Kevin McCourt v. Miguel Angel Delgado
Kevin McCourt v. Miguel Angel Delgado
Opinion of the Court
In these consolidated appeals, the petitioners (defendants below), David Ballard, Warden at Mount Olive Correctional Center ("MOCC"),
I. Facts and Procedural Background
Shortly before midnight on May 23, 2015, Nurse Joyce Coleman, accompanied by Officers McCourt and Brandon Mooney,
Inmate Delgado alleges that after Nurse Coleman and the officers left his cell door, he lay down on his bed, put on his headphones, and listened to music. He states that approximately ten minutes later, Officers McCourt, Mooney, and Maddox returned to his cell door to re-engage with him. He contends that Officer Mooney told him that he was "tired of my smart mouth and my attitude with the nurses," that they were "fed up with it," and that I was "going to get a write-up." Inmate Delgado responded, "[w]rite it up, write it up," after which Officer Mooney said, "you got a smart mouth. I'm going to spray you[,]" referring to Oleoresin Capsicum pepper spray ("OC").
Upon being sprayed with OC, Inmate Delgado states that he immediately began to suffer from burning eyes and skin and restricted airways causing him to feel as if he could not breathe. After deploying the OC spray, the officers closed the slot in the cell door and departed. Inmate Delgado used the sink in his cell to splash water on his face and hands in an attempt to lessen the burning effects of the OC spray but, within minutes, the officers shut off the water to his cell. Inmate Delgado states that when he asked why his water had been shut off, Officer Allen told him they had done it "so you won't decontaminate yourself." Approximately ten minutes later, Officers McCourt, Allen, and Mattox returned to Inmate Delgado's cell to take him to the recreation yard for decontamination. Inmate Delgado testified that his hands were cuffed behind his back in a twisting fashion that caused him so much pain in his shoulder that he fell to his knees while the officers simultaneously disregarded his protestations that they were hurting him. Other than an inmate yelling to ask why his water had been shut off,
Once they arrived in the recreation yard, Inmate Delgado states that Officer Allen turned on the water in a large sink. When he asked how the decontamination would proceed when he could not remove his clothing that was soaked with OC spray as he was handcuffed, he contends that Officer Allen accused him of refusing decontamination. Another officer told Inmate Delgado to go ahead and remove his clothing, but refused to remove his handcuffs, at which point the officers again accused him of refusing decontamination. Thereafter, Inmate Delgado was taken to see Nurse Coleman for a medical evaluation.
Inmate Delgado states that he was seated at a table in a multipurpose room with Officers Mattox and Allen on either side of him when Nurse Coleman approached him, asking him what was wrong. He told her about his shoulder pain caused by the officers twisting his arm and wrist at an awkward angle before cuffing him and that his buttocks and back were on fire because of the pepper spray. Inmate Delgado alleges that Nurse Coleman neither touched nor examined him but, instead, walked to the other side of the table, sat down, and began reading a book.
Offering a different account of these events, Officers McCourt and Mooney filed incident reports in which they stated that Inmate Delgado became verbally combative with Nurse Coleman, telling her to "go kill yourself," but also threatening, "im [sic] going to kill you bitch," the latter of which Inmate Delgado denies. These officers also reported that Inmate Delgado told them "fuck you CO"
The petitioner officers further allege that approximately ten minutes after the OC spray was deployed, Inmate Delgado was placed in mechanical wrist restraints and removed from his cell at which point leg restraints were also applied. He was escorted by Officers Mattox and Mooney to the recreation yard for decontamination where they contend he refused decontamination. Next, Inmate Delgado was taken for medical assessment by Nurse Coleman. Officer Mattox stated in his Incident Report that "[d]uring the medical assessment, there were no injuries to be noted for Inmate Delgado[.]" Officer Allen stated in a memorandum that Inmate Delgado was "medically assessed by LPN Joyce Coleman." Similarly, a confidential Use of Force Committee Report to Warden Ballard states that Inmate Delgado "was medically assessed by LPN Coleman and medically cleared to return to his cell." Inconsistent with these reports, Nurse Coleman, the individual who was to have performed this medical assessment, stated in her Incident Report that Inmate Delgado refused medical assessment.
Following Inmate Delgado's exhaustion of his administrative remedies concerning this incident, he filed the instant action against the petitioners seeking monetary damages, as well as injunctive relief.
See
In addition, Inmate Delgado asserted a claim of supervisory liability against Warden Ballard.
understanding from what the officers say, the paperwork I've seen, say we were under Martial Law and that we could be sprayed for any reason or for no reason at all. And that there was a memo that I read that the staff working in Quilliams did not need to temper their efforts of a forceful response meaning that we were-we could be victimized by the officers at any time. That there was nothing we could do about it.
Inmate Delgado further testified that he and many other inmates in the segregation units were regularly subjected to the use of OC spray for minor infractions, such as yelling through the doors of their locked isolation cells. He maintains that the subject incident exemplifies how correctional officers implemented this policy of martial law "and/or the suspension of the requirement that officers should make 'efforts to temper' the use of force against inmates on the isolation units."
In further support of his supervisory liability claim, Inmate Delgado alleged in his complaint, inter alia, that Warden Ballard's directive not to give efforts to temper "was in direct violation of clearly established law";
The petitioners filed motions for summary judgment in which they asserted entitlement to qualified immunity from Inmate Delgado's claims. Inmate Delgado filed responses in opposition to the motions. During the final pretrial conference, the circuit court fully entertained counsels' arguments on these dispositive motions. The hearing transcript reveals that the circuit court asked counsel several questions during the course of the hearing concerning the parties' conflicting factual accounts. The circuit court also confirmed its understanding of the petitioner officers' arguments, asking: "[Y]ou're arguing that your clients are entitled to qualified immunity, that these were discretionary actions, and that they did this in good faith, and that there's no violation of clearly established laws as it relates to any actions that they took?" The correctional officers' counsel responded in the affirmative. After hearing the arguments of counsel, the circuit court stated:
[U]nder the circumstances, I do believe that there are genuine issues of material fact as to whether or not there was excessive force.
• • • •
I think there are issues ... when you look at the Whitley19 factors to the need for the application of the force, the relationship between that need and the amount of force used, and, frankly, the threat reasonably perceived by the officials.
• • • •
And I just think it's appropriate to let those issues go before the jury, and I do believe that the remaining tort claims flow from that. I think that they're factual issues, so they'll go to the jury[.]
(Footnote added). The circuit court also concluded during the hearing that there were disputed facts related to the supervisory liability claim against Warden Ballard, observing that if evidence was not elicited as Inmate Delgado's counsel anticipates, the court would "do the appropriate thing at the directed verdict stage."
The circuit court directed Inmate Delgado's counsel to prepare an order denying the summary judgment motions. Counsel did so, submitting a proposed order to which the petitioners objected.
II. Standard of Review
We are asked to determine whether the circuit court erred in denying summary judgment to the petitioners based on their assertion of qualified immunity. While the denial of summary judgment is generally not subject to appellate review, we have carved out an exception, holding that "[a] circuit court's denial of summary judgment that is predicated on qualified immunity is an interlocutory ruling which is subject to immediate appeal under the 'collateral order' doctrine." Syl. Pt. 2,
Robinson v. Pack
,
III. Discussion
In addition to challenging the denial of their dispositive motions based on qualified immunity, the petitioners also challenge the circuit court's order denying summary judgment as being deficient and unsupported by the record. We consider each of these issues, in turn, below.
A. Qualified Immunity
Inmate Delgado asserts, and the petitioners do not dispute, that federal law controls our analysis because the claims to which qualified immunity are being asserted arise under federal law. Our case law makes clear this Court's "approach to matters concerning immunity historically has followed federal law due in large part to the need for a uniform standard when, as in the case before us, public officers are sued in state court for violations of federal civil rights pursuant to
[a]nother reason for utilizing the federal law is the holding in Howlett v. Rose ,496 U.S. 356 ,110 S.Ct. 2430 ,110 L.Ed.2d 332 (1990), that in Section 1983 litigation a state may not create an immunity for state officials that is greater than the federal immunity. The Court in Howlett pointed out that Section 1983 suits could be brought in state courts and that under the Supremacy Clause, federal substantive law must be applied in such actions.
Chase Sec., Inc.
,
In
Harlow v. Fitzgerald
,
i. Eighth Amendment Excessive Force Claims Against the Petitioner Correctional Officers
The petitioner officers assert entitlement to qualified immunity concerning Inmate Delgado's excessive force claims. In this regard,
[t]he ultimate determination of whether qualified or statutory immunity bars a civil action is one of law for the court to determine. Therefore, unless there is a bona fide dispute as to the foundational or historical facts that underlie the immunity determination, the ultimate questions of statutory or qualified immunity are ripe for summary disposition.
Hutchison
,
Conversely, Inmate Delgado argues in support of the circuit court's determination that genuine issues of material fact exist concerning his claim of excessive force where the officers' version of events is directly contradicted by him and where he offered evidence of prison policies and directives that may have contributed to the alleged use of excessive force. Rather than a discretionary measure employed when he allegedly failed to conform to the petitioner officers' verbal commands, Inmate Delgado denies being given any specific directives by the officers. Instead, he contends that he was sprayed solely in retaliation for his admittedly rude comments to Nurse Coleman and with a malicious intent to cause him pain, which violates his Eighth Amendment rights. He reports that Officer Mooney told him that he was "tired of his smart mouth and attitude with the nurses" and that "they were fed up with it" immediately prior to the OC being sprayed into his locked cell. He further claims the officers intentionally failed to properly decontaminate him for approximately one hour thereafter.
Under a qualified immunity analysis, we must determine whether the petitioner officers' alleged conduct violated a clearly established constitutional right.
Harlow
,
In this regard, the Fourth Circuit "held over a decade ago that '[i]t is generally recognized that it is a violation of the Eighth Amendment for prison officials to use mace, tear gas or other chemical agents in quantities greater than necessary
or for the sole purpose of infliction of pain
.' "
Iko v. Shreve
,
In determining whether the petitioner officers' deployment of OC spray against Inmate Delgado constituted excessive force, we
must examine the claim under subjective (state of mind) and objective (seriousness of injury or deprivation) components.
In Whitley , the United States Supreme Court discussed the factors to be considered in conducting this core judicial inquiry in the recognition of the deference afforded to prison administrators in the adoption of policies and practices that they determined to be necessary to maintain discipline and institutional security. To that end, the Supreme Court set forth factors to consider in excessive force claims, which were later summarized in Iko , as follows:
The Supreme Court has set forth four non-exclusive factors to assist courts in assessing whether an officer has acted with "wantonness": (1) "the need for the application of force"; (2) "the relationship between the need and the amount of force that was used"; (3) the extent of any reasonably perceived threat that the application of force was intended to quell; and (4) "any efforts made to temper the severity of a forceful response." Whitley ,475 U.S. at 321 ,106 S.Ct. 1078 (internal quotations omitted) (applying these factors in a prison riot case)[.]
Iko
,
While it is clear from the authorities discussed herein that the use of chemical agents can constitute excessive force, the petitioner officers argue that under the four Whitley factors recounted above, their use of OC spray in this instance did not constitute excessive force. They assert that the need for the use of force, the first Whitley factor, occurred when Inmate Delgado ignored their clear verbal commands to stop creating a disturbance. Regarding the second Whitley factor, they argue that the amount of force used was appropriate to the need, as it was a low level of force employed to restore order to the Unit. They maintain that the third Whitley factor was likewise met because Inmate Delgado's yelling and cursing, even from within his locked isolation cell, was spreading throughout the Unit, which can escalate to the kicking of cell doors and can threaten prison security. They contend the fourth Whitley factor is equally met where they first endeavored to gain Inmate Delgado's compliance with verbal commands.
Conversely, Inmate Delgado argues that the officers' conduct fails on all four
Whitley
factors. He insists there was no need for any use of force because he was not posing a threat to anyone nor was there any threat to prison security. He states that he was alone in his locked isolation cell, lying on his bed wearing his headphones and listening to music when the officers returned to his cell door to re-engage with him. He maintains the entire Unit was quiet at that time, other than the disturbance being created by the officers, and that he did not ignore clear verbal commands because none were given.
Cf.
Tedder v. Johnson
,
Turning to the objective component of an excessive force claim, which looks to the deprivation suffered or injury inflicted, the
Iko
court explained that "[a]n injury is sufficiently serious for purposes of the objective component of an Eighth Amendment excessive force claim as long as it rises above the level of de minimis harm.
Hudson
,
While the petitioners do not challenge the physical reactions caused by the deployment of OC spray, they argue that Inmate Delgado's injuries were insufficient to rise to the level of an Eighth Amendment violation under the objective component of the excessive force analysis. Certainly, not "every malevolent touch by a prison guard gives rise to a federal cause of action.
See
Johnson v. Glick
, 481 F.2d at 1033 ('Not every push or shove, even if it may later seem unnecessary in the peace of a judge's chambers, violates a prisoner's constitutional rights')."
Hudson
,
[w]hen prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated. See Whitley , supra , at 327 [106 S.Ct. 1078 ]. This is true whether or not significant injury is evident. Otherwise, the Eighth Amendment would permit any physical punishment, no matter how diabolic or inhuman, inflicting less than some arbitrary quantity of injury. Such a result would have been as unacceptable to the drafters of the Eighth Amendment as it is today.
Hudson
,
While we express no view on the merits of Inmate Delgado's claims and understand that a purpose of qualified immunity is to eliminate the burden of defending against a meritless claim,
Under the objective component, there are genuine issues of material fact concerning the seriousness of Inmate Delgado's injuries. Regarding the subjective component, there are genuine issues of material fact regarding whether the petitioner officers' use of force was necessary and whether the amount of force used was necessary to the need (the first and second
Whitley
factors); whether Inmate Delgado was presenting any reasonably perceived threat at the time the OC spray was used against him (the third
Whitley
factor); and whether any efforts were made to temper the severity of their forceful response (the fourth
Whitley
factor).
See
Whitley
,
We find compelling support for our conclusion in the similar excessive force claims brought in federal court by other inmates housed in the segregation units at MOCC in which dispositive motions based on qualified immunity were denied. For example, in
Smith v. Hypes
, No. 2:14-cv-17001,
As we have long held, "[t]he circuit court's function at the summary judgment stage is not to weigh the evidence and determine the truth of the matter, but is to determine whether there is a genuine issue for trial."
Painter
,
ii. Eighth Amendment Deliberate Indifference Claim Against the Petitioner Correctional Officers
Inmate Delgado also asserts that the petitioner officers were deliberately indifferent to his serious medical needs. As the Fourth Circuit has explained, in order
[t]o prevail on an Eighth Amendment claim of inadequate medical care, an inmate must allege acts or omissions sufficiently harmful to constitute deliberate indifference to a serious medical need. Estelle v. Gamble ,429 U.S. 97 , 106,97 S.Ct. 285 ,50 L.Ed.2d 251 (1976). First, he must objectively show that the deprivation suffered or injury inflicted was "sufficiently serious." Farmer v. Brennan ,511 U.S. 825 , 834,114 S.Ct. 1970 ,128 L.Ed.2d 811 (1994). A sufficiently serious medical need is one that requires medical treatment. Brice v. Virginia Beach Corr. Cntr. ,58 F.3d 101 , 104 (4th Cir. 1995). Then, the inmate must show that the defendant acted with deliberate indifference to his serious medical need. Farmer ,511 U.S. at 834 ,114 S.Ct. 1970 .
Germain v. Metheny
,
In the context of establishing a deliberate indifference claim under the Eighth Amendment, a "sufficiently serious medical need is one that requires medical treatment."
Germain
,
Regarding whether Inmate Delgado's injuries, as recounted above, were "sufficiently serious" under the objective component of an excessive force claim, the physical reactions he suffered due to being sprayed with OC have been found to meet the objective component of an excessive force claim.
See, e.g.
,
Tedder,
Turning to the subjective component of a deliberate indifference claim, the officer must have actual knowledge of the risk of harm to the inmate, and he must also have recognized that his actions were insufficient to mitigate the risk of harm to the inmate arising from his medical needs.
Iko
,
Here, the petitioner officers assert that any alleged errors in the decontamination process that occurred following their deployment of OC spray against Inmate Delgado were the result of their discretionary decisions. They further assert that the initial delay in removing Inmate Delgado from his cell for purposes of decontamination was attributable to their need to obtain a video camera to record the cell extraction. Arguing further, they contend that their discretionary refusal to remove Inmate Delgado's mechanical wrist restraints, as he had requested, was to ensure safety and security on the recreation yard where the decontamination process was to occur. They maintain there is no evidence that they knowingly disregarded an excessive risk to inmate health or safety, adding there was some self-decontamination when Inmate Delgado splashed water on his hands and face in his cell prior to what they refer to as his "water supply being exhausted."
As recounted above, Inmate Delgado offers a significantly different version of events. He maintains the officers shut off the water to his cell for the expressly stated purpose of preventing him from self-decontaminating, which caused him to continue to suffer the effects of the OC spray. Then, the officers waited for a period of time before taking him to the recreation yard for the purpose of beginning the decontamination process and where they refused to remove his handcuffs, effectively preventing any preliminary decontamination. Thereafter, he was taken to a multiple purpose room where he should have been medically assessed, but Nurse Coleman read a book instead. Through all of this, he remained in clothing soaked with OC spray, again causing him to continue to suffer pain. In total, Inmate Delgado asserts that approximately one hour elapsed before he was allowed to shower and finally remove the OC spray from his body.
Again, we express no view on the merits of Inmate Delgado's deliberate indifference claim. However, in drawing "any permissible inference from the underlying facts in the light most favorable to the party opposing the motion[,]"
Painter
,
iii. Supervisory Liability Claim Against Warden Ballard
Warden Ballard asserts that he should be immune from Inmate Delgado's supervisory liability claim. He argues that his administrative policy-making functions are grounded in his adherence to certain policies in the treatment of inmates at MOCC. Although denying he had declared "martial law" in the segregation units at MOCC, Warden Ballard contends that any directive that "efforts to temper" were not required in the segregation units would not violate any statute or constitutional rights through which entitlement to qualified immunity would be foreclosed. Lastly, Warden Ballard maintains that he cannot be liable under any theory of supervisory liability.
We begin by observing that supervisory liability is not premised upon respondeat superior but upon "a recognition that supervisory indifference or tacit authorization of subordinates' misconduct may be a causative factor in the constitutional injuries they inflict on those committed to their care."
Slakan v. Porter
,
(1) that the supervisor had actual or constructive knowledge that his subordinate was engaged in conduct that posed "a pervasive and unreasonable risk" of constitutional injury to citizens like the plaintiff; (2) that the supervisor's response to that knowledge was so inadequate as to show "deliberate indifference to or tacit authorization of the alleged offensive practices,"; and (3) that there was an "affirmative causal link" between the supervisor's inaction and the particular constitutional injury suffered by the plaintiff.
Shaw
,
Turning to the first
Shaw
factor, a plaintiff must show "(1) the supervisor's knowledge of (2) conduct engaged in by a subordinate (3) where the conduct poses a pervasive and unreasonable risk of constitutional injury to the plaintiff."
At the time of the subject incident, the law was clearly established that the use of pepper spray on a inmate who is passive or attempting some compliance can constitute excessive force.
See
Iko,
Regarding Warden Ballard's response to his awareness of the use of OC spray on inmates in the segregation units and whether there is a link between his actions and the alleged constitutional injury,
Shaw
,
Based on the evidence summarized above, a reasonable jury could conclude that Warden Ballard had actual, subjective awareness of a pervasive and unreasonable risk posed by his correctional officers who were allegedly engaging in unnecessary and untempered force against inmates housed in the segregation units as a result of prison policies and directives, which is the first
Shaw
factor. This same evidence could also lead a jury to find that the second and third
Shaw
factors were also met: that Warden Ballard's response to the knowledge of the risk being posed was so inadequate as to show " 'deliberate indifference to or tacit authorization of the alleged offensive practices,'" particularly when he confirmed during his deposition testimony that a correctional officer cannot be reprimanded for not using "confrontational avoidance measures" with inmates housed in a segregation unit; and "that there was an 'affirmative causal link' between [Warden Ballard's] inaction and the particular constitutional injury suffered by the plaintiff."
Shaw
,
there are material issues of fact as to whether Defendant Ballard authorized the use of "martial law." Construing the evidence in a light most favor[able] to Plaintiff, the undersigned finds evidence exists indicating that Defendant Ballard was aware of an unreasonable risk of harm or misconduct by Defendants and failed to take corrective action.
See
Douty
,
Given the genuine issues of material fact in this matter, we cannot determine whether Warden Ballard is entitled to summary judgment based on qualified immunity. As with the claims against the petitioner officers, it will be for a jury to determine the factual disputes entangled with the supervisory liability claim asserted against Warden Ballard.
B. Sufficiency of Order Denying Summary Judgment
The petitioners assert that the circuit court erred by entering a summary judgment order, which was prepared by Inmate Delgado's counsel
Labeling petitioners' arguments as "perplexing," Inmate Delgado asserts the circuit court's seventeen-page order contains a lengthy recital of the evidence in the light most favorable to him, the nonmoving party, as well as the legal standard for qualified immunity and summary judgment before concluding there are genuine issues of material fact precluding the granting summary judgment at this stage. He further asserts that the petitioners complain only generally about the circuit court's factual findings without identifying any specific facts that they contend are not in the record.
We have previously addressed the sufficiency of circuit court orders in this context, holding that
[a] circuit court's order denying summary judgment on qualified immunity grounds on the basis of disputed issues of material fact must contain sufficient detail to permit meaningful appellate review. In particular, the court must identify those material facts which are disputed by competent evidence and must provide a description of the competing evidence or inferences therefrom giving rise to the dispute which preclude summary disposition.
Payne , 231 W.Va. at 566, 746 S.E.2d at 556-57, syl. pt. 4. We find the circuit court's order meets the Payne standard.
Further, and notwithstanding the petitioners' arguments to the contrary, trial courts are not required to make their findings during a hearing.
[i]t is a paramount principle of jurisprudence that a court speaks only through its orders. See State v. White ,188 W.Va. 534 , 536 n.2,425 S.E.2d 210 , 212 n.2 (1992) ("[H]aving held that a court speaks through its orders, we are left to decide this case within the parameters of the circuit court's order." (citations omitted)); State ex rel. Erlewine v. Thompson ,156 W.Va. 714 , 718,207 S.E.2d 105 , 107 (1973) ("A court of record speaks only through its orders[.]" (citations omitted)).
Legg
,
Having reviewed the transcript of the hearing on the summary judgment motions, we find that the circuit court allowed the parties to fully address their varying positions on the facts and the law. In addition to the circuit court's thorough order, it is equally clear that the court was fully prepared for the hearing and had reviewed all relevant materials and applicable law. Indeed, we are left with the firm conviction that the circuit court understood the legal issues being raised, the parties conflicting factual allegations, and their respective positions on the issue of qualified immunity,
Further criticizing the circuit court's order, the petitioners assert that the order may only contain statements made during the motions hearing or can only be based on exhibits attached to Inmate Delgado's responses in opposition to their motions for summary judgment. We find no merit in this argument. In fact, when ruling " '[o]n a motion for summary judgment
all papers of record
and all matters submitted by both parties should be considered by the court.' Syllabus Point 2,
Aetna Cas. & Sur. v. Fed. Ins. Co. of New York
,
Lastly, in reviewing a motion for summary judgment based on a claim of qualified immunity, the factual allegations are to be viewed in the light most favorable to the party opposing the motion. The circuit court did precisely that, explaining on the first page of said order:
The following findings of fact are set forth viewing the record in the light most favorable to the non-moving party, Mr. Delgado, as required for ruling on a motion for summary judgment. See, e.g. , Scott v. Harris,550 U.S. 372 , 377,127 S.Ct. 1769 ,167 L.Ed.2d 686 (2007) ("[C]ourts are required to view the facts and draw reasonable inferences in the light most favorable to the party opposing the judgment motion. In qualified immunity cases, this usually means adopting ... the plaintiff's version of the facts.").
(Emphasis added). Accordingly, we find no error in the circuit court's factual recitation, particularly where the circuit court's order also summarized the petitioners' countervailing facts.
IV. Conclusion
For the reasons stated above, the circuit court's March 9, 2017, order denying summary judgment based on qualified immunity is hereby affirmed.
Affirmed.
JUSTICE JENKINS dissents and reserves the right to file a dissenting opinion.
Effective July 1, 2018, the correctional facility positions formerly designated as "wardens" are now designated "superintendents." See W.Va. Code § 15A-5-3 (2018 Supp.). Mr. Ballard is no longer the superintendent at MOCC, however, he held the title of "warden" at MOCC at all times relevant to the case at bar. Accordingly, we refer to Mr. Ballard herein as "Warden Ballard."
See
U.S. Const. amend. VIII ("Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.").
These factual allegations have been gleaned from the parties' briefs and the appendix record, which includes a partial transcript of Warden Ballard's deposition testimony taken on June 10, 2016, in a federal action brought by an MOCC inmate, as well as a transcript of Inmate Delgado's deposition taken in the instant action.
Officer Mooney is not a party to this action. There is some indication in the appendix record that he died before this action was brought.
The Quilliams II Unit is a solitary confinement unit that houses inmates who have been placed on administrative segregation. The parties sometime refer to the Unit as a "pod."
A "write-up" appears to be a disciplinary report that is filed against an inmate.
In written post-incident reports, the officers state that the spray they used on Inmate Delgado was MK-9 Sabre Red Phantom OC, also referred to as "Mark IX."
Apparently, Inmate Delgado had prior experience upon which to base his evasive efforts as he had been sprayed with OC spray while locked in his solitary confinement cell on five occasions.
Inmate Delgado learned through his administrative grievance concerning this incident that it was Officer McCourt who deployed the OC spray into his cell.
Inmate Delgado explained that his cell in the Unit was connected to three other cells with two on the bottom and two cells above. When the officers shut off the water to his cell, it was shut off to all four cells.
Inmate Delgado did not name Nurse Coleman as a defendant in this action.
Presumably "CO" is used to refer to the correctional officers.
The Incident Report filed by Officer Mooney stated that Inmate Delgado was "continuously yelling and cursing." Officer Mattox stated in his Incident Report that Inmate Delgado was "highly agitated, yelling and cursing at Officers Mooney and McCourt" and that other inmates in the Unit were beginning to yell. Officer McCourt indicated in his Incident Report that Inmate Delgado was "creating a disturbance" and that "other inmates in the [Unit] began to yell."
The appendix record contains a copy of the West Virginia Division of Corrections Policy Directive 312.02 ("DOC Policy Directive 312.02"), which sets forth a Force Continuum. The Intermediate Control Tactics Soft provides that it is "a level of control used for any level of resistance by an inmate when lower levels of control have failed" and that this level of control "may include ... personally carried chemical agent[.]" This Policy Directive further provides that such chemical agent "must be employed in the manner as set forth in the manufacturer's recommendations" because "[a]ny deviation from those requirements may increase the potential for injury[.]" The appendix record also contains a copy of the instruction label for the particular OC used against Delgado. See supra note 8. These instructions provide that the OC should not be discharged at distances of fewer than six feet from the intended target because exposure in a closer range can cause damage to soft body tissue, in addition to being a skin, eye, and respiratory irritant, and that decontamination should begin "as soon as possible" after restraining the inmate.
Delgado also asserted claims under the Fourteenth Amendment of the United States Constitution and the West Virginia Constitution, which he voluntarily dismissed.
The circuit court found that Inmate Delgado's claims seeking prospective injunctive relief against Warden Ballard in his official capacity were not subject to a qualified immunity analysis and, therefore, "summary judgment based on qualified immunity [did] not apply to those claims."
See
Camreta v. Greene
,
See
Whitley v. Albers
,
In
Whitley
,
The petitioners filed a joint motion for rehearing.
While these
Saucier
considerations remain intact, the Supreme Court receded from the order of this two-part analysis in
Pearson v. Callahan
,
See supra note 15 .
See supra note 3.
On remand, the jury found in favor of inmate Tedder, which was upheld in
Tedder v. Johnson
,
See
Maston v. Wagner
,
Other courts have denied summary judgment, finding that inmate's version of events, which was provided in his or her own deposition testimony, created material issues of fact and credibility issues to be determined by a jury.
See
,
e.g.
,
Skelly v. Okaloosa Cty. Bd. of Cty. Comm'rs
,
See
Smith v. Hypes
,
See
Douty v. Rubenstein
,
Although the petitioners euphemistically employ the word "exhaustion," which implies the simple depletion of a limited quantity, they admit to having purposefully shut off the water supply to Inmate Delgado's cell.
See
Porter v. Nussle
,
Inmate Delgado represents that when the parties proceeded to trial after summary judgment was denied in Douty , a jury found Warden Ballard liable for supervisory liability, assessing punitive damages, based on facts nearly identical to those in the case at bar. Douty , 2:13-cv-32832 (S.D. W.Va. July 24, 2017), Dkt. No. 267 (proposed judgment order; entry pending).
West Virginia Trial Court Rule 24 expressly provides for our trial courts to direct counsel to prepare orders. Moreover, this Court has ruled that when an order entered by a circuit court is one that has been prepared by a party, we will only disturb the order if the findings are clearly erroneous.
Kalwar v. Liberty Mut. Ins. Co.
,
The petitioners' argument in this regard is generalized and does not specifically set forth these alleged inaccuracies.
Although the petitioners assert that the circuit court did not specifically address the basis for its denial of qualified immunity during oral argument, we note the absence of any specific requests or objections in this regard by the petitioners during the motions hearing.
The hearing transcript reveals that the petitioners had a full opportunity to explain their qualified immunity arguments, which the circuit court then summarized during the hearing, asking: "[Y]ou're arguing that your clients are entitled to qualified immunity, that these were discretionary actions, and that they did this in good faith, and that there's no violation of clearly established laws as it relates to any actions that they took?" The petitioners' counsel replied in the affirmative.
Dissenting Opinion
(Filed April 24, 2019)
In this case the majority has concluded that the defendant correctional officers and Warden Ballard are not entitled to qualified immunity in relation to Inmate Delgado's claims of excessive force and deliberate indifference arising from the correctional officers' efforts to maintain control of Inmate Delgado and the segregation unit at the Mount Olive Correctional Center. Because I believe these correctional officers and Warden Ballard are entitled to qualified immunity under the circumstances presented in this case, I respectfully dissent.
One of the dispositive questions included in the two-part test for qualified immunity asks whether, "[t]aken in the light most favorable to the party asserting the injury, do the facts alleged show the officer's conduct violated a constitutional right?"
Saucier v. Katz
,
First, there was no excessive force in this case. Inmate Delgado clearly was a problem inmate. He was in the segregation unit, where he had been housed for six years, due to his chronic insubordination. The record in this case reflects that, on the day of the incident in question, Inmate Delgado became belligerent and verbally assaultive when the nurse did not respond quickly enough, in his mind, to his attempt to ask a question. The nurse was escorted from the area, but Inmate Delgado's disruptive conduct continued. Despite multiple loud, clear, verbal commands to cease creating a disturbance, Inmate
Delgado continued in his defiant behavior, and it began to spread to other inmates, who also started yelling. After their verbal attempts to deescalate the situation had no effect, the correctional officers warned Inmate Delgado that they would use OC spray if he continued to disregard their commands. Thereafter, a correctional officer deployed two, one-second bursts of OC spray into Inmate Delgado's cell. Deploying two, one-second bursts of OC spray under these conditions was not excessive force, and was not done for the purpose of inflicting pain; rather, it was a discretionary act that became necessary as a result of Inmate Delgado's continued raucous conduct, and was a final attempt to restore order in the segregation unit.
See
Iko v. Shreve
,
Likewise, the correctional officers were not deliberately indifferent to Inmate Delgado's medical needs. This claim is primarily based upon the delay in decontaminating Inmate Delgado. As the majority observes, the deliberate indifference analysis has an objective and a subjective component.
See
Germain v. Metheny
,
For the foregoing reasons, I respectfully dissent.
The correctional officers' entitlement to qualified immunity would render moot the supervisory liability claim against Warden Ballard.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.