State of West Virginia v. James Scott Yocum
State of West Virginia v. James Scott Yocum
Opinion of the Court
James Scott Yocum appeals from the October 1, 2012, sentencing order of the Circuit Court of Marshall County denying his motions to dismiss or, alternatively, acquit in connection with a felony conviction for making a threat to commit a terrorist act.
I. Factual and Procedural Background
Shortly after midnight on February 9, 2012, the Moundsville police responded to a domestic violence call. One of the responding officers, Sergeant Shawn A,
While at the hospital awaiting to be examined, Mr. Yocum had been loud and used profanity.
Based on these statements Mr. Yocum made to Sergeant A while handcuffed and in the back of the patrol car,
II. Standard of Review
When the constitutionality of a statute is challenged, the scope of our review is necessarily plenary. See Syl. Pt. 1, State v. Rutherford, 223 W.Va. 1, 672 S.E.2d 137 (2008) (“The constitutionality of a statute is a question of law which this Court reviews de novo.”). With regard to the petitioner’s assignment of error predicated on insufficiency of evidence, the standard we articulated in State v. Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (1995), continues to be our guidepost:
A criminal defendant challenging the sufficiency of the evidence to support a conviction takes on a heavy burden. An appellate court must review all the evidence, whether direct or circumstantial, in the light most favorable to the prosecution and must credit all inferences and credibility assessments that the jury might have drawn in favor of the prosecution. The evidence need not be inconsistent with every conclusion save that of guilt so long as the jury can find guilt beyond a reasonable doubt. Credibility determinations are for a jury and not an appellate court. Finally, a jury verdict should be set aside only when the record contains no evidence, regardless of how it is weighed, from which the jury could find guilt beyond a reasonable doubt.
Id. at 663, 461 S.E.2d at 169, syl. pt. 3, in part.
III. Discussion
A. Constitutionality of Statute
In challenging the criminal offense set forth in West Virginia Code § 61-6-24(b)
(A) Likely to result in serious bodily injury or damage to property or the environment; and
(B) Intended to:
(i) Intimidate or coerce the civilian population:
(ii) Influence the policy of a branch or level of government by intimidation or coercion;
(iii) Affect the conduct of a branch or level of government by intimidation or coercion; or
(iv) Retaliate against a branch or level of government for a policy or conduct of the government.”
W.Va.Code § 61-6-24(a)(3). The specific language upon which Mr. Yocum rests his vagueness claim is the requirement that the act at issue is “[l]ikely to result in serious bodily injury.” Id.
“[B]ecause a statute is presumed to be constitutional,” our examination of a constitutional challenge to a legislative enactment necessarily involves judicial restraint. State v. James, 227 W.Va. 407, 413, 710 S.E.2d 98, 104 (2011). The reasons for such restraint were fully articulated in syllabus point one of State ex rel. Appalachian Power Co. v. Gainer, 149 W.Va. 740, 143 S.E.2d 351 (1965):
In considering the constitutionality of a legislative enactment, courts must exercise due restraint, in recognition of the principle of separation of powers in government among the judicial, legislative and executive branches. Every reasonable construction must be resorted to by the courts in order to sustain constitutionality, and any reasonable doubt must be resolved in favor of the constitutionality of the legislative enactment in question. Courts are not concerned with questions relating to legislative policy. The general powers of the legislature, within constitutional limits, are almost plenary. In considering the constitutionality of an act of the legislature, the negation of legislative power must appear beyond reasonable doubt.
Given our clear preference for upholding legislative enactments, this Court “will interpret legislation in any reasonable way which will sustain its constitutionality.” State v. Legg, 207 W.Va. 686, 694, 536 S.E.2d 110, 118 (2000); accord Syl. Pt. 3, Slack v. Jacob, 8 W.Va. 612 (1875) (“Wherever an act of the Legislature can be so construed and applied as to avoid a conflict with the Constitution, and give it the force of law, such construction will be adopted by the courts.”).
The petitioner maintains that because he and the State disagree regarding the meaning of the phrase “likely to result in serious bodily injury,” this renders the statute unconstitutionally vague.
As additional support for a finding of constitutional deficiency, the petitioner asserts his due process rights were violated by failing to provide him with notice as to the elements of the offense. Mr. Yocum looks to the long-established principle that “a criminal statute must be set out with sufficient definiteness to give a person of ordinary intelligence fair notice that his contemplated conduct is prohibited by statute.” State v. Flinn, 158 W.Va. 111, 117, 208 S.E.2d 538, 542. As we observed in State ex rel. Appleby v. Recht, 213 W.Va. 503, 583 S.E.2d 800 (2002), “[t]he void for vagueness doctrine is an aspect of the due process requirement that statutes set forth impermissible conduct with sufficient clarity that a person of ordinary intelligence knows what conduct is prohibited and the penalty if he transgresses these limitations.” Id. at 518, 583 S.E.2d at 815.
In an attempt to cast the criminal statute as running afoul of constitutional protections, the petitioner suggests that enhanced scrutiny applies for determining the issue of vagueness because speech is involved in making a threat to commit a terrorist act. In Flinn, this Court explained the distinction between examining general criminal statutes and those that govern potential First Amendment
We reject the petitioner’s argument that West Virginia Code § 61-6-24 must be subjected to the stricter “void for vagueness” analysis that pertains to criminal statutes which address or affect freedom of speech. Certain categories of speech are considered to fall outside the protections afforded by the First Amendment. See generally U.S. v. Alvarez, — U.S. -, 132 S.Ct. 2537, 2544, 183 L.Ed.2d 574 (2012) (identifying permissible content-based restrictions on speech as including advocacy intended to incite imminent lawless action; obscenity; defamation; “fighting words;” child pornography; and true threats). Among those recognized types of speech that can be subject to restriction, and thus fall outside the broad protections of the First Amendment, is speech integral to criminal conduct. In Giboney v. Empire Storage & Ice Co., 336 U.S. 490, 69 S.Ct. 684, 93 L.Ed. 834 (1949), the United States Supreme Court held that the constitutional freedom of speech and press does not immunize speech or writing used as an integral part of conduct in violation of a criminal statute. Id. at 498, 69 S.Ct. 684. Because the speech to which Mr. Yocum seeks to attach First Amendment protections was integrally connected to the criminal conduct at issue, the statute is viewed as a general criminal statute for purposes of conducting a vagueness analysis. See Flinn, 158 W.Va. at 119, 208 S.E.2d at 543.
In deciding whether the challenged language “likely to result in serious bodily injury” is vague, we consider whether a potential offender has been given notice of the type of conduct he should avoid committing. See Syl. Pt. 1, in part, State ex rel. Myers v. Wood, 154 W.Va. 431, 175 S.E.2d 637 (1970) (“The basic requirements [to satisfy due process] are that such a statute must be couched in such language so as to notify a potential offender of a criminal provision as to what he should avoid doing in order to ascertain if he has violated the offense provided and it may be couched in general
B. Sufficiency of Evidence
The State argues that it adduced sufficient evidence for the jury to conclude that it proved all the elements of West Virginia Code § 61-6-24 to convict the petitioner for the offense of threatening to commit a terrorist act. In deciding whether the State proved its case, we look to the indictment to identify the specific allegations of criminal conduct at issue. As set forth in the indictment, following his arrest for domestic battery and petit larceny, Mr. Yocum, during transport to the Northern Regional Jail, “repeatedly threatened Detective A____that he knew where he lived and he was going to sexually assault his daughter.” After relating that Detective A. has two step-daughters, ages 9 and 12 years old, the indictment provides that the petitioner “made the said threats in an attempt to intimidate or coerce Detective A. regarding his duty as a Mounds-ville Police Officer, against the peace and dignity of the State of West Virginia and W. V[a].Code § 61-6-24[a](3)(iii).”
Focusing on the pertinent language of West Virginia Code § 61-6-24, the State was required to prove that Mr. Yocum knowingly and willingly threatened to commit an act that was likely to result in serious bodily injury and intended to affect the conduct of a branch or level of government by intimidation or coercion. See W.V.Code § 61-6-24(a)(3)(iii), (b). As an initial matter, we find it wholly unnecessary to engage in the protracted discussion the parties pursued with regard to whether a sexual act forced upon a young girl would be likely to cause her harm,
As was the ease with many other states, our anti-terrorism statute, West Virginia Code § 61-6-24, was enacted in direct response to the events of September 11, 2001.
In People v. Morales, 20 N.Y.3d 240, 958 N.Y.S.2d 660, 982 N.E.2d 580 (2012), the New York Court of Appeals examined whether multiple acts of violence directed at rival gangs could properly come within that state’s anti-terrorism legislation. At issue was whether the subject criminal action was committed with the requisite “intent to intimidate or coerce a civilian population.” Id., 958 N.Y.S.2d 660, 982 N.E.2d at 584 (discussing New York Penal Law 490); cf. W.Va.Code § 61-6-24(a)(3)(B)(i).
there is no indication that the legislature enacted article 490 of the Penal Law with the intention of elevating gang-on-gang street violence to the status of terrorism as that concept is commonly understood. Specifically, that statutory language cannot be interpreted so broadly so as to cover individuals or groups who are not normally viewed as “terrorists ”----
Id. (emphasis supplied).
The Court in Morales recognized that the New York Legislature consulted the federal definition of “international terrorism” in framing its anti-terrorism statutes:
The federal antiterrorism statutes were designed to criminalize acts such as “the detonation of bombs in a metropolitan area” or “the deliberate assassination of persons to strike fear into others to deter them from exercising their rights” — conduct that is not akin to the serious offenses charged in this case.
958 N.Y.S.2d 660, 982 N.E.2d at 585 (footnote omitted). In rejecting the application of the anti-terrorism law to the gang violence at issue in Morales, the appellate court reasoned that “the concept of terrorism has a unique meaning and its implications risk being trivialized if the terminology is applied loosely in situations that do not match our collective understanding of what constitutes a terrorist act.” Id., 958 N.Y.S.2d 660, 982 N.E.2d at 586 (emphasis supplied). As the New York Legislature recognized with the adoption of its anti-terrorism law, acts of terrorism typically involve politically-motivated and mass-targeted harm caused by incendiary or other means capable of causing significant mortal injuries. See supra note 14.
Turning to the case before us, we are asked to decide whether the actions of Mr. Yocum, in threatening to sexually assault the daughter of his arresting officer, come within the definition of proscribed terrorist acts set forth in West Virginia Code § 61-6-24(a)(3). In seeking to prosecute the petitioner under our anti-terrorism statute, the State framed
In the same manner that the Court in Morales found it necessary to consider both the precipitating events for its anti-terrorism statutes and the federal source for its law, we are mindful that our Legislature was similarly motivated and likely to have consulted federal definitions of terrorism in framing West Virginia Code § 61-6-24. And while this Court readily acknowledges the existence of multiple definitions of terrorism,
Against this background, we consider what the Legislature intended when it created an offense for threatening action against a branch or level of government by means of intimidation or coercion. See W.Va.Code § 61-6-24(a)(3)(B)(iii). Consistent with our statutory obligation to give effect to each word of a statute and to construe it in accord with the import of its language,
In this case, the threat that was prosecuted by the State was clearly not aimed at a branch or level of government but solely at an individual police officer. Consequently, we have little difficulty in concluding that a threat to sexually assault the child of an individual police officer by a person who is under arrest, handcuffed, and in the patrol car, does not constitute a terrorist act within the meaning of West Virginia Code § 61-6-24(a)(3)(B)(iii) because the threatened action was not directed at intimidating or coercing the conduct of a branch or level of government. To hold otherwise would not only require us to turn a blind eye to the overarching objective of our state’s anti-terrorism law but would run the risk of trivializing the offense at issue. See Morales, 958 N.Y.S.2d 660, 982 N.E.2d at 586.
Rather than sanctioning overzealous prosecution, we take this opportunity to encourage both law enforcement and the prosecutors of this state to charge individuals with offenses that properly encompass the alleged wrongdoing at issue. In this case, the State could have charged Mr. Yocum with a violation of West Virginia Code § 61-5-27 (2010), which
IV. Conclusion
Based on the foregoing, the decision of the Circuit Court of Marshall County is reversed.
Reversed.
. See W.Va.Code § 61-6-24 (2010).
. Mr. Yocum was sentenced to serve not less than one year nor more than three years in the penitentiary with seventy-four days credit awarded for time served.
. Given that threats were made by the petitioner against members of Sergeant A.’s family, we will refer to him by initial only. See State ex rel. Paul B. v. Hill, 201 W.Va. 248, 250 n. 1, 496 S.E.2d 198, 200 n. 1 (1997).
. At the doctor's insistence, Mr. Yocum was handcuffed during the examination. Although the State suggests that the petitioner was combative towards Sergeant A. while at the hospital, the officer testified to the contrary.
. The petitioner's boisterous rants were filled with profanity.
. In explanation of these statements, Mr. Yocum testified at trial that Sergeant A. taunted him by saying you are "going to prison for a long time,” and following that with: "I got the keys to your house. I'll be fu*king your old lady.” At trial, the officer denied making those statements.
. The offense at issue occurs when “[a]ny person ... knowingly and willfully threatens to commit a terrorist act with or without the intent to commit the act____” W.Va.Code § 61 — 6—24(b).
. According to Mr. Yocum, the State views the language in speculative terms whereas the petitioner believes that the statute refers to a reasonable expectation or probability that an event will occur.
. U.S. Const. amend. I.
. While the challenged language involves "serious bodily injury,” the statute also includes damage to property and the environment. Each of the statutorily-defined "terrorist acts” must have been threatened for the purpose of accomplishing one of four specified intentions. See W.Va. Code § 61-6-24(a)(3).
. Subsection (a) was omitted from the criminal citation in the indictment. It is clear from the language used in the indictment that the charge was brought pursuant to West Virginia Code § 61—6—2 4(a)(3) (iii).
. The petitioner did not know the age of Sergeant A.’s stepdaughters or even if he had any children at the time he uttered the statements at the center of this case.
. West Virginia Code § 61-6-24 was enacted in the sixth extraordinary session of 2001 and went into effect on November 30, 2001. See 2001 W.Va. Acts, 6th Ex.Sess., c. 23.
. In the legislative findings of its anti-terrorism act. New York lists the following examples of terrorism: (1) the September 11, 2001, attacks on the World Trade Center and the Pentagon; (2)
. That section defines a terrorist act as including "an act that is: Likely to result in serious bodily injury or damage to property or the environment; and (B) Intended to: (i) Intimidate or coerce the civilian population.” W.Va.Code § 61-6-24(a)(3)(B)(i).
. See Syl. Pt. 3, Guthrie, 194 W.Va. 657, 461 S.E.2d 163 (according State benefit of inferences and credibility determinations in review of evidence for sufficiency purposes).
. See Nicholas J. Perry, The Numerous Federal Legal Definitions of Terrorism: The Problem of Too Many Grails, 30 J. Legis. 249 (2004) (discussing twenty-two definitions of terrorism in federal law).
.See Syl. Pt. 6, State ex rel. Cohen v. Manchin, 175 W.Va. 525, 336 S.E.2d 171 (1984).
.Depending on the specific acts involved, a conviction under West Virginia Code § 61-5-27 could result in either a misdemeanor conviction and a jail term of up to one year plus a fine of up to $1,000, or a felony conviction with a prison sentence of one to ten years plus a fine of up to $2,000. See W.Va.Code § 61-5-27(d), (e).
. Sergeant A. had been on the force for fifteen years at the time of the incident that is the subject of this case.
. Sergeant A.’s testimony that he would have charged Mr. Yocum for violating the anti-terrorism statute even if he did not have a stepdaughter suggests an overly-zealous approach to the use of our statute.
Dissenting Opinion
dissenting:
The majority is mistaken when it concludes that the horrific bodily injuries threat ened by the petitioner to the loved ones of Sergeant A.H. are not terroristic acts under W. Va.Code 61-6-24. A threat on the official who executes the laws in his status as an official is a threat to a level of the executive branch of government. I therefore dissent.
It was not error to prosecute the petitioner under W. Va. 61-6-24. It is a purpose of the statute to criminalize retaliation by the making of a threat of serious bodily injury designed to intimidate or coerce. Sergeant A. was acting in an official manner exercising the police power of the government at all times during the petitioner’s interaction with him. Indeed, Sergeant A. was performing the official duties delegated to him when he arrested petitioner for domestic violence. It was to this officer, acting in his official capacity, that petitioner made despicable threats meant to intimidate or coerce him. The majority finds that an individual police officer does not constitute a level of government under the statute. I disagree. This was not a citizen’s arrest, nor was Sergeant A. at any time acting in anything other than an official capacity. Indeed, it is undisputed that the arrest of the petitioner by Sergeant A. was a valid exercise of the police power of the state through its executive function. To whom or what would the majority believe a valid terroristic threat in such a setting should instead be made? The governor? The police department? The executive branch can only function by and through its employees acting in their official capacities. It is simply absurd therefore to contend that Sergeant A. was anything but a personification of the executive level of government at all times during his interaction with petitioner.
That petitioner’s threats were to specific family members of Sergeant A. rather than to the general public is likewise of little consequence. What more impact could petitioner have made in attempting to intimidate or coerce Sergeant A. than making threats deeply personal to Sergeant A? In personalizing the violence which he intended to visit upon Sergeant A.’s loved ones, petitioner clearly sought to maximize the terror felt by Sergeant A. and thereby maximize his intimidation of him in the execution of his official duties.
Finally, while I recognize that reasonable persons can disagree on the construction of W. Va.Code § 61-6-24,1 find that the majority opinion’s hostility toward Sergeant A. for reporting the petitioner’s threat is nothing short of bizarre. The facts show that Sergeant A. did his duty. He arrested the petitioner for domestic violence and reported the petitioner’s threat to the prosecutor. Nevertheless, the majority refers to Sergeant A. as “overly-zealous” and intimates that a seasoned officer like Sergeant A. should not be so thin skinned in giving credence to “empty” threats. Why should Sergeant A. consider the threat empty when he was arresting the petitioner for domestic vio
So, at the end of the day, where are we with petitioner’s threat to viciously attack Sergeant A’s loved ones simply because Sergeant A did the job we ask of him? The petitioner is left to laugh. He pulled off a good one and got away with it. Sergeant A is left to worry and perhaps hug his family a bit tighter. And us? We’re left by the majority to believe that this is what the legislature intended. Petitioner’s threats should have consequences and I believe the legislature thought so too. I therefore dissent.
Reference
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- STATE of West Virginia, Plaintiff Below, Respondent v. James Scott YOCUM, Defendant Below, Petitioner
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