State of West Virginia v. Adam Derek Bowers

STATE OF WEST VIRGINIA SUPREME COURT OF APPEALS

State of West Virginia,

FILED Plaintiff Below, Respondent

March 2, 2017 released at 3:00 p.m.

vs) No. 15-1017 (Harrison County 14-F-5-2) RORY L. PERRY, II CLERK

SUPREME COURT OF APPEALS

OF WEST VIRGINIA Adam Derek Bowers Defendant Below, Petitioner

MEMORANDUM DECISION

Petitioner Adam Derek Bowers, by counsel Christopher M. Wilson and David B. DeMoss, appeals the September 22, 2014, order entered by the Circuit Court of Harrison County, West Virginia, sentencing petitioner upon his conviction of two counts of first degree sexual assault, one count of burglary and one count of first degree robbery. Petitioner was sentenced to a term of imprisonment of not less than fifteen nor more than thirty-five years for each of the first degree sexual assaults, to be served consecutively; to a term of imprisonment of not less than one nor more than fifteen years for burglary, to run concurrently; and to a term of imprisonment of forty years for first degree robbery, to run consecutive to the other counts. Respondent State of West Virginia (hereinafter “the State”), by counsel James Armstrong, filed a response and petitioner filed a reply. Petitioner assigns two errors on appeal. The first issue1 is whether the circuit court erred in precluding petitioner from admitting or referencing the guilty plea entered by, particular conduct of, and court proceedings relating to Joseph Buffey (also referred to as “the Buffey materials”).2 The second assigned error is whether the circuit court erred in denying petitioner’s motion for judgment of acquittal or, alternatively, motion for a new trial.

Having thoroughly reviewed the appendix record, the parties’ briefs and oral arguments, the applicable law and all other matters before the Court, the Court finds no substantial question of law and no prejudicial error. For these reasons, a memorandum decision affirming the circuit court’s order is appropriate under Rule 21 of the West Virginia Rules of Appellate Procedure.

On November 30, 2001, Mrs. L.,3 who was eighty-three years old at the time,4 was sexually assaulted, both vaginally and orally, at knifepoint, during a burglary and robbery that occurred in her home in Clarksburg, West Virginia. Mrs. L. lived alone and in the early morning hours on that day, she was awakened by her assailant in her bedroom, which was located on the second floor of her home.5 The victim’s son, Joseph L., who was a lieutenant with the Clarksburg Police Department at the time the crimes were committed against his mother, testified at trial. Joseph L. stated that his mother told him that “they shined a flashlight” in her eyes and that they were behind her.6 Joseph L. also testified that his mother was instructed not to ever turn around. They first took his mother downstairs, wanting to know how much money she had. She gave them the nine dollars in cash that she had in purse. They then took her back upstairs to her bedroom, where they sexually assaulted her. Then, “they tied” her up with belts before leaving her home.

The victim was taken to United Hospital Center for medical treatment and to have a sexual assault examination. Dori Josimovich, a SANE nurse, treated Mrs. L. The SANE nurse testified that the victim told her that her attacker was white and said he entered her home through the side door.7 Mr. L.’s son also testified that he had found the side door ajar. Mrs. L. further told the SANE nurse that the attacker had robbed her first and then sexually assaulted her. A sexual assault kit was utilized and swabs from the victim’s vagina were taken for analysis, as well as the panty liner the victim had been wearing. The victim was diagnosed with “[a]nterior fourchette reddened with second degree tear between the anus and the vaginal opening.” Three sutures were needed to repair the second degree tear. According to the information provided to the SANE nurse, there was only one assailant and her assailant did not use a condom.

During the investigation of the crime, the police also collected as evidence a tissue that the victim had used to clean herself following the attack and the bedding from the victim’s bedroom where the sexual assault occurred. Further, the belts that bound Mrs. L. were also collected as evidence.

Approximately ten years after the crimes were perpetrated against Mrs. L., during the pendency of the habeas corpus proceeding involving Mr. Buffey,8 forensic testing was performed on the victim’s bedding that had been collected as evidence at the time of the crime, the vaginal swabs collected during the examination of the victim and the tissue collected from the crime scene. Allen Keahl, a forensic scientist with Forensic Analytical Sciences, testified that the presence of semen was found on both the vaginal swabs and a cutting from the fitted sheet that was taken from Mrs. L.’s bed. Mr. Keahl stated that “the majority9 of semen that is detected” by the data “comes back to a single male.” (Footnote added). The DNA profile was then entered into the national Combined DNA Index System (“CODIS”). This profile matched a convicted felon in prison in this State, who was identified as petitioner.

Based upon the match found using CODIS, Lieutenant Jason Snider of the Clarksburg Police Department obtained a search warrant in order to get a sample of petitioner’s DNA by using an oral swab. At that time, petitioner was incarcerated in the Northern Regional Jail and Correctional Center serving time on unrelated crimes including breaking and entering and unlawful assault. As a result of the DNA obtained from petitioner, he was identified as the perpetrator of the crimes against Mrs. L. According to Mr. Keahl, the genic profile, which was developed and identified as matching petitioner’s DNA profile, was determined to occur in approximately one out of forty billion people. Mr. Keahl further testified that in his opinion “to a reasonable degree of scientific certainty” the DNA profile that was generated “from the partial vaginal swabs one, two, three, and four and the fitted sheet cutting H and area A is that of the Defendant, Mr. Bowers[.]”

Petitioner testified on his own behalf at his trial. At the time of the crime, petitioner was sixteen years old. He stated that he knew where the victim lived as he had delivered papers to her home, which was in his neighborhood. Petitioner, however, denied any involvement in the crimes charged.

At the close of all the evidence, the jury convicted petitioner on the crimes charged. First, we address petitioner’s argument that the circuit court erred in precluding him from admitting or referencing the guilty plea entered by, particular conduct of, and court proceedings relating to Joseph Buffey.10 As this assignment of error is based upon the exclusion of evidence, we invoke the following standard of review: “‘Rulings on the admissibility of evidence are largely within a trial court’s sound discretion and should not be disturbed unless there has been an abuse of discretion.’ State v. Louk, [171] W. Va. [639, 643,] 301 S.E.2d 596, 599, (1983).” Syl. pt. 2, State v. Peyatt, 173 W. Va. 317, 315 S.E.2d 574 (1983); accord State v. Guthrie, 205 W. Va. 326, 332, 518 S.E.2d 83, 89 (1999).

Prior to trial, the State filed a motion to preclude reference and admission of the Buffey materials. Petitioner opposed the motion, arguing that

[t]here is no question that the Buffey materials provide a direct link to the identification of Mr. Buffey as the perpetrator in the crime committed against the victim in the matter. Along with introduction of the fact that the investigation totally and completely shifted from a single perpetrator theory to a multiple perpetrator theory – even where that is inconsistent with the evidence at hand – the Defendant should be permitted the opportunity to offer evidence to show that another person committed the crime for which he is now accused. In order to do so, the Defendant must be permitted the opportunity to reference, introduce or otherwise utilize the guilty pleas previously entered by Joseph Buffey. . . .

The circuit court conducted a hearing on the motion on October 31, 2014. By order entered May 5, 2015, the circuit court granted the State’s motion and prohibited petitioner from “making any reference to, introduction or use of any admissions of Joseph A. Buffey and/or Joseph A. Buffey’s particular conduct and court proceedings at the trial of Defendant, Adam D. Bowers, in this particular criminal matter.” The circuit court determined that the Buffey materials lacked “sufficient relevancy” and probative value in regards to petitioner’s case. The circuit court was also concerned with confusion of issues and unnecessarily misleading the jury. As the circuit court found:

Such evidence is deemed to not establish any alternative perpetrator theory in keeping with applicable case law authority asserted as being supportive of Mr. Bowers[’s] arguments and position in this instant matter. It would only provide Mr. Bowers a means for collaterally attacking the State’s initial single perpetrator theory which became a two perpetrator theory as a result of Mr. Buffey’s Habeas proceedings and related DNA testing upon which a CODIS data base search was conducted that has purportedly identified Mr. Bowers.

The circuit court further found that “[t]he ‘Buffey materials’. . . in this Court’s estimation, do not provide a direct link to the identification of Mr. Buffey as the perpetrator (and not Mr. Bowers) in the crime committed against the victim in this matter.” Finally, the circuit court further determined that “Mr Buffey’s guilty pleas, admissions or particular conduct are not deemed by this Court to be evidence which demonstrates his guilt as being inconsistent with that of Mr. Bowers and, as such, they do not unilaterally constitute an alternative perpetrator defense.”

Petitioner argues11 that in a case where the victim identified a single perpetrator and an individual other than petitioner pleaded guilty to the crimes charged, evidence regarding the investigation and conviction of the other individual is crucial to petitioner’s ability to present a complete defense. Thus, petitioner argues that the Buffey materials were admissible as they were relevant and not too prejudicial. See W. Va. R. Evid. 401, 402 and 403.

Conversely, the State argues that the DNA evidence proving petitioner’s involvement in the crimes perpetrated in this case was “definitive and unassailable.” Thus, the State contends that based upon the evidence at trial, “the probability that another male left this genetic material is so incredibly infinitesimal that it is almost incalculable.” Consequently, the State, relying upon this Court’s decision in State v. Frasher, 164 W. Va. 572, 265 S.E.2d 43 (1980), overruled on other grounds as stated in State v. Guthrie, 194 W. Va. 657, 461 S.E.2d 163 (1995), argues that the circuit court correctly precluded the admissibility of the Buffey materials. In Frasher, the defendant was convicted of embezzlement. During his trial, the circuit court prevented the defendant from questioning a witness for the State concerning another employee’s involvement in other embezzlement-type actions. This Court held in syllabus point five of Frasher that “[f]or evidence of the guilt of someone other than the accused to be admissible, it must tend to demonstrate that the guilt of the other party is inconsistent with that of the defendant.” Id. at 573, 265 S.E.2d at 45. The Court, in Frasher, determined that the admission about the other employee was not inconsistent with the defendant’s guilt regarding the charges against the defendant as the other employee’s guilt concerned a different transaction than the one with which the defendant was charged. Id. at 587, 265 S.E.2d at 52. As the State posits, petitioner cannot demonstrate that Mr. Buffey’s guilt is inconsistent with the petitioner’s guilt. See Frasher, 164 W. Va. at 573, 265 S.E.2d at 45, Syl. Pt. 5. Rather, according to the State, all that the Buffey materials could possibly establish is that there was complicity between petitioner and Mr. Buffey in committing the crimes, not that Mr. Buffey was the sole perpetrator to the exclusion of petitioner. We agree with the State’s position.

Our review of the evidence leads us to the conclusion that there is no merit to petitioner’s argument. Petitioner’s fixation with the single perpetrator theory used in the Buffey case and that the single perpetrator theory somehow controls the determination of whether the Buffey materials were admissible in the instant case is legally not supportable. The circuit court engaged in a thorough examination of the admissibility of the Buffey materials in reaching its determination that those materials were not relevant to whether petitioner was guilty. Further, petitioner completely ignores the DNA evidence against him, going so far in his reply brief to argue that “[t]he forensic testing is not an issue in the instant appeal.” Under Frasher, however, because the DNA evidence against petitioner inextricably links him to the crimes charged, the Buffey materials are not inconsistent with petitioner’s guilt. Consequently, the circuit court did not abuse its discretion in its determination of the admissibility of the evidence at issue.

Petitioner next argues that the circuit court erred in denying his motion for judgment of acquittal or, alternatively, motion for a new trial. Petitioner maintains that the State failed to present sufficient evidence of the crimes charged. Specifically, petitioner contends the State did not establish any link between petitioner and the weapon that the victim alleged was used during the sexual assault and robbery sufficient to support his convictions under Counts I, II and IV in the indictment.12 Further, petitioner contends that the State failed to introduce any evidence that the victim’s home was broken into and entered by anyone, which was a necessary element for his burglary conviction.13

As this Court has previously held syllabus points one and three of Guthrie:

The function of an appellate court when reviewing the sufficiency of the evidence to support a criminal conviction is to examine the evidence admitted at trial to determine whether such evidence, if believed, is sufficient to convince a reasonable person of the defendant’s guilt beyond a reasonable doubt. Thus, the relevant inquiry is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proved beyond a reasonable doubt.

A criminal defendant challenging the sufficiency of the evidence to support a conviction takes on a heavy burden. An appellate court must review all the evidence, whether direct or circumstantial, in the light most favorable to the prosecution and must credit all inferences and credibility assessments that the jury might have drawn in favor of the prosecution. The evidence need not be inconsistent with every conclusion save that of guilt so long as the jury can find guilt beyond a reasonable doubt.

Credibility determinations are for a jury and not an appellate court. Finally, a jury verdict should be set aside only when the record contains no evidence, regardless of how it is weighed, from which the jury could find guilt beyond a reasonable doubt.

194 W Va. at 663, 461 S.E.2d at 169.

Evidence presented during petitioner’s trial shows that the victim told her son and others that a knife was used during the commission of the crimes. According to the State, the victim described a knife being used during the perpetration of the sexual assaults and the robbery. The State also presented DNA evidence that linked petitioner to the crimes charged, as the DNA evidence came from vaginal swabs taken from the victim as well as bedding removed from the victim’s bedroom where the sexual assaults occurred.

Moreover, regarding the burglary conviction, the evidence offered by the State during trial established that while the victim was asleep her attacker or attackers broke into and entered her home in order to commit robbery and to sexually assault her. There was no evidence that the victim invited her attacker(s) into her home. Rather, Mrs. L. told the SANE nurse that her attacker said he had entered her home through the side door. Finally, the victim’s son testified that the victim’s side door to her home was ajar. Based upon all the above, sufficient evidence was presented from which the jury could find that petitioner was guilty of the crimes charged in the indictment beyond a reasonable doubt.

For the foregoing reasons, we affirm.

Affirmed. ISSUED: March 2, 2017 CONCURRED IN BY:

Chief Justice Allen H. Loughry II Justice Robin Jean Davis Justice Margaret L. Workman Justice Menis E. Ketchum Justice Elizabeth D. Walker