Fahey v. Brennan
Fahey v. Brennan
Dissenting Opinion
dissenting:
It is not doubted that Section 25 of Article VI of The West Virginia State Bar By-Laws vests in courts of record jurisdiction to hear and determine malpractice charges against attorneys at law in cases coming within the requirements. of that section. I do not believe it will be questioned that such jurisdiction is limited to cases coming within the requirements of that section.
The petitions in the two instant proceedings allege that “The defendant has not observed, and has had no opportunity to observe, any such acts of malpractice on the part of the petitioner as are mentioned in ‘the charges’ nor any circumstances rendering the observed acts of the petitioner improper- acts.” This, I think, goes to the jurisdiction of the court, since the court can, on its own motion, cause such a proceeding to be commenced only where the malpractice was “observed” in “court”. If this be true, it deprives the Circuit Court of Hancock County of the power to proceed in the cases against petitioners. The only jurisdiction of the circuit court to entertain a
We must look to that section alone for such authority.. We find therein certain absolute requisites as to such authority. The malpractice must have been “observed”. ♦It must have been “observed” by the “court”, not by a judge of some court; and the observation of such malpractice must have been, with reference to the court,, “therein”. If any one of the necessary requirements is absent, the court can obtain jurisdiction of such a proceeding only upon the filing of a “verified complaint”' by The Committee on Legal Ethics of The West Virginia State Bar, pursuant to Section 19 of Article VI of the By-Laws, or by the filing of a “verified complaint” by an attorney pursuant to Section 25 of that article. It is not contended that any verified complaint has been filed in either of the proceedings against petitioners.
The only allegation contained in. the notices of the charges against petitioners with reference to the observation- of the malpractice is “* * *, which malpractice has come to the personal observation of the undersigned Judge of the Circuit Court of Hancock County.” I think it very significant that the allegation is that the malpractice was the “personal observation” of the judge, and not that it was “observed” by the “court”. The judge of a court is not the court. See Johnston v. Hunter, 59 W. Va. 52, 40 S. E. 448. It is also significant that the observation is not alleged to have been in the court. It could have been “observed” by the judge outside of the court. A judge may observe things miles from the court, and “personal observations” of a judge are not observations of a court. Little semblance, if any, exists between the facts stated in the notices and the jurisdictional facts upon which jurisdiction of the circuit court
The allegations contained in the petitions in the instant proceedings, quoted above, are not denied, there being only demurrers to the petitions filed by defendant. Are we not bound by the often applied rule to the effect that all matters properly pleaded, together with reasonable inferences to be drawn therefrom, are to be considered as true? I would obediently apply the rule in the instant proceedings, notwithstanding the defendant happens to be a highly honored judge of a circuit court. Important principles and valuable rights involved, I believe, require its application. No doubt the defendant desires it so. His action in initiating the proceedings could have been only because of a high sense of duty believed to have been required of him by Section 25.
One of the purposes of Section 25 was to relieve judges of courts of record of the burdensome and always unpleasant duty of policing their own bars, not to deny jurisdiction in such cases. Another purpose was to prevent unwarranted or premature publicity as to accusations made against attorneys at law before any investigation of charges, it being known that a mere accusation against an attorney at law, as to unprofessional conduct, though unfounded or false, greatly injures, and sometimes destroys, his practice of the profession, and his usefulness to the courts and to the public. These evil effects will be largely, if not entirely, avoided if the court accuses only upon matters “observed” in the “court”, and an attorney accuses only upon a verified complaint; and The Committee accuses only upon a verified complaint after a full investigation and hearing. It is undoubted that those who drafted and promulgated the Constitution and By-Laws of The West Virginia State-Bar intended that charges of malpractice ■ against an attorney should be investigated and reported by a proper committee, except those cases falling within a certain-classification. This position is more adequately stated
The Constitution and By-Laws of The West Virginia State Bar are of statutory dignity. They supersede prior statutory provisions in conflict therewith. The State Bar By-Laws now provide several methods for trying malpractice charges against attorneys at law, not provided by prior statutes. The changes were brought about in an attempt to improve that procedure, in “an effort to
Other allegations in the pleadings in the. instant proceedings relating to lack of jurisdiction of the circuit court being admitted to be true by demurrers, are also, in my opinion, sufficient to establish lack of jurisdiction. I deem it unnecessary, however, to detail such other matters in this note.
Being of the views indicated, I respectfully dissent. I am authorized to say that Judge Riley joins in this dissent.
Opinion of the Court
These cases arise upon rules in prohibition awarded petitioners, William -T. Fahey and Martin F. Fahey, against the Honorable J. H. Brennan, Judge of the Circuit Court of Hancock County, to show cause why that judge should not be prohibited from further proceeding in matters relating to the suspension or annulment of petitioners’ licenses to practice law. Due to the identity of the issues involved in the two cases, they are consolidated for the purposes of this opinion.
Each petition recites that petitioner is a resident of the State, is a licensed attorney at law, with law offices located in Weirton, Hancock County, and that petitioner is a member in good standing of The West Virginia State Bar, as well as other legal associations and fraternities. It is also alleged by petitioners that on August 9, 1951, they were served with identical summonses to appear before the Circuit Court of Hancock County, on August 16, 1951, to show cause why their licenses as attorneys at law should not be suspended or annulled, for reasons set forth in charges, thirteen in number, filed against them. The summonses recited that copies of the charges were attached to and made part of the summonses. The -charges were not actually attached to the summonses, but were served upon petitioners at the time of the serving of the summonses, and were duly filed in the proceeding. On the same day, August 9, 1951, the circuit court had entered orders requiring the Faheys to be summoned in accordance with Code, 30-2-T, and Section 25 of Article VI of the By-Laws of The West Virginia State Bar. The rules issued by the circuit court, in the paragraph preceding the charges laid against the Faheys, recite, “* * * which malpractice has come to the personal observation ■of the undersigned Judge * *
The charges as set forth are lengthy but in brief are that the petitioners: (1) accepted employment to defend a client charged with manslaughter, knowing that the client was intoxicated at the time of the motor vehicle accident causing the homicide; (2) conducted defense of
We are of the opinion that of the several charges contained in the Rules issued against petitioners, only those relating .to the action of petitioners in adducing known false testimony should be considered. For convenience these several charges may hereafter be referred to as the false swearing charges. Other charges set out in the Rules may constitute grounds for disciplinary action, but not for annulment of licenses.
Petitioners allege that, except for what appears by way of recital only, no charges have been made or filed against them in the circuit court, nor does the proceeding con
Petitioners further allege that defendant entertains strong hatred and prejudice against them, and that defendant is disqualified to serve as Judge of the Circuit Court of Hancock County in the proceedings because he has prejudged every issue in advance of hearing; because he is a party to the proceedings within the meaning of Code, 51-2-8; and because he is a material witness in the proceedings.
The defendant interposed his demurrer to the petition, upon the ground: “That it fails to state a cause of action, the jurisdiction of the Circuit Court of Hancock County, West Virginia, affirmatively appearing on the face of said petition.” No answer was filed by defendant. It is upon this state of the pleadings that this Court must render judgment.
The controlling questions relate to the jurisdiction of the Circuit Court of Hancock County in the proceedings instituted therein for the purpose of determining whether the respective licenses to practice law of the petitioners: should be suspended or annulled because of the alleged malpractice. The procedure for disciplining, suspending and disbarring attorneys at law is now contained in Ar-tide VI, By-Laws of The West Virginia State Bar, approved and promulgated by the Supreme Court of Ap
In addition to the procedure for the suspension or annulment of the licenses of any attorney described above, Section 25 of the same article provides as follows: “If any court observe any malpractice therein by any attorney, or if a verified complaint be made to any court of malpractice by any attorney therein, such court shall order the attorney to be summoned to show cause why his license shall not be suspended or annulled. A summons shall thereupon be issued by the clerk of such court containing a copy of the charges and requiring the attorney to appear and answer the same on a day to be named therein, not more than twenty days from the date of issuance. Such summons may be served in the same manner .as a summons commencing an action may be served, and
Thus far we have dealt with the powers conferred upon, circuit courts in the suspension or annulment of licenses to practice law upon the provisions of the By-Laws of the West Virginia State Bar. Those provisions are of recent origin, and are based upon a statute which has been, in existence in this State and in Virginia for more than one hundred years. It is now contained in Code, 30-2-7,. reading as follows:
“If the supreme court of appeals or any court of record', of this State, except the county court, observe any malpractice therein by any attorney, or if complaint, verified, by affidavit, be made to any such court of malpractice by any attorney therein, such court shall order the attorney to be summoned to show cause why his license shall not. be suspended or annulled. A summons shall thereupon be issued by the clerk of such court containing a copy of’ the charges and requiring the attorney to appear and. answer the same on a day to be named therein, which summons may be served in the same manner as a summons commencing an action may be served, and the service shall be made at least five days before the return day thereof. Upon the return of the summons executed, if the-attorney appear and deny the charge of malpractice, the-court shall, without a jury, try the same. If the attorney be 'found guilty by the court, or if he fail to appear and deny the charge, the court may either suspend or annul the license of such attorney as in its judgment shall seem right.” The section goes on to provide that an appeal, shall lie from any court of record of limited jurisdiction to the circuit court of the county, and from any circuit: court to the Supreme Court of Appeals.
The principal contention of petitioners is that the false swearing charges were of such nature that they could not have been “observed” by the court and, therefore, jurisdiction to hear, the charges is vested exclusively in The Committee on Legal Ethics of The West Virginia State Bar. Defendant contends that the false testimony alleged to have been introduced to the court was presented upon trials had in the court over which he presided, therefore observed by him, within the meaning of Section 25 quoted above.
In the notices served upon petitioners, which set out the charges of false swearing, defendant states that the “malpractice has come to the personal observation of the undersigned Judge of the Circuit Court of Hancock County”. One of the charges relating to the introduction of known false testimony charges that petitioners “wilfully and with intent to deceive the court * * *, had sworn and placed upon the witness stand and examined said Hurst, Mary Ellen Bradley, Virginia Grace Sponaugle, Roy Morgan and Cuba Hogeland for the purpose of having them
We are of the opinion that sufficient facts are alleged to show that the malpractice charged against petitioners was “observed by the court”, within the meaning of Section 25. The witnesses alleged to have given false testimony were in court and testified in the trial then presided over by defendant. Petitioners were also in court, participating in the trial of the case then being held. Their actions during the trial were or could have been under the observation of the court. Their actions and their arguments or statements at and during the trial may have informed defendant that the proffered testimony was false and that petitioners knew that it was false when proffered. The procedure provided in Section 25 is very similar, if not exactly the same, as that set out in Code, 30-2-7, and the procedure followed in the instant case is practically the same as that followed in In Re W. F. Damron, 131 W. Va. 66, 45 S. E. 2d 741, though the question of jurisdiction of the court was not raised or decided. See In Re Daugherty, 103 W. Va. 7, 136 S. E. 402.
Petitioners also contend that “the rules issued by the defendant on August 8, 1951, are in excess of the jurisdiction of the court and of said defendant and the charge of the court because they contemplate only the suspension or annulment of petitioners’ licenses rather than the striking of petitioners’ names from the roll of lawyers practicing before that particular court.” We think there is no merit in the contention. A reading of Section 25 shows that the “court shall order the attorney to be summoned to show cause why his license shall not be suspended or annulled”, and that, if found guilty, “the court may either suspend or annul the license of such attorney as in its judgment shall seem right”.
This proceeding calls for application of the following:
“Prohibition does not issue as a matter of right in cases where it does not clearly appear that a petitioner is entitled to that remedy, and before such petitioner is entitled to that remedy there must be a clear showing that a trial court has no jurisdiction to hear and determine the case or has exceeded its legitimate powers. Fisher v. Bouchelle, 134 W. Va. 333, 61 S. E. 2d 305, 306; State v. O’Brien, 100 W. Va. 163, 130 S. E. 111.” Sidney C. Smith Corporation, et al. v. A. Jerome Dailey, Judge, et al., 136 W. Va. 380, 67 S. E. 2d 523, decided November 20, 1951. We are unwilling to hold that a circuit court is without jurisdiction to suspend or annul the license of an attorney, in view of the plain and unambiguous lawful provisions of a Rule promulgated by this Court, and similar provisions of a legislative enactment.
Although the question of the issuance of a license to practice law was involved in the cases of In re Application for License to Practice Law, 67 W. Va. 213, 67 S. E. 597, and In Re Eary, 134 W. Va. 204, 58 S. E. 2d 647, those cases are informative on the power of a court to exercise the power to annul such license.
Petitioners further contend that defendant is a party to the proceedings instituted against petitioners, is interested in the result thereof, and is a material witness therein, within, the meaning of Code, 51-2-8, and, therefore, can not take cognizance of the proceedings. The
The sound public policy that makes it the duty of this Court to jealously guard its powers and prerogatives, admonishes us against any infringement of the powers and prerogatives of courts subject to the appellate power of this Court, such as circuit courts and other courts of record. We are not justified, we think, in ignoring the plain-provisions of the statute which has been in existence for more than one hundred years, and the provisions of the
In view of the foregoing, the Rules heretofore awarded are discharged, and the writs of prohibition prayed for are denied.
Writs denied.
Reference
- Full Case Name
- Martin F. Fahey v. J. H. Brennan, Judge of the Circuit Court of Hancock County, West Virginia; And William T. Fahey v. J. H. Brennan, Judge of the Circuit Court of Hancock County, West Virginia
- Cited By
- 17 cases
- Status
- Published