe the grantor, may give an opinion as to his mental capacity, if the witness details facts supporting the opinion. McCary v. Traction Co., 97 W. Va. 306, 125 S. E. 92; Freeman v. Freeman, 71 W. Va. 303, 76 S. E. 657. Less evidence is required to establish incompetency where a grantor is aged, and enfeebled in body and mind. Hardin v. Collins, 125 W. Va. 81, 23 S. E. 2d 916. In the opinion in the Collins case, page 87 West Virginia Reports, the Court quoted with approval a statement from 26 C. J. S., Deeds, Section 54, page 268, as follows: “Inadequacy of consideration is persuasive, although not conclusive, evidence of mental incapacity, and where mental weakness and inadequacy of' consideration co-exist they may together furnish ground for invalidating a deed.” In the same section of 26 C. J. S. it is also stated: “Where in addition to mental weakness of the grantor it further appears that inequitable circumstances attended the execution of the deed, the courts will the more readily intervene to set it aside.” See Morris v. Williams-Garrison, 99 W. Va. 140, 128 S. E. 78.
As indicated by the evidence detailed above, there can be no doubt of the greatly weakened mental condition of the grantor. She was blind, and practically deaf. She
In Coulter v. Coulter, 127 W. Va. 710, 34 S. E. 2d 330, this Court held:
“Where the only error assigned as a ground for the reversal of a decree is the failure of the evidence to sustain it, unless the evidence opposed to its finding clearly preponderates it will be affirmed.”
We think the following statement of this Court in the opinion in Curtis v. Curtis, 85 W. Va. 37, 46, 100 S. E. 856, is applicable here. “* * * There are many cases in this jurisdiction in which wills and deeds have been attacked for want of capacity upon the part of the grantors therein. One case furnishes very little light in the determination of another. The relationship of the parties and the conditions which surround them are always different, and the motives which actuate men in the transaction of business are so influenced by these peculiar conditions and circumstances that the decision in one case furnishes little assistance in the determination of another. In this case the learned Judge of the trial court has found that Mrs. Smith did not have mental capacity to make this
The decree of the Circuit Court of Raleigh County is affirmed.
Affirmed.
Reference
- Full Case Name
- Delena Kadogan, Et Al. v. Christopher C. Booker, Et Al.
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